Jewels and Jadeite - November 28, Hong Kong

644. An Exceptional Pair of Ruby and Diamond Earrings

3.34及3.03克拉「緬甸鴿血紅」紅寶石配鑽石耳環一對，
紅寶石未經加熱處理

• Two oval-shaped rubies, 3.34 and 3.03 carats respectively
• Round brilliant-cut diamonds
• Platinum
• Length approximately 3.5 cm

SSEF Report: Burma, no indications of heating,
‘Pigeon Blood red’ colour
Gübelin Report: Burma, no indications of heating,
‘Pigeon Blood red’ colour
附瑞士SSEF及Gübelin證書

Estimate
HK$ 3,800,000-4,800,000
US$ 485,000-610,000



645. Alexander Laut • Vari-cut orange and pink sapphires, 50.57 carats total
A Coloured Sapphire, Tsavorite Garnet and • Vari-cut tsavorite garnets, 16.94 carats total
Diamond Necklace • Round brilliant-cut diamonds, 6.55 carats total
• 18K white gold
彩色剛玉配沙弗萊石及鑽石項鏈，Alexander Laut • Signed Laut for Alexander Laut, numbered
• Length approximately 40.0 cm

Estimate
HK$ 80,000-120,000
US$ 10,000-15,000

646 647

646. Alexander Laut 647. Alexander Laut
A Tsavorite Garnet and Diamond Ring A Ruby and Diamond ‘Flower’ Ring

4.83克拉「東非」天然沙弗萊石配鑽石戒指，沙弗萊石 2.36克拉「緬甸」天然紅寶石配鑽石「花」戒指，
未經加工處理，Alexander Laut Alexander Laut

• One oval-shaped tsavorite garnet, 4.83 carats • One oval-shaped ruby, 2.36 carats
• Round brilliant-cut diamonds • Circular-cut rubies
• Circular-cut tsavorite garnets • Round brilliant-cut diamonds
• 18K yellow gold • 18K white and blackened gold
• Signed LAUT for Alexander Laut, numbered • Signed LAUT for Alexander Laut, numbered
• Size 6½ • Size 6¾

GRS Report: East Africa, no indication of thermal treatment GRS Report: Burma, no indications of thermal treatment
附瑞士GRS證書 附瑞士GRS證書

Please note that the GRS report is more than 5 years old and may Please note that the GRS report is more than 5 years old and may
require an update require an update.

Estimate Estimate
HK$ 60,000-80,000 HK$ 60,000-80,000
US$ 7,500-10,000 US$ 7,500-10,000

About Feng J 關於 Feng J

Splitting her time between her Place Vendôme atelier and Shanghai studio, 來自中國大陸的豐吉，以極致原創風格的收藏級藝
34 year old high jeweller Feng J is one of the world’s most exciting, 術珠寶進入全球視野，憑珠寶打造屬於華人的藝術
contemporary jewellery artist-designers. 影響力。豐吉於2016年在巴黎創立高級藝術珠寶
品牌 Feng.J Haute Joaillerie，並於旺多姆廣場
Quoted by The New York Times as being ‘The Future of High Jewelry’ and 16號和上海設有工作室。豐吉出生於藝術世家，
named by the Robb Report (Greater China) as ‘Designer of The Year 2020’, 她的藝術與設計成長背景包括在中國美術學院獲
hers is a talent that is already recognized internationally. 學士，倫敦藝術大學獲珠寶設計碩士學位，在巴黎
Haute École de Joaillerie研修歐洲高級珠寶工藝
Employing her unique and visionary approach, she brings her creations to life 並獲美國寶石學院G.I.A G.G資格。豐吉的創作理念
producing extraordinary, one-of-a-kind treasures using signature techniques 「以寶石入畫」- 強調在三維空間裡將光、影、色的
such as her ‘Floating Setting’ which renders any metal all but invisible. 斑斕，做到穿透性的極致，在凹凸起伏的微型空間
裏創造出如印象派畫風的珠寶作品。
Afer earning a master’s degree in jewellery design from the University of the
Arts London and London College of Fashion, Feng J subsequently underwent 豐吉在巴黎工坊研創分合金極微鑲爪，令眾多
additional training at the legendary Haute Ecole de Joaillerie in Paris. Thereafer, 寶石如同懸浮空中一般，輕盈靈動至不可思議，
she became a Graduate Gemologist of the GIA (Gemological Institute of 成 為 帶 有 豐 吉 風 格 標 籤 的「Floating Set 懸 浮
America), along the way acquiring yet more practical experience working in the 鑲嵌」。此外,還通過探索東方漆畫和歐洲百年珠寶
jewellery department of Alexander McQueen. 工藝結合，大膽進行東西方創意邊界突破。2019年
紐約時報 (The New York Times) 以「中國開始有了
In 2016, Feng J established her eponymous jewellery brand and begun exhibiting 自己的高級珠寶設計師」和「高級珠寶的未來」為標
at exclusive art fairs around the world including PAD London, Salon Art+Design 題專訪報導豐吉。2020年，豐吉被「羅博財富報告」
New York and ART021 Shanghai. 頒予「年度珠寶藝術家」獎項。

With continued global exposure, Feng J has built a formidable and loyal
following of celebrities and international collectors. This season we are delighted
to present two of her most intricate and important creations ever.









‘Fountain of Diamonds’ Ring 鑽石之泉 戒指

‘Fountain of Diamonds’ is an artistic ring by high jeweller Feng J, 「 鑽 石 之 泉 」是 高 級 珠 寶 藝 術 家 豐 吉 創 作 的 戒 指
expressing the unique design of a Parisian fountain. 作品，取材象徵歡愉自由的噴泉。創作靈感源
於 豐 吉 在 巴 黎 生 活 時 ， 對 古 典 優 雅 的 法 國「 美 好
The inspiration originates from Feng J’s time in Paris, specifcally 年代」時期保留的噴泉雕塑的痴迷，並萌生要
when she wanders amongst the city’s numerous fountains, many 創作一件獨一無二的藝術珠寶來紀念這段時光
of which are infuenced by the great Belle Epoque style, with 的想法。
nature-inspired Art Nouveau motifs.
當豐吉遇到22.08克拉D色的圓形白鑽時，瞬間
In lot 648, Feng J captures the vibrant, yet graceful, arches of these 就用線條將噴泉概念勾畫出來，跳躍的拱形曲
iconic Parisian fountains. In total, 95 bubbling diamond beads form 線在白鑽底部構成。共有9 5 顆高等級白鑽珠粒
the ring that makes up the fountain’s limpid jet of water, while the 構成了噴泉的水柱，位於中央的白鑽主石仿似
impressive 22.08 carat, D colour, diamond sits atop as the calm pool 不停地噴灑歡樂的水花，在炫目曦陽下折射出
into which it fows. 璀璨奪目的光芒。這件藝術珠寶體現極簡主義
風格，同時又傳達令人回味的視覺衝擊。
The efect created is one of a paradoxically minimalist style, while giving
a dazzling impact. Creating such a look presented a number of unique 豐吉的極致原創對鑲嵌和製作工藝提出新的挑
challenges for Feng J’s atelier team, who took hundreds of hours of 戰。為了完美匹配設計的要求，每一粒鑽石珠
precise crafsmanship to bring this jewel to life. 粒的尺寸，形狀和淨度都被嚴格設限。豐吉眼
中的螺旋形漸變的珠粒戒臂有着特殊的序列，
One such challenge was the painstaking task of fnding the perfect 象徵噴泉水珠的白鑽優雅地依次由大到小，
size and shaped diamond beads that met Feng J’s aesthetic 再由小及大地重複，完美表現靈動活躍的
requirements. These were for the purpose of designing a highly unusual 水花。豐吉和她的高級珠寶工匠們耗時數百工
spiral ring, wrapping around the fnger, graduating from small to big, 時 ， 將「 鑽 石 之 泉 」完 美 打 造 成 一 件 宛 如 當 代 雕
then big to small, thereby replicating the movement and form of the 塑作品般的收藏級藝術珠寶。
Parisian fountains.

Lot 648 is a fne example of a striking, original design, that ofers an
important and rare 22.08 carat brilliant-cut diamond, set in a unique
jewel handcrafed by one of the world’s most exciting contemporary
jewellery designers.



(Side View)

PREMIUM LOT

* 648. Feng J
A Unique ‘Fountain of Diamonds’ Ring

22.08克拉 D/VS1 Type IIa（極優切工、拋光及比例）
「鑽石之泉」圓形鑽石戒指，Feng J

• One round brilliant-cut diamond, 22.08 carats
• 95 diamond beads, 18.24 carats total
• 18K white gold
• Signed Feng J
• Size 5½
GIA Report: D colour, VS1 clarity, Excellent Cut, Polish and Symmetry
Diamond Type Classifcation Report: Type IIa diamond
附美國GIA證書
With a signed case
Estimate
HK$ 11,500,000-15,500,000
US$ 1,500,000-2,000,000



‘Les Jardins de Giverny’ Necklace 吉維尼花園

When high jewellery artist Feng J visited Claude Monet’s Jardins de Giverny 當高級珠寶藝術家豐吉首次造訪巴黎近郊的吉維尼
outside Paris for the frst time, the private garden deeply inspired her. It 花 園 時 ， 這 座 印 象 派 巨 匠 克 勞 德 ·莫 奈 的 私 人 花 園
was as if time had stood still since Monet himself had painted there. As she 深深打動了她。莫奈將他獨到的藝術品味和對大自
observed the beauty of the garden, she was moved by the same rare species 然的痴迷完美結合，打造出一座永遠美麗綻放的不朽
of fowers that continue to bloom to this day, within his immortal paradise. 傑作。

She noted that the arrangement of so many diferent species and colours 爭奇鬥豔的各種植物和花卉佈滿吉維尼花園，彷彿用
created such an impact that the scene before her appeared like a painting. 畫筆描繪出來一般，令人感歎其本身就是莫奈的一件
This efect resonated with Feng J because it encapsulates her own distinct 藝術品。這種充滿印象派氣息的視覺效果呼應了豐吉
design philosophy, namely ‘painting with gemstones’. 獨特的珠寶設計哲學「創作珠寶如同以寶石入畫」。

When Feng J frst encountered the exceptional 19 carat, Fancy Light Pink 極其珍稀罕有的19卡拉粉色鑽石是啟動豐吉創作
diamond – now the centerpiece of the necklace – the initial design that 靈思的觸媒，迅速激活了她心中的吉維尼花園。對
came to her mind was aroused from the same ingrained memory that the 園內夢境般的各種色彩，日光下的影色變幻和炫
Jardins de Giverny had lef years ago. 光的回憶，令豐吉要打造可佩戴可移動的「吉維尼
花園」項鍊，與心中的印象派大師對話。
Vividly recalling the gardens’ magical hues, the sof shadows and the subtle
play of light, Feng J made it her goal to create her own exquisite garden of 「吉維尼花園」項鍊的外形採用不同花形擁簇的花環
fowers and fauna, to be worn as a one-of-a-kind jewel. 形狀，為表達淡雅靈透的氣質，豐吉選用雙面玫瑰
切割寶石，以彩色藍寶石，結合尖晶石，坦桑石，
To create the form of a garland of blossoming fowers, Feng J has applied 沙弗萊，海藍寶和白鑽，構成炫亮的高光調子。在
her signature ‘Floating Set’ technique, masterfully hiding the metal settings 項鍊的下方中央是19克拉粉鑽吊墜，如同印象派
of numerous double rose-cut coloured sapphires, aquamarines, spinels, 畫作中穿越雲層的淡淡晨曦，映射出整座花園的光
tanzanites and tsavorites garnets. 芒。為呈現寶石最大的透光性，豐吉運用分合金鑲
托「 懸 浮 鑲 嵌 」， 讓 寶 石 如 同 懸 浮 空 中 一 般 輕 盈 ，
The efect is a dazzling, yet delicate, display of sof blues, purples, pinks and 展現最多折射。作品前後耗時近千工時，由豐吉和
greens that combine to give an overall visual array of brightness, with the 頂級珠寶匠人在最嚴格的高級珠寶工藝標準之下
fabulous 19 carat Fancy Light Pink diamond suspended from the very heart 完成。
of the garland in bloom.
這件印象派色彩風格的項鍊，有著優雅而強烈的視
The necklace is a complex creation that has been brought to life in Feng 覺衝擊，在更多層次的考量上，它可以拆解和組合
J’s atelier, with hundreds of hours of painstaking crafsmanship, under her 成手鍊與戒指。項鏈後半段可以變為精巧的手鍊，
watchful and nurturing supervision. 同時19克拉的粉鑽可以轉移到戒指上作為主石。
此種精妙源自豐吉在創作時充分考慮當代女性佩戴
The ‘Jardins de Giverny’ necklace is a multi-functional accomplishment, 珠 寶 的 多 樣 性 — —「 吉 維 尼 花 園 」是 一 件 擁 有 多 樣
imbued with lustrous budding beauty throughout. To allow for greater 功能的藝術珠寶作品。
versatility, a section of the necklace can be detached to become a delicate
bracelet, while the 19 carat Fancy Light Pink diamond can be converted 豐 吉 希 望 通 過「 吉 維 尼 花 園 」項 鍊 ， 能 相 隔 百 年 ，
into an impressive ring, to be worn alone, or as a set with the bracelet. 跨越時空向心中的大師 —— 莫奈致敬。



(19.00 carat Fancy Light Pink, VVS2 clarity,
Type IIa Diamond)

A Natural Wonder 自然的奇蹟

Approximately 1 carat in every 10,000 carats mined turns out to be a 在每一萬克拉開採出來的鑽石只有一克拉是寶石級
gem quality fancy coloured diamond, and of this small amount, only 彩色鑽石，而在這微不足道的數量中，只有約0.01%
around 0.01% are fancy pink diamonds, such is their rarity. 可以被鑑證定為粉紅色鑽石，足見其稀有性。

The majority of these pink diamonds typically have a secondary hue such 大多數粉紅色鑽石通常有一個輔助色調，如紫粉色、
as purplish pink, orangey pink or brown pink. 橙色或棕粉色。純粉紅色的鑽石最為罕有。

Independently of a diamond’s colour, fewer than 2% of all diamonds – 此外，只有不到2%的鑽石屬於IIa型鑽石。這些極其稀少
irrespective of their colour - fall into the rare group of Type IIa, meaning 的IIa型鑽石是化學最純潔的鑽石-這些鑽石含極為少量
that they are chemically pure, having little or no trace of nitrogen and 至幾乎沒有的氮元素，因此呈現出極高的光學透明度。
thus showing exceptional transparency.
今季拍品649是一顆重達19克拉天然純粉紅色的
Lot 649 is a 19.00 carat Natural Fancy Light Pink, Type IIa diamond with Type IIa淡彩粉紅色鑽石。一顆粉紅色鑽石能在重量，
no secondary colour and possessing a truly exceptional colour, crystal 顏色及淨度三大元素上都擁有如此驕人的品質，
and transparency. 實在難能可貴。





(Shown as a bracelet) (Shown as a ring)
(Alternative View)
PREMIUM LOT

* 649. Feng J
A Fancy Light Pink Diamond and Gem-set
‘Les Jardins de Giverny’ Necklace/Bracelet/Ring

19.00克拉淡彩粉紅色VVS2 Type IIa鑽石配寶石
「吉維尼花園」項鏈/手鏈/戒指，Feng J

• One cut-cornered rectangular step-cut Fancy Light Pink diamond,
19.00 carats

• Vari-shaped rose-cut sapphires, white sapphires, pink spinels,
tanzanites, aquamarines and tsavorites, 83.08 carats total

• Diamond beads, round brilliant and rose-cut diamonds,
32.53 carats total

• A section of the necklace is detachable and can be worn as a bracelet
• Accompanied by a ring mount
• 18K white gold
• Signed Feng J
• Necklace length approximately 41.0 cm
• Bracelet length approximately 16.7 cm
• Ring size 6
GIA Report: Fancy Light Pink colour, VVS2 clarity
Diamond Type Classifcation Report: Type IIa diamond
附美國GIA證書
With a signed case

Estimate
HK$ 19,000,000-25,000,000
US$ 2,500,000-3,200,000

Sale Information Sale Department Singapore
Associate Regional Representative
Jewels and Jadeite Worldwide Head Christine Fernando +65 9128 6277
Graeme Thompson [email protected]
Auction and Viewing Location +852 2318 2049
JW Marriott Hotel Hong Kong [email protected] China
88 Queensway, Admiralty Regional Director
Hong Kong Head of Department, Hong Kong Wenjia Zhang +86 139 116 51725
Charlene Lau +852 2318 2039 [email protected]
Auction [email protected]
28 November 2020, 5pm Thailand
(Lots 501 – 649) Specialist Senior Consultant
Monica Navra +852 2318 2057 Rika Dila +66 818 186 878
Viewing [email protected] [email protected]
26-28 November 2020
Thursday–Friday, 10am–7pm Junior Specialist Seoul
Saturday, 10am–5pm Yoki Chan +852 2318 2036 Regional Director
[email protected] Jane Yoon +82 2797 8008
Sale Designation [email protected]
When sending in written bids Senior Consultant, Jewellery
or making enquiries please Terry Chu +852 2318 2038 New York
refer to this sale as HK060320 [email protected] Head of Americas,
or Jewels and Jadeite Senior International Specialist
Head of Private Sales, Jewellery Susan Abeles +1 212 940 1283
Absentee and Telephone Bids Paul Redmayne +852 2318 2041 [email protected]
Tel +852 2318 2029 [email protected]
Fax +852 2318 2010 London
[email protected] Senior Administrator Specialist, Client Liaison
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[email protected] [email protected]

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mchristinaƶ@phillips.com Catalogues
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Front Cover
Lot 649. Feng J, A Fancy Light Pink Diamond and Gem-set
‘Les Jardins de Giverny’ Necklace/Bracelet/Ring

Back Cover
Lot 648. Feng J, A Unique ‘Fountain of Diamonds’ Ring

Jewels Viewing Enquiries
[email protected]
New York / December 2020 New York +1 212 940 1378
Southampton
London Cartier. An Art Deco Diamond
Geneva and Platinum Tiara, converting
Hong Kong to a Pair of Bracelets and a Brooch

Estimate
US$300,000-500,000

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should, in our opinion, ofer a chance of success. However, pay the full hammer price and buyer’s premium and will not
many lots achieve prices below or above the pre-sale Deposit be otherwise compensated.
estimates. Where ‘Estimate upon Request’ appears, please If you wish to bid on a lot designated with the symbol * (a
contact the specialist department for further information. It “Premium Lot”), Phillips may require you to pay a deposit Disclosure of fnancial interest by third parties
is advisable to contact us closer to the time of the auction as of HK$2,000,000 or such higher amount as Phillips in our Phillips requires third party guarantors to disclose their
estimates can be subject to revision. Pre-sale estimates do sole discretion deems appropriate and to provide such fnancial interest in the lot to anyone whom they are
not include the buyer’s premium or any applicable taxes. fnancial references, guarantees and/or other security as advising. If you are contemplating bidding on a lot which
Phillips may require in our sole discretion as security for is the subject of a third party guarantee and you are being
Pre-Sale Estimates in US Dollars and Euros the bid. advised by someone or if you have asked someone to bid on
Although the sale is conducted in Hong Kong dollars, the your behalf you should always ask them to confrm whether
pre-sale estimates in the auction catalogues may also be For Premium Lots Phillips will also require you to complete or not they have a fnancial interest in the lot.
printed in US dollars and/or euros. Since the exchange rate the Premium Lot pre-registration prior to the date of
is that at the time of catalogue production and not at the the auction at which the Premium Lot will be ofered for Δ Property in which Phillips has an Ownership Interest
date of auction, you should treat estimates in US dollars or sale. Upon our receipt of the deposit and a completed Lots with this symbol indicate that Phillips owns the lot
euros as a guide only. pre-registration form, Phillips will provide you with in whole or in part or has an economic interest in the lot
a numbered Premium Lot paddle for identifcation equivalent to an ownership interest.
Catalogue Entries purposes. The auctioneer will usually only accept bids on
Phillips may print in the catalogue entry the history of Premium Lots made with the Premium Lot paddle or by its • No Reserve
ownership of the property, as well as the exhibition history registered bidder. This applies to saleroom, telephone and
and references to the work in art publications. While we are absentee bids. Unless indicated by a •, all lots in this catalogue are offered
careful in the cataloguing process, provenance, exhibition subject to a reserve. A reserve is the confidential value
and literature references may not be exhaustive and in Payment of the deposit may be made by wire transfer established between Phillips and the seller and below
some cases we may intentionally refrain from disclosing or credit card acceptable to Phillips for the prospective which a lot may not be sold. The reserve for each lot is
the identity of previous owners. Please note that all generally set at a percentage of the low estimate and will
not exceed the low pre-sale estimate.

Ж Property subject to US Import Tarifs Online Bidding HK$500,000 to HK$1,000,000 by HK$50,000s
Lots with this symbol indicate that the Property may be If you cannot attend the auction in person, you may bid Above HK$1,000,000 at the auctioneer’s
subject to additional tariffs upon importation into the online on our online live bidding platform available on discretion
United States of America. See paragraph 12 of the our website at www.phillips.com.The digital saleroom is
Conditions of Sale. optimized to run on Google Chrome, Firefox, Opera and The auctioneer may vary the increments during the course
Internet Explorer browsers. Clients who wish to run the of the auction at his or her own discretion.
∑ Endangered Species platform on Safari will need to install Adobe Flash Player.
Lots with this symbol have been identifed at the time of Follow the links to ‘Auctions’ and ‘Digital Saleroom’ and 3 The Auction
cataloguing as containing endangered or other protected then pre-register by clicking on ‘Register to Bid Live.’ The
species of wildlife which may be subject to restrictions frst time you register you will be required to create an As noted above, the auction is governed by the Conditions
regarding export or import and which may require permits account; thereafer you will only need to register for each of Sale and Authorship Warranty. All prospective bidders
for export as well as import. Please refer to Paragraph 4 of sale. You must pre-register at least 24 hours before the should read them carefully. They may be amended by
the Guide for Prospective Buyers and Paragraph 11 of the start of the auction in order to be approved by our bid saleroom addendum or auctioneer’s announcement.
Conditions of Sale. department. Please note that corporate frewalls may
cause difculties for online bidders.
* Premium Lots
Lots with this symbol carry a low pre-sale estimate of Absentee Bids Interested Parties Announcement
HK$8,000,000 or more and are referred to by Phillips as If you are unable to attend the auction and cannot In situations where a person allowed to bid on a lot
Premium Lots. Prospective buyers who wish to bid on participate by telephone, Phillips will be happy to execute has a direct or indirect interest in such lot, such as the
Premium Lots must complete the pre-registration form written bids on your behalf. A bidding form can be found benefciary or executor of an estate selling the lot, a joint
and pay the Premium Lot deposit, as described more fully at the back of this catalogue. This service is free and owner of the lot or a party providing or participating in a
in this Paragraph 1 of the Guide for Prospective Buyers. confdential. Bids must be placed in the currency of the guarantee on the lot, Phillips will make an announcement
sale. Our staf will attempt to execute an absentee bid at in the saleroom that interested parties may bid on the lot.
▼ Restricted Importation the lowest possible price taking into account the reserve
Lots with this symbol may be subject to importation and other bidders. Always indicate a maximum bid, Consecutive and Responsive Bidding; No Reserve Lots
restriction in the US. Please refer to the Important Notices excluding the buyer’s premium. Unlimited bids will not be The auctioneer may open the bidding on any lot by placing
which appear in this catalogue immediately following this accepted. Any absentee bid must be received at least 24 a bid on behalf of the seller. The auctioneer may further
Guide for Prospective Buyers. hours in advance of the sale. In the event of identical bids, bid on behalf of the seller up to the amount of the reserve
the earliest bid received will take precedence. by placing consecutive bids or bids in response to other
2 Bidding in the Sale bidders. If a lot is ofered without reserve, unless there
Employee Bidding are already competing absentee bids, the auctioneer
Bidding at Auction Employees of Phillips and our afliated companies, will generally open the bidding at 50% of the lot’s low
Bids may be executed during the auction in person including the auctioneer, may bid at the auction by placing pre-sale estimate. In the absence of a bid at that level, the
by paddle, by telephone, online or prior to the sale in absentee bids so long as they do not know the reserve auctioneer will proceed backwards at his or her discretion
writing by absentee bid. Proof of identity in the form of when submitting their absentee bids and otherwise comply until a bid is recognized and will then advance the bidding
government-issued identifcation may be required, as may with our employee bidding procedures. from that amount. Absentee bids on no reserve lots will, in
an original signature. We may also require that you furnish the absence of a higher bid, be executed at approximately
us with a bank reference. Bidding Increments 50% of the low pre-sale estimate or at the amount of
Bidding generally opens below the low estimate and the bid if it is less than 50% of the low pre-sale estimate.
Bidding in Person advances in increments of up to 10%, subject to the If there is no bid whatsoever on a no reserve lot, the
To bid in person, you will need to register for and collect Auctioneer’s discretion. Absentee bids that do not conform auctioneer may deem such lot unsold.
a paddle before the auction begins. New clients are to the increments set below may be lowered to the next
encouraged to register at least 48 hours in advance bidding increment. 4 After the Auction
of a sale to allow sufcient time for us to process your
information. All lots sold will be invoiced to the name HK$1,000 to HK$2,000 by HK$100s Payment
and address to which the paddle has been registered HK$2,000 to HK$3,000 by HK$200s Buyers are required to pay for purchases immediately
and invoices cannot be transferred to other names and HK$3,000 to HK$5,000 by HK$200, 500, 800 following the auction unless other arrangements have
addresses. Please do not misplace your paddle. In the event (i.e., HK$4,200, been agreed with Phillips in writing in advance of the sale.
you lose it, inform a Phillips staf member immediately. At HK$5,000 to HK$10,000 HK$4,500, HK$4,800) Payment must be made in Hong Kong dollars by wire
the end of the auction, please return your paddle to the HK$10,000 to HK$20,000 by HK$500s transfer, as noted in Paragraph 6 of the Conditions of Sale.
registration desk. HK$20,000 to HK$30,000 by HK$1,000s Cash and cheques are not accepted.
HK$30,000 to HK$50,000 by HK$2,000s
Bidding by Telephone HK$5,000, HK$8,000 by HK$2,000, Credit Cards
If you cannot attend the auction, you may bid live on the HK$50,000 to HK$100,000 As a courtesy to clients, Phillips accepts payment by credit
telephone with one of our multilingual staf members. This HK$100,000 to HK$200,000 by HK$5,000s card up to HK$800,000 per auction.
service must be arranged at least 24 hours in advance of the HK$200,000 to HK$300,000 by HK$10,000s
sale and is available for lots whose low pre-sale estimate HK$300,000 to HK$500,000 by HK$20,000s Collection
is at least HK$8,000. Telephone bids may be recorded. By by HK$20,000, It is our policy to request proof of identity on collection
bidding on the telephone, you consent to the recording of 50,000, 80,000 of a lot. A lot will be released to the buyer or the buyer’s
your conversation. We suggest that you leave a maximum (i.e., HK$320,000, authorized representative when Phillips has received
bid, excluding the buyer’s premium, which we can execute HK$350,000, full and cleared payment and we are not owed any other
on your behalf in the event we are unable to reach you by HK$380,000) amount by the buyer. Afer the auction, all lots will be
telephone. To arrange a telephone bid please contact the stored externally, please call our shipping department
Hong Kong bids department at +852 2318 2029. on +852 2318 2000 prior to arranging collection. We will

Important Notices

levy removal, interest, storage and handling charges on of endangered material on the object and certifying that Premium Lots
uncollected lots. the object is not less than 100 years of age. A prospective Any prospective buyer interested in any Premium Lot,
buyer planning to import an object into the US may not which is marked in the catalogue with the symbol *,
Loss or Damage rely on Phillips cataloguing to establish the species of must complete Premium Lot pre-registration and make
Buyers are reminded that Phillips accepts liability for loss endangered material on the object or to establish the age a deposit of HK$2,000,000 or such higher amount as
or damage to lots for a maximum of seven days following of the object and must consult with a qualifed independent Phillips shall require in order to bid on a Premium Lot. For
the auction. appraiser prior to placing a bid on the lot. details, please contact the Client Services Department at
+852 2318 2000.

Transport and Shipping Please note that lots containing potentially regulated
As a free service for buyers, Phillips will wrap purchased plant or animal material are marked as a convenience
lots for hand carry only. We do not provide packing, to our clients, but Phillips does not accept liability for
handling or shipping services directly. However, we will errors or for failing to mark lots containing protected or
coordinate with shipping agents instructed by you in order regulated species.
to facilitate the packing, handling and shipping of property
purchased at Phillips. Please refer to Paragraph 7 of the
Conditions of Sale for more information.

Export and Import Licences
Before bidding for any property, prospective bidders are
advised to make independent enquiries as to whether a
licence is required to export the property from Hong Kong
or to import it into another country. It is the buyer’s sole
responsibility to comply with all import and export laws
and to obtain any necessary licences or permits. The denial
of any required licence or permit or any delay in obtaining
such documentation will not justify the cancellation of the
sale or any delay in making full payment for the lot.

Endangered Species
Items made of or incorporating plant or animal material,
such as coral, crocodile, ivory, whalebone, Brazilian
rosewood, rhinoceros horn or tortoiseshell, irrespective
of age, percentage or value, may require a licence or
certifcate prior to exportation and additional licences or
certifcates upon importation to the US or to any country
within or outside the European Union (EU). Please note
that the ability to obtain an export licence or certifcate
does not ensure the ability to obtain an import licence or
certifcate in another country, and vice versa. We suggest
that prospective bidders check with their own government
regarding wildlife import requirements prior to placing
a bid. It is the buyer’s sole responsibility to obtain any
necessary export or import licences or certifcates as well
as any other required documentation. Please note that the
US prohibits the importation of any item containing African
elephant ivory. Asian elephant ivory may be imported in
to the US only if accompanied by independent scientifc
analysis regarding continent of origin and confrmation the
object is more than 100 years old. We have not obtained
a scientifc analysis on any lot prior to sale and cannot
indicate whether elephant ivory in a particular lot is African
or Asian elephant. Buyers purchase these lots at their own
risk and will be responsible for the costs of obtaining any
scientifc analysis or other report required in connection
with their proposed import of such property into the US.

With regard to any item containing endangered species
other than elephant ivory, an importer into the US must
provide documented evidence of the species identifcation
and age of an object in order to demonstrate that the
object qualifes as an antique. This will require the buyer
to obtain an independent appraisal certifying the species

Hong Kong Conditions of Sale

The Conditions of Sale and Authorship Warranty set out (b) Each lot ofered for sale at Phillips is available for bidder by fax or otherwise immediately afer such bid
below govern the relationship between bidders and buyers, inspection by prospective buyers prior to the auction. is accepted by the auctioneer. Telephone bids may be
on the one hand, and Phillips and sellers, on the other Phillips accepts bids on lots on the basis that bidders recorded and, by bidding on the telephone, a bidder
hand. All prospective buyers should read these Conditions (and independent experts on their behalf, to the extent consents to the recording of the conversation.
of Sale, the Important Notices immediately following the appropriate given the nature and value of the lot and the
Guide for Prospective Buyers and the Authorship Warranty bidder’s own expertise) have fully inspected the lot prior (d) Bidders may participate in an auction by bidding online
carefully before bidding. to bidding and have satisfed themselves as to both the through Phillips’s online live bidding platform available on
condition of the lot and the accuracy of its description. our website at www.phillips.com. To bid online, bidders
1 Introduction must register online at least 24 hours before the start
Each lot in this catalogue is ofered for sale and sold (c) Prospective buyers acknowledge that many lots are of of the auction. Online bidding is subject to approval by
subject to: (a) the Conditions of Sale and Authorship an age and type which means that they are not in perfect Phillips’s bid department in our sole discretion. As noted
Warranty; (b) additional notices and terms printed condition. As a courtesy to clients, Phillips may prepare in Paragraph 3 above, Phillips encourages online bidders
in other places in this catalogue, including the Guide and provide condition reports to assist prospective buyers to inspect prior to the auction any lot(s) on which they
for Prospective Buyers and Important Notices and (c) when they are inspecting lots. Catalogue descriptions may bid, and condition reports are available upon request.
supplements to this catalogue or other written material and condition reports may make reference to particular Bidding in a live auction can progress quickly. To ensure
posted by Phillips in the saleroom, in each case as imperfections of a lot, but bidders should note that that online bidders are not placed at a disadvantage when
amended by any addendum or announcement by the lots may have other faults not expressly referred to in bidding against bidders in the room or on the telephone,
auctioneer prior to the auction. the catalogue or condition report. All dimensions are the procedure for placing bids through Phillips’s online
approximate. Illustrations are for identifcation purposes bidding platform is a one-step process. By clicking the
By bidding at the auction, whether in person, through only and cannot be used as precise indications of size or to bid button on the computer screen, a bidder submits a
an agent, by written bid, by telephone bid or other convey full information as to the actual condition of lots. bid. Online bidders acknowledge and agree that bids so
means, bidders and buyers agree to be bound by these submitted are fnal and may not under any circumstances
Conditions of Sale, as so changed or supplemented, and (d) Information provided to prospective buyers in respect be amended or retracted. During a live auction, when bids
Authorship Warranty. of any lot, including any pre-sale estimate, whether written other than online bids are placed, they will be displayed
or oral, and information in any catalogue, condition or other on the online bidder’s computer screen as ‘foor’ bids.
These Conditions of Sale, as so changed or supplemented, report, commentary or valuation, is not a representation of ‘Floor’ bids include bids made by the auctioneer to
and Authorship Warranty contain all the terms on which fact but rather a statement of opinion held by Phillips. Any protect the reserve. In the event that an online bid and a
Phillips and the seller contract with the buyer. pre-sale estimate may not be relied on as a prediction of ‘foor’ or ‘phone’ bid are identical, the ‘foor’ bid may take
the selling price or value of the lot and may be revised from precedence at the auctioneer’s discretion. The next bidding
2 Phillips as Agent time to time by Phillips at our absolute discretion. Neither increment is shown for the convenience of online bidders
Phillips acts as an agent for the seller, unless otherwise Phillips nor any of our afliated companies shall be liable for in the bid button. The bidding increment available to online
indicated in this catalogue or at the time of auction. On any diference between the pre-sale estimates for any lot bidders may vary from the next bid actually taken by the
occasion, Phillips may own a lot directly, in which case we and the actual price achieved at auction or upon resale. auctioneer, as the auctioneer may deviate from Phillips’s
will act in a principal capacity as a consignor, or a company standard increments at any time at his or her discretion,
afliated with Phillips may own a lot, in which case we will 4 Bidding at Auction but an online bidder may only place a bid in a whole bidding
act as agent for that company, or Phillips or an afliated (a) Phillips has absolute discretion to refuse admission to increment. Phillips’s bidding increments are published in
company may have a legal, benefcial or fnancial interest in the auction or participation in the sale. All bidders must the Guide for Prospective Buyers.
a lot as a secured creditor or otherwise. register for a paddle prior to bidding, supplying such
information and references as required by Phillips. (e) When making a bid, whether in person, by absentee
3 Catalogue Descriptions and Condition of Property bid, on the telephone or online, a bidder accepts personal
Lots are sold subject to the Authorship Warranty, as (b) As a convenience to bidders who cannot attend the liability to pay the purchase price, as described more fully in
described in the catalogue (unless such description is auction in person, Phillips may, if so instructed by the Paragraph 6 (a) below, plus all other applicable charges.
changed or supplemented, as provided in Paragraph 1 bidder, execute written absentee bids on a bidder’s
above) and in the condition that they are in at the time of behalf. Absentee bidders are required to submit bids on (f) By participating in the auction, whether in person, by
the sale on the following basis. the ‘Absentee Bid Form’, a copy of which is printed in this absentee bid, on the telephone or online, each prospective
catalogue or otherwise available from Phillips. Bids must buyer represents and warrants that any bids placed by such
(a) The knowledge of Phillips in relation to each lot is partially be placed in the currency of the sale. The bidder must person, or on such person’s behalf, are not the product of
dependent on information provided to us by the seller, and clearly indicate the maximum amount he or she intends any collusive or other anti-competitive agreement and are
Phillips is not able to and does not carry out exhaustive due to bid, excluding the buyer’s premium. The auctioneer will otherwise consistent with federal, state or other antitrust law.
diligence on each lot. Prospective buyers acknowledge this not accept an instruction to execute an absentee bid which
fact and accept responsibility for carrying out inspections does not indicate such maximum bid. Our staf will attempt (g) Arranging absentee, telephone and online bids is a free
and investigations to satisfy themselves as to the lots to execute an absentee bid at the lowest possible price service provided by Phillips to prospective buyers. While
in which they may be interested. Notwithstanding the taking into account the reserve and other bidders. Any we undertake to exercise reasonable care in undertaking
foregoing, we shall exercise such reasonable care when absentee bid must be received at least 24 hours in advance such activity, we cannot accept liability for failure to
making express statements in catalogue descriptions or of the sale. In the event of identical bids, the earliest bid execute such bids except where such failure is caused by
condition reports as is consistent with our role as auctioneer received will take precedence. our willful misconduct.
of lots in this sale and in light of (i) the information provided
to us by the seller, (ii) scholarship and technical knowledge (c) Telephone bidders are required to submit bids on the (h) Employees of Phillips and our afliated companies,
and (iii) the generally accepted opinions of relevant experts, ‘Telephone Bid Form’, a copy of which is printed in this including the auctioneer, may bid at the auction by placing
in each case at the time any such express statement is made. catalogue or otherwise available from Phillips. Telephone absentee bids so long as they do not know the reserve
bidding is available for lots whose low pre-sale estimate when submitting their absentee bids and otherwise comply
is at least HK$8,000. Phillips reserves the right to require with our employee bidding procedures.
written confrmation of a successful bid from a telephone

5 Conduct of the Auction 6 Purchase Price and Payment to facilitate the packing, handling, insurance and shipping
(a) Unless otherwise indicated by the symbol •, each lot (a) The buyer agrees to pay us, in addition to the of property bought at Phillips. Any such instruction is
is ofered subject to a reserve, which is the confdential hammer price of the lot, the buyer’s premium and any entirely at the buyer’s risk and responsibility, and we will
minimum selling price agreed by Phillips with the seller. applicable sales tax (the ‘Purchase Price’). The buyer’s not be liable for acts or omissions of third party packers
The reserve will not exceed the low pre-sale estimate at the premium is 26% of the hammer price up to and including or shippers. Property will be collected by the buyer at
time of the auction. HK$5,000,000, 21% of the portion of the hammer price the point it is released in the sale location by Phillips to
above HK$5,000,000 up to and including HK$50,000,000 the buyer or to a third-party shipper acting for the buyer.
(b) The auctioneer has discretion at any time to refuse and 14.5% of the portion of the hammer price above The buyer is responsible for paying any import duties
any bid, withdraw any lot, re-ofer a lot for sale (including HK$50,000,000. and local taxes payable to import the Property to its fnal
afer the fall of the hammer) if he or she believes there destination.
may be error or dispute and take such other action as he (b) Unless otherwise agreed, a buyer is required to pay for a
or she deems reasonably appropriate. Phillips shall have purchased lot immediately following the auction regardless (d) Phillips will require presentation of government-issued
no liability whatsoever for any such action taken by the of any intention to obtain an export or import license or identifcation prior to release of a lot to the buyer or the
auctioneer. If any dispute arises afer the sale, our sale other permit for such lot. Payments must be made by the buyer’s authorized representative.
record is conclusive. The auctioneer may accept bids made invoiced party in Hong Kong dollars by wire transfer in
by a company afliated with Phillips provided that the accordance with the bank transfer details provided on the 8 Failure to Collect Purchases
bidder does not know the reserve placed on the lot. invoice for purchased lots. (a) If the buyer pays the Purchase Price but fails to collect
a purchased lot within 30 days of the auction, the buyer
(c) The auctioneer will commence and advance the bidding (c) As a courtesy to clients, Phillips will accept American will incur a late collection fee of HK$80 per day for each
at levels and in increments he or she considers appropriate. Express, Visa, MasterCard and China Union Pay to pay for uncollected lot. We will not release purchased lots to the
In order to protect the reserve on any lot, the auctioneer invoices of HK$800,000 or less per auction. China Union buyer until all such charges have been paid in full.
may place one or more bids on behalf of the seller up to Pay is accepted for in-person transactions only.
the reserve without indicating he or she is doing so, either (b) If a purchased lot is paid for but not collected within
by placing consecutive bids or bids in response to other (d) Title in a purchased lot will not pass until Phillips has six months of the auction, the buyer authorizes Phillips,
bidders. If a lot is ofered without reserve, unless there received the Purchase Price for that lot in cleared funds. upon notice, to arrange a resale of the item by auction or
are already competing absentee bids, the auctioneer Phillips is not obliged to release a lot to the buyer until title private sale, with estimates and a reserve set at Phillips’s
will generally open the bidding at 50% of the lot’s low in the lot has passed and appropriate identifcation has reasonable discretion. The proceeds of such sale will
pre-sale estimate. In the absence of a bid at that level, the been provided, and any earlier release does not afect the be applied to pay for storage charges and any other
auctioneer will proceed backwards at his or her discretion passing of title or the buyer’s unconditional obligation to outstanding costs and expenses owed by the buyer to
until a bid is recognized and will then advance the bidding pay the Purchase Price. Phillips or our afliated companies and the remainder will
from that amount. Absentee bids on no reserve lots will, in be forfeited unless collected by the buyer within two years
the absence of a higher bid, be executed at approximately 7 Collection of Property of the original auction.
50% of the low pre-sale estimate or at the amount of (a) Phillips will not release a lot to the buyer until we have
the bid if it is less than 50% of the low pre-sale estimate. received payment of its Purchase Price in full in cleared 9 Remedies for Non-Payment
If there is no bid whatsoever on a no reserve lot, the funds, the buyer has paid all outstanding amounts due to (a) Without prejudice to any rights the seller may have,
auctioneer may deem such lot unsold. Phillips or any of our afliated companies, including any if the buyer without prior agreement fails to make
charges payable pursuant to Paragraph 8 (a) below, and payment of the Purchase Price for a lot in cleared funds
(d) The sale will be conducted in Hong Kong dollars and the buyer has satisfed such other terms as we in our sole within seven days of the auction, Phillips may in our sole
payment is due in Hong Kong dollars. For the beneft of discretion shall require, including completing any anti- discretion exercise one or more of the following remedies:
international clients, pre-sale estimates in the auction money laundering , anti-terrorism fnancing checks. As (i) store the lot at Phillips‘s premises or elsewhere at the
catalogue may be shown in US dollars and/or euros and, if soon as a buyer has satisfed all of the above conditions, he buyer’s sole risk and expense; (ii) cancel the sale of the
so, will refect approximate exchange rates. Accordingly, or she should contact us at +852 2318 2000 to arrange for lot, retaining any partial payment of the Purchase Price as
estimates in US dollars or euros should be treated only collection of purchased property. liquidated damages; (iii) reject future bids from the buyer
as a guide. If a currency converter is operated during the or render such bids subject to payment of a deposit; (iv)
sale, it is done so as a courtesy to bidders, but Phillips (b) The buyer must arrange for collection of a purchased charge interest at 12% per annum from the date payment
accepts no responsibility for any errors in currency lot within seven days of the date of the auction. Afer became due until the date the Purchase Price is received
conversion calculation. the auction, all lots will be stored externally, please in cleared funds; (v) subject to notifcation of the buyer,
call our shipping department on +852 2318 2000 prior exercise a lien over any of the buyer’s property which is
(e) Subject to the auctioneer’s reasonable discretion, to arranging collection. We will levy removal, interest, in the possession of Phillips and instruct our afliated
the highest bidder accepted by the auctioneer will be storage and handling charges on uncollected lots. companies to exercise a lien over any of the buyer’s
the buyer and the striking of the hammer marks the Purchased lots are at the buyer’s risk, including the property which is in their possession and, in each case, no
acceptance of the highest bid and the conclusion of a responsibility for insurance, from (i) the date of collection earlier than 30 days from the date of such notice arrange
contract for sale between the seller and the buyer. Risk or (ii) seven days afer the auction, whichever is the earlier. the sale of such property and apply the proceeds to the
and responsibility for the lot passes to the buyer as set Until risk passes, Phillips will compensate the buyer for amount owed to Phillips or any of our afliated companies
forth in Paragraph 7 below. any loss or damage to a purchased lot up to a maximum of afer the deduction from sale proceeds of our standard
the Purchase Price paid, subject to our usual exclusions for vendor’s commission, all sale-related expenses and any
(f) If a lot is not sold, the auctioneer will announce that loss or damage to property. applicable taxes thereon; (vi) resell the lot by auction or
it has been ‘passed’, ‘withdrawn’, ‘returned to owner’ or private sale, with estimates and a reserve set at Phillips’s
‘bought-in’. (c) As a courtesy to clients, Phillips will, without charge, reasonable discretion, it being understood that in the event
wrap purchased lots for hand carry only. We do not provide such resale is for less than the original hammer price and
(g) Any post-auction sale of lots ofered at auction shall packing, handling, insurance or shipping services. We buyer’s premium for that lot, the buyer will remain liable
incorporate these Conditions of Sale and Authorship will coordinate with shipping agents instructed by the for the shortfall together with all costs incurred in such
Warranty as if sold in the auction. buyer, whether or not recommended by Phillips, in order

resale; (vii) commence legal proceedings to recover the crocodile, ivory, whalebone, Brazilian rosewood, rhinoceros 13 Personal Data
hammer price and buyer’s premium for that lot, together horn or tortoiseshell, irrespective of age, percentage or (a) You acknowledge and understand that we may process
with interest and the costs of such proceedings; (viii) set value. Accordingly, prior to bidding, prospective buyers your personal data (including potentially special category
of the outstanding amount remaining unpaid by the buyer considering export of purchased lots should familiarize data) in accordance with our Privacy Policy as published at
against any amounts which we or any of our afliated themselves with relevant export and import regulations of www.phillips.com or available by emailing dataprotection@
companies may owe the buyer in any other transactions; the countries concerned. Please note that the US prohibits phillips.com.
(ix) release the name and address of the buyer to the seller the importation of any item containing African elephant
to enable the seller to commence legal proceedings to ivory. Asian elephant ivory may be imported in to the US (b) Our Privacy Policy sets out: (i) the types of personal
recover the amounts due and legal costs; or (x) take such only if accompanied by independent scientifc analysis of data we will or may collect and process; (ii) the purposes for
other action as we deem necessary or appropriate. continent of origin and confrmation the object is more which we will or may process your personal data (including
than 100 years old. for example the provision of auction, private sale and
(b) The buyer irrevocably authorizes Phillips to exercise a related services; the performance and enforcement of
lien over the buyer’s property which is in our possession With regard to any item containing endangered species these terms and conditions; the carrying out of identity
upon notifcation by any of our afliated companies that other than elephant ivory, an importer into the US must and credit checks; keeping you informed about upcoming
the buyer is in default of payment. Phillips will notify provide documented evidence of the species identifcation auctions, exhibitions and special events; and generally
the buyer of any such lien. The buyer also irrevocably and age of an object in order to demonstrate that the where reasonably necessary in the management and
authorizes Phillips, upon notifcation by any of our afliated item qualifes as an antique. This will require the buyer operation of our business); (iii) the lawful bases on which
companies that the buyer is in default of payment, to to obtain an independent appraisal certifying the species we rely in undertaking our processing of your personal
pledge the buyer’s property in our possession by actual or of endangered material on the object and certifying that data; (iv) your rights in respect of our processing of your
constructive delivery to our afliated company as security the object is not less than 100 years of age. A prospective personal data; and (v) various other information as required
for the payment of any outstanding amount due. Phillips buyer planning to import an object containing endangered by applicable laws.
will notify the buyer if the buyer’s property has been species into the US may not rely on Phillips cataloguing to
delivered to an afliated company by way of pledge. establish the species of endangered material on the object (c) Phillips premises and sale and exhibition venues may
or to establish the age of the object and must consult with be subject to CCTV video surveillance and recording and
(c) If the buyer is in default of payment, the buyer a qualifed independent appraiser prior to placing a bid your communications with Phillips, including by telephone
irrevocably authorizes Phillips to instruct any of our on the lot. and online (e.g. telephone and on-line bidding) may also
afliated companies in possession of the buyer’s property be recorded. Where we record such information we will
to deliver the property by way of pledge as the buyer’s It is solely the buyer’s responsibility to comply with these process it in accordance with our Privacy Policy.
agent to a third party instructed by Phillips to hold the laws and to obtain any necessary export, import and
property on our behalf as security for the payment of endangered species licences or permits. Failure to obtain 14 Limitation of Liability
the Purchase Price and any other amount due and, no a licence or permit or delay in so doing will not justify the (a) Subject to sub-paragraph (e) below, the total liability of
earlier than 30 days from the date of written notice to the cancellation of the sale or any delay in making full payment Phillips, our afliated companies and the seller to the buyer
buyer, to sell the property in such manner and for such for the lot. As a courtesy to clients, Phillips has marked in in connection with the sale of a lot shall be limited to the
consideration as can reasonably be obtained on a forced the catalogue lots containing potentially regulated plant or Purchase Price actually paid by the buyer for the lot.
sale basis and to apply the proceeds to any amount owed animal material, but we do not accept liability for errors or
to Phillips or any of our afliated companies afer the for failing to mark lots containing protected or regulated (b) Except as otherwise provided in this Paragraph 14,
deduction from sale proceeds of our standard vendor’s species. none of Phillips, any of our afliated companies or the
commission, all sale-related expenses and any applicable seller (i) is liable for any errors or omissions, whether
taxes thereon. 12. US Imports orally or in writing, in information provided to prospective
Customs Tarifs buyers by Phillips or any of our afliated companies or (ii)
10 Rescission by Phillips Buyers intending to import property into the United States accepts responsibility to any bidder in respect of acts or
Phillips shall have the right, but not the obligation, to of America should note that US Customs may charge an omissions, whether negligent or otherwise, by Phillips
rescind a sale without notice to the buyer if we reasonably additional import duty upon the importation of (i) products or any of our afliated companies in connection with the
believe that there is a material breach of the seller’s manufactured or created in mainland China and (ii) printed conduct of the auction or for any other matter relating to
representations and warranties or the Authorship materials (including photographs, prints, lithographs, the sale of any lot.
Warranty or an adverse claim is made by a third party. books and designs) printed in the UK or Germany.
Upon notice of Phillips election to rescind the sale, (c) All warranties other than the Authorship Warranty,
the buyer will promptly return the lot to Phillips, and Phillips will mark with a symbol lots which may be subject express or implied, including any warranty of satisfactory
we will then refund the Purchase Price paid to us. As to additional US import tarifs, where this is known to us. quality and ftness for purpose, are specifcally excluded
described more fully in Paragraph 14 below, the refund Please note, however, that any such markings are done by Phillips, our afliated companies and the seller to the
shall constitute the sole remedy and recourse of the by us only as a convenience to bidders. Phillips does not fullest extent permitted by law.
buyer against Phillips and the seller with respect to such accept liability for errors including failing to mark lots
rescinded sale. accurately or for the absence of any marking. (d) Subject to sub-paragraph (e) below, none of Phillips,
any of our afliated companies or the seller shall be liable
11 Export, Import And Endangered Species Licences Export, Import, Sales and/or Use Taxes to the buyer for any loss or damage beyond the refund of
and Permits Buyers should note that they are responsible for all charges, the Purchase Price referred to in sub-paragraph (a) above,
Before bidding for any property, prospective buyers are duties and taxes related to the exportation and importation whether such loss or damage is characterised as direct,
advised to make their own enquiries as to whether a licence of lots shipped by them or shipped on their behalf, including indirect, special, incidental or consequential, or for the
is required to export a lot from Hong Kong or to import it any applicable Sales and/or Use Taxes which may be due on payment of interest on the Purchase Price to the fullest
into another country. Prospective buyers are advised that importing the property to the United States. extent permitted by law.
some countries prohibit the import of property made of
or incorporating plant or animal material, such as coral, Please contact the department organising the auction for (e) No provision in these Conditions of Sale shall be deemed
further details. to exclude or limit the liability of Phillips or any of our
afliated companies to the buyer in respect of any fraud

or fraudulent misrepresentation made by any of us or in proceedings in any court by facsimile transmission, in the same condition as at the time of its auction and
respect of death or personal injury caused by our negligent personal service, delivery by mail or in any other manner is able to transfer good and marketable title in the lot
acts or omissions. permitted by Hong Kong law, the law of the place of free from any third party claim arising afer the date of
service or the law of the jurisdiction where proceedings are the auction. Phillips has discretion to waive any of the
15 Copyright instituted at the last address of the bidder or seller known foregoing requirements set forth in this subparagraph (c)
The copyright in all images, illustrations and written to Phillips. or subparagraph (b) above.
materials produced by or for Phillips relating to a lot,
including the contents of this catalogue, is and shall Authorship Warranty (d) The buyer understands and agrees that the exclusive
remain at all times the property of Phillips and such remedy for any breach of the Authorship Warranty shall be
images and materials may not be used by the buyer or Phillips warrants the authorship of property in this auction rescission of the sale and refund of the original Purchase
any other party without our prior written consent. Phillips catalogue described in headings in BOLD or CAPITALIZED Price paid. This remedy shall constitute the sole remedy
and the seller make no representations or warranties type for a period of fve years from date of sale by Phillips, and recourse of the buyer against Phillips, any of our
that the buyer of a lot will acquire any copyright or other subject to the exclusions and limitations set forth below afliated companies and the seller and is in lieu of any other
reproduction rights in it. and the Important Notices set out in this catalogue remedy available as a matter of law or equity. This means
immediately following the Guide for Prospective Buyers. that none of Phillips, any of our afliated companies or the
16 General seller shall be liable for loss or damage beyond the remedy
(a) These Conditions of Sale, as changed or supplemented (a) Phillips gives this Authorship Warranty only to the expressly provided in this Authorship Warranty, whether
as provided in Paragraph 1 above, and Authorship Warranty original buyer of record (i.e., the registered successful such loss or damage is characterized as direct, indirect,
set out the entire agreement between the parties with bidder) of any lot. This Authorship Warranty does not special, incidental or consequential, or for the payment of
respect to the transactions contemplated herein and extend to (i) subsequent owners of the property, including interest on the original Purchase Price.
supersede all prior and contemporaneous written, oral or purchasers or recipients by way of gif from the original
implied understandings, representations and agreements. buyer, heirs, successors, benefciaries and assigns; (ii)
property where the description in the catalogue states
(b) Notices to Phillips shall be in writing and addressed to that there is a confict of opinion on the authorship of the
the department in charge of the sale, quoting the reference property; (iii) property where our attribution of authorship
number specifed at the beginning of the sale catalogue. was on the date of sale consistent with the generally
Notices to clients shall be addressed to the last address accepted opinions of specialists, scholars or other experts;
notifed by them in writing to Phillips. (iv) property whose description or dating is proved
inaccurate by means of scientifc methods or tests not
(c) These Conditions of Sale are not assignable by any buyer generally accepted for use at the time of the publication
without our prior written consent but are binding on the of the catalogue or which were at such time deemed
buyer’s successors, assigns and representatives. unreasonably expensive or impractical to use or likely in
our reasonable opinion to have caused damage or loss in
(d) Should any provision of these Conditions of Sale be held value to the lot; or (v) property where there has been no
void, invalid or unenforceable for any reason, the remaining material loss in value from the value of the lot had it been
provisions shall remain in full force and efect. No failure by as described in the heading of the catalogue entry.
any party to exercise, nor any delay in exercising, any right
or remedy under these Conditions of Sale shall act as a (b) In any claim for breach of the Authorship Warranty,
waiver or release thereof in whole or in part. Phillips reserves the right, as a condition to rescinding any
sale under this warranty, to require the buyer to provide
(e) If there is any inconsistency or confict between the to us at the buyer’s expense the written opinions of two
English text of the Conditions of Sale, Guide for Prospective recognized experts approved in advance by Phillips. We
Buyers and/or Important Notices and their Chinese shall not be bound by any expert report produced by the
translations, the English text will prevail. buyer and reserve the right to consult our own experts at
our expense. If Phillips agrees to rescind a sale under the
17 Law and Jurisdiction Authorship Warranty, we shall refund to the buyer the
(a) The rights and obligations of the parties with respect reasonable costs charged by the experts commissioned by
to these Conditions of Sale and Authorship Warranty, the the buyer and approved in advance by us.
conduct of the auction and any matters related to any
of the foregoing shall be governed by and interpreted in (c) Subject to the exclusions set forth in subparagraph
accordance with Hong Kong law. (a) above, the buyer may bring a claim for breach of the
Authorship Warranty provided that (i) he or she has
(b) For the beneft of Phillips, all bidders and sellers notifed Phillips in writing within three months of receiving
agree that the courts of Hong Kong are to have exclusive any information which causes the buyer to question the
jurisdiction to settle all disputes arising in connection with authorship of the lot, specifying the auction in which the
all aspects of all matters or transactions to which these property was included, the lot number in the auction
Conditions of Sale and Authorship Warranty relate or apply. catalogue and the reasons why the authorship of the
All parties agree that Phillips shall retain the right to bring lot is being questioned and (ii) the buyer returns the lot
proceedings in any court other than the courts of Hong Kong. to Phillips to the salesroom in which it was purchased

(c) All bidders and sellers irrevocably consent to service
of process or any other documents in connection with

Please return this form by fax to +852 2318 2010 14/F St. George’s Building,
or email it to [email protected] at 2 Ice House Street, Central, Hong Kong
least 24 hours before the sale. Please read
carefully the information in the right column • PRIVATE PURCHASES Proof of identity in the form of government-
and note that it is important that you indicate issued identification and recent proof of address will be required.
whether you are applying to bid as an individual
or on behalf of a company. • COMPANY PURCHASES If you are buying under a business entity, we
require a copy of government-issued identification (such as the
Please select the type of bid you wish to make with this form (please select one): Paddle Number certificate of incorporation) as well as proof of owners (including
ultimate beneficial owners) and directors to verify the status of the
In-person company.
Absentee Bidding
Telephone Bidding • CONDITIONS OF SALE All bids are placed and executed, and all lots are
sold and purchased, subject to the Conditions of Sale printed in the
Please indicate in what capacity you will be bidding (please select one): catalogue. Please read them carefully before placing a bid. Your
attention is drawn to Paragraph 4 of the Conditions of Sale.
As a private individual
On behalf of a company • If you cannot attend the sale, we can execute bids confidentially on
your behalf.
Sale Title Sale Number Sale Date
Surname • Phillips charges the successful bidder a commission, or buyer’s
Title First Name Account Number premium, on the hammer price of each lot sold. The buyer’s premium is
payable by the buyer as part of the total purchase price at the following
Company (if applicable) rates: 26% of the hammer price up to and including HK$5,000,000,
21% of the portion of the hammer price above HK$5,000,000 up to and
Address including HK$50,000,000 and 14.5% of the portion of the hammer
price above HK$50,000,000.
City State/Country
• “Buy” or unlimited bids will not be accepted. Alternative bids can be
Post Code placed by using the word “OR” between lot numbers.

Phone Mobile • For absentee bids, indicate your maximum limit for each lot, excluding
the buyer’s premium and any applicable VAT. Your bid will be executed
Email Fax at the lowest price taking into account the reserve and other bidders.
On no reserve lots, in the absence of other bids, your bid will be
Phone number to call at the time of sale (for Phone Bidding only) executed at approximately 50% of the low pre-sale estimate or at the
amount specified, if less than 50% of the low estimate.
1. 2.
• Your bid must be submitted in the currency of the sale and may be
Language to be used (for Phone Bidding only) rounded down to the nearest amount consistent with the auctioneer’s
bidding increments.
Please complete the following section for telephone and absentee bids only
• If we receive identical bids, the first bid received will take precedence.
Lot number Brief description Maximum bid price in HK$*
• Arranging absentee and telephone bids is a free service provided by us
In Consecutive Order Absentee Bids Only to prospective buyers. While we will exercise reasonable care in
undertaking such activity, we cannot accept liability for errors relating
* Excluding Buyer’s Premium to execution of your bids except in cases of wilful misconduct.
Agreement to bid by telephone must be confirmed by you promptly in
Signature Date writing or by fax. Telephone bid lines may be recorded.

By ticking this box, you confrm your registration/bid(s) as above and accept the Conditions of Sale of Phillips as • Please submit your bids to the Bid Department by email to
stated in our catalogues and on our website. [email protected] or by fax at +852 2318 2010 at least 24
hours before the sale. You will receive confirmation by email within
one business day. To reach the Bid Department by phone, please call
+852 2318 2029..

• Payment for lots can be made by credit card (up to HK$800,000 per
auction) or by wire transfer.

• Lots cannot be collected until payment has cleared and all charges
have been paid.

• By signing this Bid Form, you acknowledge and understand that we
may process your personal data (including potentially special category
data) in accordance with our privacy policy from time to time as
published at www.phillips.com or available by emailing
[email protected].

• Phillips’s premises and sale and exhibition venues may
be subject to video surveillance and recording. Telephone
calls (e.g., telephone bidding) may also be recorded. We
may process that information in accordance with our
Privacy Policy.

Please tick this box to receive emails about upcoming sales, exhibitions,
and special events ofered by members of the Phillips group, as referenced
in our Privacy Policy available on our website at www.phillips.com, where
you may also update your email preferences or unsubscribe at any time.

Important Notices For Prospective
Buyers of Jewellery And Watches

Catalogue Entries Certifcates of Authenticity Watches
Phillips may print in the catalogue entry the history of As some manufacturers may not issue certifcates of Phillips makes no representation or warranty that any
ownership of a work included in the auction, as well as the authenticity, or may only issue them for certain types watch is in working order, and no catalogue description of
exhibition history of the property and references to the work of item, Phillips is not obliged to provide a buyer with a any lot should be construed as so stating. Prospective buy-
in art publications. While we are careful in the cataloguing certifcate of authenticity from the manufacturer except ers are advised to have watches checked by a competent
process, provenance, exhibition and literature references where specifcally stated in the catalogue entry for the lot. watchmaker before use. As a service to prospective buyers,
may not be exhaustive and in some cases we may intention- Unless Phillips is satisfed that it should rescind the sale we may provide a description of the condition of watches
ally refrain from disclosing the identity of previous owners. in accordance with the Authorship Warranty in the Condi- in the catalogue entry, including references to defects and
Please note that all weights set forth in the catalogue entry tions of Sale, the fact that a manufacturer does not issue repairs, and furnish a condition report, but such informa-
are approximate, whether or not qualifed by the terms a certifcate of authenticity will not constitute grounds for tion is not necessarily complete and may not specify all
“stated to be” or “approximately.” Catalogue illustrations are cancellation of the sale or any other remedy against Phil- mechanical replacements, restorations or defects. Please
rarely actual size and cannot be used as precise indications of lips or the seller. note that Phillips does not guarantee the authenticity of
size or weight. any individual component parts, such as wheels, hands,
Country of Origin crowns, crystals, screws, bracelets and leather bands, since
Coloured Gemstones While Phillips attempts to obtain accurate information on prior repairs and restoration work may have resulted in the
Clients are advised that many coloured gemstones are the country of origin of gemstones, we do not guarantee replacement of original parts. Nor does Phillips warrant
treated to enhance their properties. For example, heating the correctness of the catalogue or other descriptions of that watches in water-resistant cases are currently water-
is commonly used to improve the colour or transparency of gemstones including country of origin. resistant. Prospective buyers should inspect all watches
rubies and sapphires; oiling is commonly used to enhance prior to the auction to evaluate the condition of property
the clarity of emeralds. Such enhancement procedures are Endangered Species ofered for sale.
widely accepted by the international jewellery profession. Items made of or incorporating plant or animal material,
While heat enhancement of colour is generally believed such as coral, crocodile, ivory, whalebone, rhinoceros horn Importation of Watches Into the United States
to be permanent, the process may impact the durabil- or tortoiseshell, irrespective of age, percentage or value, Prospective buyers should be aware that the importation
ity of the gemstone and special care of the stone may be may require a license or certifcate (e.g., a CITES permit) of luxury watches into the United States may be restricted.
required over time. Gemstones which have been oiled may prior to exportation and additional licenses or certifcates These watches may not be shipped into the US and may
need to be re-oiled afer a period of years to retain their upon importation to any foreign country. Some countries only be imported personally. US customs regulations may
maximum clarity. prohibit altogether the importation of property containing limit the importation of luxury watches to one per buyer.
such material. Lots marked with t are subject to these restrictions. A
Gemmological Reports purchaser’s inability to import a luxury watch into the
As a matter of policy, Phillips will obtain gemmological Lots marked with ∑ contain such material. Please note United States or Phillips’s failure to mark a lot with t shall
reports from ofcially recognized laboratories for certain that the ability to obtain an export license or certifcate not constitute grounds for non-payment or cancellation
gemstones ofered for sale. A summary of these reports does not ensure the ability to obtain an import license or of the sale.
is included in the catalogue description for a lot, and a certifcate in another country, and vice versa.
copy of the report is available upon request. Reports from Exportation of Watch Bands Incorporating Material from
American gemmological laboratories used by Phillips will We strongly suggest that prospective bidders check with Endangered Species
generally disclose heat enhancement or treatment of their own government regarding wildlife and endangered Some watches ofered for sale may have bands made of
coloured gemstones. European gemmological laboratory species import requirements prior to placing a bid. It is endangered or protected animal materials such as alligator
reports will disclose heat enhancement only if specif- the buyer’s sole responsibility to obtain any necessary or crocodile and may not lawfully be exported from the
cally requested but will generally confrm when no heat export or import licenses or certifcates as well as any other auction site without a CITES export permit. As explained
enhancement or treatment has been made. Variations in required documentation. The denial of any required license above, these lots are marked with ∑ in the catalogue.
approach and technology used by diferent gemmologi- or certifcate or any delay in obtaining such documentation Accordingly, for purchased watches that are to be shipped
cal laboratories may result in a lack of consensus among shall not constitute grounds for cancellation of the sale out of the sale site for delivery, Phillips may need to remove
reports as to whether any particular gemstone has been or any delay in making full payment for the lot. Please and retain the band before shipping the watch and buckle.
treated, the extent of treatment and whether treatment note that while we have, as a convenience to our clients,
is permanent. identifed with ∑ lots containing potentially regulated plant Premium Lots
or animal material, Phillips does not accept liability for Any prospective buyer interested in any Premium Lot,
It is not feasible for Phillips to obtain such reports for all errors or for failing to mark lots containing protected or which is marked in the catalogue with the symbol *,
gemstones ofered at auction. Prospective buyers should, regulated species. must complete Premium Lot pre-registration and make
therefore, bear in mind that coloured gemstones ofered a deposit of HK$2,000,000 or such higher amount as
for sale without a gemmological report or a specifc state- Phillips shall require in order to bid on a Premium Lot. For
ment in the catalogue entry may have been treated to details, please contact the Client Services Department at
enhance colour, transparency or clarity. Enhancement of +852 2318 2000.
coloured gemstones may afect market value, and our pre-
sale estimates refect the assumption that any coloured
gemstone not described in the catalogue entry as natural
may have been treated.

FLAWLESS

Phillips Flawless ofers a discreet
service for those looking to buy or sell
jewelry, diamonds and gemstones.
From engagement rings to investment
jewels, we’re here to advise and assist
throughout the year.

Phillips Flawless為有意買賣各類珠寶、鑽石
和寶石的客戶帶來貼心服務，由訂婚戒指到
珠寶投資，我們於全年任何時間也會致力
為閣下提供意見和協助。

Enquiries 查詢
Paul Redmayne
T +852 2318 2039
M +852 9737 0041
[email protected]
phillips.com/fawless

A stunning 15 carat, D, Flawless, Type IIA, emerald-cut ring
Price upon request

15 克拉 D色無瑕 Type IIA 方形鑽石戒指
價格待詢

Colourless Diamond Index Clarity Carat Weight Cut Lot

Colour IF, Type IIa 12.33 Pear 579
IF Type IIa 5.01 Rectangular 527
D VS1, Type IIa 22.08 Round 648
D (Ex-Cut Ex-Polsih Ex-Symmetry)
D IF (Ex-Polish) 4.06 Kite 556
VS1 5.02 Round 557
D VVS1 (Ex-Polish Ex-Symmetry) 3.01 & 3.01 Emerald 528 (Earrings)
D VS1 (Ex-Polish) 4.04 Cushion 519
E VS2 0.71 & 0.70 Pear 520 (Earrings)
F VVS1 2.54 Round 610
F (Ex-Cut Ex-Polish Ex-Symmetry)
F VS1 4.06 Round 521
VS2 5.02 Heart 631
J VS1 6.94 Emerald 633
M VS1 6.52 Round 612
N
Q-R

Coloured Diamond Index Clarity Carat Weight Cut Lot

Colour SI1 (Ex-Polish) 1.50 hexagonal 634
Fancy Vivid Purple-Pink VVS2, Type IIa 19.00 Rectangular 649
Fancy Light Pink VS2 5.24 Pear 621
Fancy Brown-Pink VS1 (Ex-Polish, Ex-Symmetry) 2.61 Square 589
Fancy Vivid Yellow I1 (Ex-Polish, Ex-Symmetry) 2.01 Cushion 508
Fancy Vivid Yellow VVS1, SI1 6.27 & 6.28 Radiant 590 (Earrings)
Fancy Intense Yellow VVS2, SI1 0.64 & 0.60 Rectangular 596 (Earrings)
Fancy Yellow

Maker’s Index

Adler 515
Alexander Laut 517, 593, 645, 646, 647
Boucheron 524, 599, 601
Bulgari 502, 507, 546, 568, 611
Cartier 505, 506, 516, 523, 525, 526, 595, 610, 619
Carvin French 565
De Grisogono 598
Feng J 648, 649
Graf 520, 558, 559, 560, 561, 562, 563, 564, 591, 596
Ilias Lalaounis 597
Karen Suen 580
Lacloche Frères 535
Louis Vuitton 501
Mikimoto 511, 529, 530
Stewart Young 510, 512
Tifany & Co. 532
Van Cleef & Arpels 503, 531, 536, 543, 571, 572, 577, 600, 602, 603, 627, 628,

629, 630

630. An Emerald and Diamond Necklace, Monture Van Cleef & Arpels
627. An Emerald and Diamond Ring, Monture Van Cleef & Arpels

629. An Emerald and Diamond Bracelet, Monture Van Cleef & Arpels
628. A Pair of Emerald and Diamond Earrings, Monture Van Cleef & Arpels

638. A Diamond Necklace

567. A Sapphire and Diamond Ring

621. A Fancy Brown-Pink Diamond and Diamond Ring
589. A Fancy Vivid Yellow Diamond and Diamond Ring

644. An Exceptional Pair of Ruby and Diamond Earrings

phillips.com