Soc 2 exceptions

SOC 2 exceptions are findings in a SOC 2 audit report that indicate certain controls did not operate effectively during the review period. These exceptions can occur due to control failures, incomplete implementation, or lack of proper documentation. While SOC 2 exceptions do not automatically mean non-compliance, they highlight areas where improvements are needed to meet the Trust Services Criteria, such as security, availability, or confidentiality. Auditors document these exceptions to provide transparency and help organizations strengthen their internal controls. The presence and severity of SOC 2 exceptions can influence client trust and affect business relationships, especially in industries handling sensitive data. Addressing SOC 2 exceptions promptly demonstrates a commitment to continuous improvement and risk management.

Keywords: Soc 2 exceptions