Investigation File Case Study
Company Profile Company Name: Company Number: Registered Address: Trading Address: Directors Date of Appointment Date of Resignation Shareholders Charge Holders Bank Account No: Sort Code: Signatories Bank Mandate Accounting Platform
Investigation File Index Section Core Values Completed 1 Investigation File Note 2 Bank Analysis Summary 3 Bank Analysis Workings 4 SIP 2 Work Program 5 CDDA Work Program 6 CDDA Questionnaire 7 Print Out of CDDA Submission 8 Bounce Back Loan/Furlough/CBILs Report 9 SIP 6 Report 10 SoA and comparison to Accounts 11 Companies House Pack 12 Correspondence with solicitor 13 Correspondence with solicitor 14 Accounting Records Checklist 15 Investigations correspondence 16 Funding Letter
Section 1 - Investigation File Note View Full Document
Section 2 - Bank Analysis Summary Case Name Bank Account List of Directors List of Shareholders List of associated/connected parties Total Payments received Total Amount taken out Time period over which funds withdrawn Number of transaction
Section 3 - Bank Analysis Workings
Section 4 - SIP2 Program View Full Document
Section 5 - CDDA Work Program View Full Document
Section 6 - CDDA Questionnaire View Full Document
Section 7 - Print Out of CDDA Submission
Section 8 - Bounce Back Loan/Furlough/CBILs Report
Section 9 - SIP 6 Report View Full Document
Section 10 - SoA and comparison to Accounts
Section 11 - Companies House Pack View Full Document
Section 12 - Correspondence with Solicitor
Section 13 - Court Proceedings View Full Document
Section 14 - Accounting Records Checklist Section Details Received Location 1 Statutory Files 2 Accounting System Back Up 3 Assets List 4 Creditors List and purchase invoices 5 Debtor’s Ledger 6 Bank Statements 7 Payroll records and list of employees 8 VAT Returns 9 PAYE Returns 10 CT Returns Last 3 Years Accounts 11 Full Trail Balance 12 List of Employees 13 List of Directors 14 List of Shareholders 15 List of Charge Holders 16 Email downloads/ Server backups
Section 15 - Investigations Correspondence
Section 16 - Funding Letter