THE VISTRIA GROUP IS A PROUD SPONSOR OF THE 2024 NASP FINANCIAL SERVICES CONFERENCE The Pursuit of Purpose Alongside Profit This is a new vision for investing in America. This is Vistria. Learn how we’re making an impact at vistria.com 05302024_Vistria_NASP_Ad_v3.pdf 1 5/31/24 1:59 PM Robinhood is proud to support the National Association of Securities Professional’s 35th Annual Financial Services Conference. Through our platform, products, and partnerships we seek to inspire thoughtful conversations around building better financial futures for all. 51
52 01 DAY MON JUNE 10 All Conference Times Eastern SCHEDULE OF EVENTS 35YEARS FINANCIAL SERVICES CONFERENCE 11:10 AM - 12:10 PM MERCER BALLROOM SALON G | PDS TRACK How to Effectively Manage Your Professional Future Aimed at early to mid-career professionals, this session will help attendees to understand the power of their brand and how it impacts relationships, learn techniques to help position themselves for advancement, touch on ways to take and turn around criticism, and hear how to determine where they are in the promotion cycle and how to ask for a raise. MODERATOR: Dale Favors, Managing Partner, Adaptive Growth Leadership PANELISTS: Phillip Brown, Assistant Vice President, Finance, Liquidity, Risk Assessment, Truist Cheryl Mills, Founder, Cheryl Mills Coaching Vonetta Young, Founder, Vonetta Young Advisory 12:10 PM - 12:30 PM PROGRAM BREAK 12:30 PM - 2:00 PM ELLINGTON BALLROOM | PLENARY TRACK Luncheon Program: Mayoral Insights Panel This panel will delve into the myriad of challenges mayors from around the country have to manage - housing, transportation, immigration, artificial intelligence, cyber-security, deferred maintenance, economic growth, affordability, etc. Mayors will share how strategic planning, coupled with financial foresight can position cities as thriving hubs of innovation, prosperity, and resilience; as well as share their perspectives on public-private partnerships, federal collaborations, and community engagement. The discussion will offer attendees a roadmap for capitalizing on the strategic priorities of these mayors, which should subsequently foster mutually beneficial collaborations with asset managers, investment bankers, attorneys, and financial advisors. OPENING REMARKS: Guy Logan, Managing Director, Head of National Infrastructure, Public Finance/Debt Investment Banking, Raymond James Gwendolyn Smith, Head of Global Strategic Engagement & MD, US Government Affairs, Invesco Honorable Steven L. Reed, Mayor, City of Montgomery, AL MODERATOR: Lorraine Tyson, Shareholder, Greenberg Traurig, LLP PANELISTS: Honorable LaToya Cantrell, Mayor, City of New Orleans, Louisiana Honorable Tishaura Jones, Mayor, City of St. Louis, Missouri
Xponance's employee-owners proudly support the 35th Annual NASP Financial Services Conference, honoring the legacy of Maynard Jackson, Jr. We congratulate the 2024 honorees! Tina Byles Williams Founder, CEO and CIO Philadelphia, PA and Durham, NC Active global equities - Systematic global equities - Indexing - U.S. fixed income - Alternatives - Portfolio management technology www.xponance.com Our differences make us stronger At RBC, we believe diversity and inclusion is an engine for innovation and economic prosperity where we live and work. We are committed to creating a more inclusive and equitable future for all. This advertisement is for informational purposes only. RBC Capital Markets is the global brand name for the capital markets business of Royal Bank of Canada. RBC Wealth Management, a division of RBC Capital Markets, LLC, registered investment adviser and Member NYSE/FINRA/SIPC. Securities offered through RBC Wealth Management. RBC Wealth Management is affiliated with RBC GAM-US. RBC Global Asset Management (RBC GAM) is the asset management division of Royal Bank of Canada (RBC) which includes RBC Global Asset Management (U.S.) Inc. Providing Active Management of: · Large Cap Growth Equity · Dynamic Asset Allocation ETF Strategy · Equity Income 3200 Windy Hill Road SE ۰ Suite 1550E ۰ Atlanta, GA 30339 ۰ 404.364.2188 ۰ Globalt.com Proud Supporters of National Association of Securities Professionals (NASP) 35th Annual Conference Pension and Financial Services The en�re tea� at �lo�alt �nvest�ents ��C, send �ongrat�la�ons to o�r ver� own �illia� �. �oa�h, Jr. (CEO & President) on winning the 2024 NASP Travers J. Bell, Jr. Award. 53
54 01 DAY MON JUNE 10 All Conference Times Eastern SCHEDULE OF EVENTS 35YEARS FINANCIAL SERVICES CONFERENCE 2:00 PM - 2:20 PM PROGRAM BREAK 2:20 PM - 3:20 PM MERCER BALLROOM SALON H | AEMS TRACK Energizing Africa’s Growth: Sustainable Infrastructure for Trade, Prosperity and a Greener Future Imagine a thriving Africa with bustling markets, connected communities, and empowered citizens. This vision relies on one crucial element: sustainable infrastructure. However, there is a significant gap costing $130-$170 billion annually, which hinders trade, growth, and climate resilience. The opportunity is immense - renewable energy grids powering economies, climate-resilient roads connecting communities, efficient water systems ensuring access for all, and smart border management reducing trade costs. Investing in sustainable infrastructure can help Africa unlock its potential and achieve the UN Sustainable Development Goals by fostering innovation, creating jobs, protecting the environment, and building a prosperous future. MODERATOR: Polo Mohau Leteka, President, The Association of Black Securities and Investment Professionals (ABSIP) PANELISTS: Hamid Asseffar, Head of EMEA Sustainable and Impact Investing, Invesco Edward Kirathe, CEO, Acorn Holdings Meta Mhlarhi, Co-Founder & Fund Principal, Mahlako A Phala Investments 2:20 PM - 3:20 PM MERCER BALLROOM SALON I | TNI TRACK [OPEN TO TRUSTEES/ASSET ALLOCATORS ONLY. CPE CREDITS AVAILABLE] Navigating the Evolving Real Estate Market for Institutional Investors Real estate has emerged as a promising avenue for investors seeking alternative investment opportunities. However, this historically reliable asset class has come under increased scrutiny recently amid whispers of a potential bottoming out of private real estate investments and uncertainty around the impact of inflation and interest rates. In this panel, our speakers will share their thoughts on the current real estate landscape and provide insight into how they identify value while navigating this dynamic asset class. MODERATOR: Bernie Bazile, Consultant & Vice President, Real Assets Consulting, Callan, LLC PANELISTS: Khalif Edwards, Managing Director, Starwood Capital Dr. Brian Nottage, Senior Portfolio Manager, Strategic Property Fund, JP Morgan Asset Management Rachel Salerno, Managing Director, Artemis Real Estate Partners Nadir Settles, Managing Director/Global Head of Real Estate Impact, Nuveen
Siebert Williams Shank is honored to be a sponsor of the NASP 35th Annual Financial Services Conference Siebert Williams Shank & Co., LLC (SWS) is an independent non-bank financial services firm that offers investment banking, sales and trading, research, and advisory services. We provide customized solutions incorporating comprehensive financial advisory, capital raising and risk management guidance with the mission of delivering the highest level of value-added services to our clients. Member of FINRA & SIPC 55
56 01 DAY MON JUNE 10 All Conference Times Eastern SCHEDULE OF EVENTS 35YEARS FINANCIAL SERVICES CONFERENCE 2:20 PM - 3:20 PM MERCER BALLROOM SALON G | PDS TRACK Building Your Personal Board of Directors Join Ellen Bailey, Vice President of Business Culture and Transformation, Entrepreneur and Career Coach, at Harvard Business Publishing, for an insightful presentation on leveraging your network for long-term career development. This session goes beyond the traditional mentor/mentee dynamic, offering insights on how to cultivate a diverse network of advisors tailored to your career trajectory. Geared towards professionals at all levels, attendees will learn the essential skills and strategies to assemble, engage, and leverage their personal board for continuous career growth and advancement. Discover the invaluable benefits of having a customized support system comprising industry experts, mentors, and peers, and gain practical advice on how to navigate your professional journey with confidence. SPEAKER: Ellen Bailey, VP Business Culture and Transformation, Harvard Business Publishing, Founder & Owner, The Bailey Difference 3:20 PM - 3:45 PM PROGRAM BREAK 3:45 PM - 4:45 PM ELLINGTON BALLROOM | PLENARY TRACK A Discussion with Chief Investment Officers: What is on the Mind of Allocators? Chief Investment Officers have a unique view of the complex investment landscape that we are all charged with navigating. It is no secret that today’s CIOs have some of the toughest jobs in the industry – they are tasked with being creative within the confines of their respective organizations’ investment policies while maintaining a flexible investment approach that can take advantage of unique investment opportunities. Listen to our distinguished panel of CIOs as they share their views of the capital markets, opportunities/challenges to their specific organizations’ financial goals and their respective outlook on the economy’s path over the next 24 months. This experienced panel will also discuss how they incorporate diverse asset managers and brokers/ dealers into their respective investment programs. MODERATOR: Dekia Scott, Chief Investment Officer, Southern Company PANELISTS: Ernie Caballero, Chief Investment Officer, UPS Jonathan Glidden, Chief Investment Officer, Delta Air Lines Muthu Mathiah, Chief Investment Officer, Children’s Healthcare of Atlanta 5:00 PM - 7:00 PM ELLINGTON | PRE-FUNCTION | THE TERRACE | PLENARY TRACK WELCOME RECEPTION
TUE JUNE 11 02 DAY All Conference Times Eastern SCHEDULE OF EVENTS 57 35YEARS FINANCIAL SERVICES CONFERENCE 7:00 AM - 4:30 PM ELLINGTON | PRE-FUNCTION Check In / NASP Partner Expo 7:00 AM - 8:00 AM ELLINGTON | PRE-FUNCTION Networking & Continental Breakfast 8:00 AM - 9:00 AM ELLINGTON BALLROOM | AEMS/PLENARY Strategic Asset Allocation from Africa: Exploring Opportunities and Challenges from the Perspective of Africa CIOs and US Fund Managers The continent of Africa as an investment destination is gaining momentum from US institutional investors. Less well known, however, are the significant capital flows from African pension funds and other capital pools into the United States. Several large African allocators such as the $150 billion Government Employee Pension Fund of South Africa, the $9.8 billion Bank of Botswana and the $1.3 billion Sovereign Wealth Fund of Nigeria have been utilizing US asset management firms for decades. Recent legislation from South Africa has increased the amount of assets that can be managed offshore to 45%, up from 30%. This panel will explore business opportunities for US asset management firms with African allocators while highlighting the progress of US allocators successfully deploying capital on the African continent. MODERATOR: Donna Sims Wilson, Chief Operating Officer, Kah Capital Management PANELISTS: Phathu Mabogo, Deputy CIO, Eskom Pension & Provident Fund Angela Miller-May, Chief Investment Officer, Illinois Municipal Retirement Fund (IMRF) Fernando Vinzons, Chief Investment Officer, Chicago Teachers’ Pension Fund 9:00 AM - 9:20 AM PROGRAM BREAK
Attorney Marlon Kimpson: Choosing Diversity as a Fiduciary Duty July 24 @ 12:45pm Asset Management Capital Markets Financial Consulting Services Investment Banking Investment Management Public Finance Research & Strategy Transition Management Atlanta : Boca Raton : Boston : Charlotte : Chicago : Clark : Cleveland : Dallas : Detroit Houston : Lake Worth : Los Angeles : Miami : Milwaukee : Minneapolis : New Orleans New York : Philadelphia : San Diego : San Francisco : St. Louis : San Antonio Headquarters 111 W. Jackson Blvd., Chicago, IL 60604 : P 312.913.4900 F 312.922.7137 58
23009-060123 Brown Capital is Proud to be a Managing Corporate Partner of the NASP For nearly four decades, Brown Capital, one of the premier and oldest African-American-founded asset managers in the world, has followed a deliberate design to fulfill our mission of generating Exceptional outcomes for investors. A proprietary investment philosophy. A diverse team. And a boutique culture. Our award-winning suite of equity strategies—including U.S. Small Company, U.S. Mid Company, International Small Company and International Equity—are all managed by teams with diverse backgrounds and points of view. Learn more about our time-tested process at browncapital.com Through our diversity, equity, and belonging strategy, Callan is committed to taking the necessary steps to bring change to our firm and our industry. We have a long-term, actionable roadmap to make meaningful, lasting change—and a small but mighty team behind it all. Building a diverse workforce. Pursuing equitable outcomes. Creating a sense of belonging. Diversity, Equity, and Belonging Visit us at callan.com to learn more. 59
TUE JUNE 11 02 DAY All Conference Times Eastern SCHEDULE OF EVENTS 60 35YEARS FINANCIAL SERVICES CONFERENCE 9:20 AM - 10:20 AM MERCER BALLROOM SALON H | INSTITUTIONAL TRACK Expanding Business in Capital Markets: Can We Talk? Corporate Treasurers play a leading role in managing the financial needs of their organizations, including working capital, asset management of funds and raising capital. Broad relationships with large banking institutions may be one solution to balancing expanded needs within a limited wallet, but what might these corporations be missing? What differentiating capital raising skills and advisory services are available from diverse-owned financial service firms? How can these smaller firms complement, or even compete with, a Treasurer’s other banking relationships? This session, led by Scott Flieger, Senior Director at NeuGroup, will be a discussion between participants active in the capital markets to identify challenges, address misconceptions and engage in open dialogue to expand consideration of diverse-owned firms and increase opportunities to establish strong capital markets relationships. MODERATOR: Scott Flieger, Senior Director, Peer Groups, NeuGroup PANELISTS: Larry Goldman, Managing Director, Capital Markets, Ramirez & Co. Meredith (Odom) Bromley, Director of Treasury, The Southern Company LaJohn McFadden, Director, Capital Markets & Syndicate, CastleOak Securities Michael Murray, Assistant Treasurer, The Coca-Cola Company 9:20 AM - 10:20 AM MERCER BALLROOM SALON I | PRIVATE WEALTH TRACK Angel Investing & True Black Wealth Building Angel investing is a proven path to build Black generational Wealth. Let’s define, demystify, qualify, and energize all potential parties to be invited into the “Angel Investing” game. This session will cover topics including: who founders are, who funds them, how the angel investing process works, how to find “typical” angel investors, who gains, and how wealth management professionals can build a wealth management practice/business/platform with an angel investing focus. MODERATOR: Dawn Batts, Chief Executive Officer, Milestones PANELISTS: Jewel Burks Solomon, Managing Partner, Collab Capital Jackson Georges Jr., Partner, CapitalG Kennie Taylor Sr., Client Advisor & Vice President of Investments, Alex Brown- Raymond James
Investing to make an enduring impact on our world Nuveen, LLC provides investment solutions through its investment specialists. 1458350 GAD-3588906PR-O0624P Nuveen is proud to support the National Association of Securities Professionals (NASP). At NEPC we understand that team diversity leads to diversity of thought and better investment outcomes for our clients. We are proud to support the 35th ANNUAL FINANCIAL SERVICES CONFERENCE and join NASP in celebrating the 50th anniversary of the historic mayoral election of NASP Founder, THE HONORABLE MAYNARD H. JACKSON, JR. www.NEPC.com 61 Your Performance, Our Priority. Confidentiality: No part of this material may, without Goldman Sachs Asset Management’s prior written consent, be (i) copied, photocopied or duplicated in any form, by any means, or (ii) distributed to any person that is not an employee, officer, director, or authorized agent of the recipient. © 2024 Goldman Sachs. All rights reserved. Date of First Use: March 05, 2024. 359634-OTU-1982240. gsam.com
TUE JUNE 11 02 DAY All Conference Times Eastern SCHEDULE OF EVENTS 62 35YEARS FINANCIAL SERVICES CONFERENCE 9:20 AM - 10:20 AM MERCER BALLROOM SALON G | ALTERNATIVES TRACK On the Private Markets Highway: What Will Drive Value? In a higher-rate environment — where the cost of capital has risen and achieving target returns has become more challenging — have LPs shifted their expectations of the role played by private markets in an institutional portfolio? Many who are experienced in this space are taking a more granular and segmented approach to their allocations, and they are more discerning in manager selection. For GPs, where are they seeing deal flow and how are they meeting investment objectives in an increasingly competitive environment? A panel of LPs and GPs discuss the paths forward in an increasingly complex market. MODERATOR: Joseph Haslip, Managing Director, Valor Equity Partners PANELISTS: Emily Bertsche Murto, Director, Growth Strategies, Public and Private Equity, UAW Retiree Medical Benefits Trust Stephen Cammock, Managing Director, Private Equity Investments, GCM Grosvenor Floyd Simpson, Director, Multi-Asset Class Management, PFM Asset Management Shawn Wooden, Partner and Chief Public Pension Strategist, Apollo Global Management 10:20 AM - 10:40 AM PROGRAM BREAK 10:40 AM - 11:40 AM MERCER BALLROOM SALON G | MUNICIPAL TRACK Municipal Finance Headwinds: Financial Challenges and Meeting Capital Needs The dynamics of the municipal finance market continue to evolve post COVID-19. How will issuers navigate budgetary constraints while addressing both operational necessities and essential capital investments? The panel will examine the impact of the evolving market conditions and explore innovative approaches to optimize revenue streams and fund capital projects. This panel will also explore the importance of disclosure and how municipal issuers are adapting to heightened investor demands by expanding risk disclosure to maximize investor participation. MODERATOR: Trey Casey, Vice President, Public Finance/Debt Investment Banking, Raymond James PANELISTS: Mohamed Balla, Chief Financial Officer, City of Atlanta Chris Hollins, Controller, City of Houston, Texas Fidelis Malembeka, Chief Financial Officer, City of Jackson, Mississippi
TUE JUNE 11 02 DAY All Conference Times Eastern SCHEDULE OF EVENTS 63 35YEARS FINANCIAL SERVICES CONFERENCE 10:40 AM - 11:40 AM MERCER BALLROOM SALON I | PRIVATE WEALTH TRACK Not Your Father’s Wealth Management Explore top black wealth management producers and practices of TODAY vs those of YESTERYEAR. This discussion will compare and contrast new and traditional practices, while answering questions including, “does the big financial services firm strategy/formula still work?” “What considerations are there regarding diverse wealth managers building businesses?”, and “how can both new and old strategies be best operationalized for maximum returns?”. Join the conversation with industry veterans who will share their expertise and best practices. MODERATOR: Sheena Gray, Interim CEO, Association of African American Financial Advisors (AAAA) PANELISTS: Blaine Gibson, CFP®, CPFA, Vice President & Financial Advisor, RBC Wealth Management Solitaire Dasher-Smiley, Financial Advisor, Raymond James Jason Pace, Senior Vice President & Financial Advisor, Morgan Stanley Gail Perry-Mason, Senior Director of Investments, Oppenheimer & Co. Inc. 10:40 AM - 11:40 AM MERCER BALLROOM SALON H | INSTITUTIONAL TRACK Nailed It! Constructing Resilient Portfolios From return-seeking to income-generating to inflation-hedging strategies, there are multiple avenues to success, all depending on an investor’s goal. Both asset allocation and manager selection are important to delivering against return and risk objectives. This discussion will explore how institutional investors consider the impact of traditional and alternative investments and how decision making can drive both inclusion and more resilient portfolios, while targeting optimal diversification. MODERATOR: DeAnna Jones, Consultant, NEPC PANELISTS: Christina Kellar, Multi-Asset Solutions Strategist, T. Rowe Price Sylvester McClearn, Director of The Emerging Manager Program, New York State Common Retirement Fund (NYSCRF) Valarie Shultz-Wilson, Managing Partner, Shultz & Co. 11:40 AM - 12:00 PM PROGRAM BREAK
TUE JUNE 11 02 DAY All Conference Times Eastern SCHEDULE OF EVENTS 64 35YEARS FINANCIAL SERVICES CONFERENCE 12:00 PM - 1:30 PM ELLINGTON BALLROOM | PLENARY TRACK Joyce Johnson Awards Luncheon Why Access to Opportunity is so Challenging – Diversity, Equity and Inclusion DIVERSITY EQUITY AND INCLUSION (DEI) is under attack by any measure in the U.S., and the campaign against this approach has intensified in the last year. While significant progress has been made over the last 50 years, there has been an alarming retrenchment in recent times. In the spirit of NASP founder Maynard H. Jackson’s legacy, this discussion will examine the state of DEI today in financial services and more broadly. We will explore questions related to navigating such realities and reversing errant narratives MODERATOR: Brett Pulley, Atlanta Bureau Chief, Bloomberg News PANELISTS: Paul Francisco, Senior Vice President & Chief Diversity Officer, State Street Paulette Granberry Russell, President, National Association of Diversity Officers in Higher Education Robert Marchman, Senior Policy Advisor on Diversity and Inclusion, U.S. Securities and Exchange Commission 1:30 PM - 1:50 PM PROGRAM BREAK 1:50 PM - 2:50 PM MERCER BALLROOM SALON H | INSTITUTIONAL TRACK Beyond the Benchmark: Generating Alpha in Traditional Asset Classes In today’s ever-evolving landscape, traditional asset managers find themselves at a crossroads. In the midst of economic conditions and market volatility, allocators have increasingly diverted attention away from traditional asset classes in favor of alternative options. Asset managers committed to thriving within the familiar confines of traditional investments must remain steadfast and innovative in their pursuit of consistent returns and growth. Join our esteemed panelists as they discuss their time-tested techniques for generating alpha, mitigating risk, and retaining investor interest despite the allure of alternative options. MODERATOR: Kweku Obed, Managing Director, Marquette Associates PANELISTS: Douglas Gimple, Senior Portfolio Specialist, Diamond Hill Samantha Grant, Senior Consultant, Verus Investments Leo Harmon, Senior Managing Director, Chief Investment Officer & Portfolio Manager, Mesirow Equity Management Unoma Okolo, Emerging Market Portfolio Manager, Artisan Partners
Haven Global Partners International Equity Haven Global Partners believes that investing in high-quality companies at attractive relative valuations has a higher probability of generating superior risk-adjusted returns. High-quality companies typically have strong market positions, sustainable returns, healthy cash flows and strong balance sheets. Patient investors, with long-term investment horizons, will be best positioned to benefit from inefficiencies created by equity market volatility. International Equity Management, Local Market Insight. Haven Global Partners (HGP) is a boutique asset management firm that specializes in investing in international equities. The investment team at HGP has worked together since 2014 and invested in the global markets for more than three decades. The genesis of HGP was driven by the team’s desire to collectively employ their knowledge and experience in the pursuit of two goals: producing superior riskadjusted returns and building a go-to firm for international equity investing. Company Background Location: Atlanta, Georgia Website: havengp.com Pictured (top to bottom): Kenneth Holley, Anuja Singha, Jason Kindland Reprinted With The Permission Of Emerging Manager Monthly 65
At Wellington Management, we believe that a diverse workforce and an inclusive culture are vital to success in the asset management business. We support NASP in its mission to increase awareness of and access to career opportunities in the financial services industry while fostering the growth and development of women and people of color. Wellington Management is a proud sponsor of the 30th annual NASP Pension and Financial Services Conference. www.wellington.com/en/global-diversity-and-inclusion Stronger together At Wellington Management, we believe that a diverse workforce and an inclusive culture are vital to success in the asset management business. We support NASP in its mission to increase awareness of and access to career opportunities in the financial services industry while fostering the growth and development of women and people of color. Wellington Management is a proud sponsor of the 30th annual NASP Pension and Financial Services Conference. www.wellington.com/en/global-diversity-and-inclusion Stronger together Is a proud sponsor of NASP Annual Conference LOS ANGELES | NEW YORK | BOSTON | CHICAGO | LONDON Providing our clients with investment opportunities in corporate credit since 1991 66
TUE JUNE 11 02 DAY All Conference Times Eastern SCHEDULE OF EVENTS 67 35YEARS FINANCIAL SERVICES CONFERENCE 1:50 PM - 2:50 PM MERCER BALLROOM SALON G | MUNICIPAL TRACK How Can Major Cities Make Housing More Affordable and Tackle the Housing Crisis? Rising interest rates and the continued inflation of housing prices has put affordability further out of reach for many residents of metropolitan cities. Can cities help their citizens by relaxing zoning requirements, voucher systems, workforce, and / or other public private partnerships to tackle this issue. Additionally, over the last 10 years, political unrest in other countries has created a crisis among some major cities. Most recently, the Venezuela migrant crisis has affected cities throughout the country as cities struggle to provide among other things, adequate housing. How can major cities help facilitate the building of affordable housing for their current residents and also new entrants who are seeking refuge. OPENING REMARKS: Courtney Knight, Treasurer, City of Atlanta, Georgia MODERATOR: Lorraine Palacios-Germain, Managing Director, Ramirez & Co. PANELISTS: Damon Burns, Chief Executive Officer, Finance New Orleans Jill Jaworski, Chief Financial Officer, City of Chicago Terri Lee, President and Chief Executive Officer, Atlanta Housing 1:50 PM - 2:50 PM MERCER BALLROOM SALON I | PRIVATE WEALTH TRACK Ai & Wealth Management Ai is here to stay. This panel delves into the present and future trends of Ai within wealth management, exploring questions such as, “what is the role of Ai in Wealth Management?”, “what are the advantages of using Ai?”, “will Ai take over Wealth Management?”. Amidst the rapidly evolving landscape of Ai, the SEC grapples with how to regulate the use of algorithms generated to provide financial advice, and how companies ensure the efficacy of these algorithms. Learn about Ai’s value as a tool within wealth management, and on the other hand, the potential pitfalls of this technology. MODERATOR: Devon Drew, Chief Executive Officer, ASSETLINK PANELISTS: Chanel Frazier, Head of BlackRock Atlanta, BlackRock Eric-Andre Vigroux, Technology Executive, Wealth Investment Management Technology, Wells Fargo
TUE JUNE 11 02 DAY All Conference Times Eastern SCHEDULE OF EVENTS 68 35YEARS FINANCIAL SERVICES CONFERENCE 1:50 PM - 2:50 PM OVERLOOK EAST | COLLEGE DAY PROGRAM From Campus to Corporate: Crafting Professional Habits to Navigate the Financial Industry In this session, students will learn the essential habits necessary to confidently transition from college to the financial services industry. They’ll engage with seasoned financial professionals who will share their journeys, the habits that contributed to their success, and the designations they acquired to enhance their professional and technical toolkits. Students will gain insights into effective networking, continuous learning, and personal branding—key elements for professional growth. This session is crucial for understanding the corporate world’s expectations and laying a strong foundation for a successful career. MODERATOR: Bobby Kannady, Internal Market Consultant, Invesco PANELISTS: Quinton Bennett, Banker, J.P. Morgan Private Bank Alexandria Jenkins, Senior Manager, RFP, Invesco Christian Mackey, Private Equity Associate, ICV Partners Pamela Peace, Head of North America Institutional Client Management, PGIM Fixed Income 2:50 PM - 3:10 PM PROGRAM BREAK 3:10 PM - 4:10 PM MERCER BALLROOM SALON I | PLENARY/ALTERNATIVES Leadership in Alternative Investments: Evaluating the Broad Opportunity Set in Alternatives For most institutional investors, long gone are the days of a 60/40 portfolio split between stocks and bonds. The overwhelming majority of investors have alternative investments in their portfolios – investing in real estate, real assets, private credit, private equity, venture capital, hedge funds, and much in between. We will explore how different types of institutional investors build multi-asset portfolios, how they use alternatives to mitigate risk and address liquidity concerns, and how incorporating alternatives widens the opportunity for meeting target returns. MODERATOR: Nikki Tanner, Investment Consultant, Crewcial Partners PANELISTS: Terrance Davis, CAIA, Senior Portfolio Manager, State Board of Administration of Florida Jason Howard, Founder & Managing Partner, New Catalyst Strategic Partners Reynold Martin, Former Managing Principal and Head of Infrastructure and Energy, Allstate Investments Duke Williams, Managing Director, Disciplina Group LLC
Confidential and Proprietary. Copyright © by o15 1 Investors in Emerging America Emerging America Credit Opportunities Fund o15 Capital Partners is a provider of private growth capital to lower middle market companies led by and serving underrepresented entrepreneurs and communities in the Healthcare, Business Services, and Education industries. 69
TUE JUNE 11 02 DAY All Conference Times Eastern SCHEDULE OF EVENTS 70 35YEARS FINANCIAL SERVICES CONFERENCE 4:10 PM - 4:25 PM PROGRAM BREAK 4:25 PM - 5:25 PM MERCER BALLROOM SALON I | PLENARY/ALTERNATIVES Private Equity and Venture Capital: Opportunities to Invest in Business Leaders and Entrepreneurs According to Pitchbook, the US private equity industry weighs in at $4.4 trillion. That includes buyouts of mature companies, venture capital funding for start-ups, and much in between (e.g., growth equity, special situations, etc.). While deal making was down in 2023, there were more than 7,000 private equity transactions across all company stages, deal types, and industries. We will explore the impact of last year’s deal activity across the spectrum of general partners and entrepreneurs as well as consider opportunities 2024 and beyond. MODERATOR: Marquette Chester, Senior Managing Director and Head of Alternatives, Xponance Alternative Solutions PANELISTS: Zaid Abdul-Aleem, Head of Partner and Capital Solutions, Invictus Growth Partners Gennell Jefferson, Partner, Investor Relations, The Vistria Group Rachel Wilson, Managing Partner, The BFM Fund Willie Woods, President and Co-Founder, ICV Partners 3:00 PM - 5:00 PM OVERLOOK WEST | COLLEGE TRACK First Impressions Matter. Make it Count. During this multi-faceted interactive session, students will learn the art of making a lasting first impression in the professional world. They will tour sponsor exposition booths, receive professional headshots, participate in simulated mock interviews, and receive real-time feedback from financial professionals across various sectors. Mock interviewers will include hiring managers, early professionals, and industry veterans who have been in the shoes that students are in now. This interactive experience is vital for students to refine their interview skills and understand the nuances of effective communication and presentation in today’s competitive job market. MOCK INTERVIEWING PARTICIPANT COMPANIES:
TUE JUNE 11 02 DAY All Conference Times Eastern SCHEDULE OF EVENTS 71 35YEARS FINANCIAL SERVICES CONFERENCE 4:30 - 5:30 PM OVERLOOK EAST | COLLEGE TRACK College Day Networking Hour After students finish the First Impressions Matter. Make it Count. session, they are invited to meet and mingle with sponsors. This is an opportunity for students to put the skills they’ve learned throughout their sessions into practice with potential employers. 4:10 PM - 6:30 PM PROGRAM BREAK 6:30 PM - 7:00 PM ELLINGTON | PRE-FUNCTION | PLENARY TRACK Pre-Dinner Cocktails 7:00 PM - 9:00 PM ELLINGTON BALLROOM | PLENARY TRACK NASP Awards Dinner Dress Code: Business Formal EMCEE: Eugene Duffy, Managing Director, Global Investment Management Distribution, Mesirow SPEAKERS: Mayor Andre Dickens of Atlanta Marlon Kimpson, Member at Motley Rice LLC, White House Appointee to United States Trade Advisory Committee for Policy and Negotiations, Former State Senator
Advice for people transforming their world Financial Advisory l Consulting l Financial Modeling Alternative Finance l Specialized Services l Investor Relations pfm.com For important disclosure information about PFM’s entities and services please go to pfm.com/disclosures Customized multi-manager solutions for institutional investors o Over 3 decades of success working with Emerging Managers o Emphasis on achieving optimal balance of risk and performance Diverse, experienced and accomplished professional team. o 100% Minority and Women Owned, Managed, and Staffed Leading Edge is a proud partner and sponsor of NASP and the 35th Annual Financial Services Conference. PROPRIETARY EMERGING MANAGER RESEARCH. INNOVATIVE INVESTMENT TECHNOLOGY. STRONG COMMITMENT. 72
03 DAY WED JUNE 12 All Conference Times Eastern SCHEDULE OF EVENTS 73 35YEARS FINANCIAL SERVICES CONFERENCE 8:00 AM - 11:00 AM ELLINGTON | PRE-FUNCTION Check In / NASP Partner Expo 8:00 AM - 9:00 AM ELLINGTON | PRE-FUNCTION Networking & Continental Breakfast 9:00 AM - 10:00 AM ELLINGTON BALLROOM | PLENARY TRACK NASP Annual Meeting NASP Membership 10:00 AM - 10:20 AM PROGRAM BREAK 10:20 AM - 11:20 AM ELLINGTON BALLROOM | MUNICIPAL/PLENARY TRACK Disparities in the Municipal Bond Market Studies have been published that discuss how racial inequality can potentially impact borrowing costs, as well as capital raising for diverse communities and Historically Black Colleges & Universities. This panel will explore how systemic biases can impede capital access and raise costs, how hurdles have impacted infrastructure funding for certain issuers, and explore some ideas for addressing these challenges through a more inclusive utilization of resources and diverse talent. OPENING REMARKS: Former President of The African American Mayors Association, Mayor Frank Scott, Jr., City of Little Rock, AR MODERATOR: Tray Hairston, Partner, Butler Snow LLP PANELISTS: Dawn Alston, Chief Financial Officer and Treasurer, Spelman College Alondrea Johnson Pritchett, Vice President, Business & Finance, Alabama State University Dr. Antwon Woods, Ph.D., MBA, PMP, Dean, School of Business, Alcorn State University 11:20 AM ELLINGTON | PRE-FUNCTION Conference Ends Grab & Go Lunch
Miguel Thames President & CEO, NASP Abigail Cordaro Senior Program Manager, NASP Marie-Penda Toure Executive Assistant & Membership Director, NASP Banna Araya Summer Associate Xavian McDougald Summer Associate Senesie Sannoh Summer Associate NASP Staff 74
35YEARS 75 FINANCIAL SERVICES CONFERENCE GOLD CORPORATE PARTNERS
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T E FUTURE IS HERE www.oandoplc.com Today, we are leading the creation of sustainable and accessible energy pathways to power Africa’s future. We are Africa. We are Oando. That is why, for us Oando, making strides within the Oil & Gas sector was never enough. We have and continue to build an indigenous brand that reinforces why Africa, despite its nascent and unpredictable environment, is indeed the last investment frontier. From inception, reframing the African narrative has always fueled our ambitions. Oando_PLC Oando PLC Oando_PLC Oando PLC Oando PLC Alternative Investing Since 1971 gcmgrosvenor.com We celebrate the power of Diversity in Thought and Expertise GCM Grosvenor promotes equal access to capital in alternatives by driving increased investment with small, emerging and diverse managers. We have approximately $20 billion AUM with small and emerging managers and approximately $16 billion with diverse managers across private equity, absolute return strategies, infrastructure, and real estate. 78
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COLUMBUS,OHIO3 6TH ANNUAL FINANCIAL SERVICES CONFERENCE SAVE THE DATE J U N E 8-11, 2 02 5 COLUMBUS, OH