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44200_06_p185-226 3/1/04 3:16 PM Page 196

196 Chapter 6 • From Gene to Phenotype

Figure 6-13 shows a typical litter from a cross between
yellow mice.

How can the 2 : 1 ratio be explained? The results
make sense if it is assumed that the yellow allele is lethal
when homozygous. It is known that the yellow allele is
of a coat-color gene called A. Let’s call it AY. Hence the
results of crossing two yellow mice are


Progeny 1 AY/AY lethal
4 yellow
wild type
1 AY/A Figure 6-13 A litter from a cross between two mice
2 heterozygous for the yellow coat-color allele. The allele is lethal
in a double dose. Not all progeny are visible. [Anthony Griffiths.]
1 A/A

MODEL ORGANISM Mouse factory-sized building. Furthermore, although mice do
breed rapidly (compared with humans), they cannot
The laboratory mouse is descended from the house compete with microorganisms for speedy life cycle.
mouse Mus musculus. The pure lines used today as Hence, the large-scale selections and screens necessary
standards are derived from mice bred in past centuries to detect rare genetic events are not possible.
by mouse “fanciers.” Among model organisms it is the
one whose genome most closely resembles the human Green-glowing genetically modified mice embryos. The
genome. Its diploid chromosome number is 40 (com- jellyfish gene for green fluorescent protein has been inserted
pared to 46 in humans), and the genome is slightly into the chromosomes of the glowing mice. Normal mice are
smaller than that of humans (3000 Mb) and approxi- darker in the photo. [Kyodo News.]
mately the same number of genes (current estimates
about 30,000). Furthermore, it seems that all mouse
genes have a counterpart in humans. A large propor-
tion of genes are arranged in blocks in exactly the
same positions as those of humans.

Research on the Mendelian genetics of mice began
early in the twentieth century. One of the most im-
portant early contributions was the elucidation of the
genes that control coat color and pattern. Genetic
control of the mouse coat has provided a model for all
mammals, including cats, dogs, horses and cattle. Also
a great deal of work was done on mutations induced
by radiation and chemicals. Mouse genetics has been
of great significance in medicine. A large proportion of
human genetic diseases have a mouse counterpart use-
ful for experimental study (these are called “mouse
models”). The mouse has played a particularly impor-
tant role in the development of our current under-
standing of the genes underlying cancer.

The genome of mice can be modified by the inser-
tion of specific fragments of DNA into a fertilized egg
or into somatic cells. The mice in the photo at the
right have received a jellyfish gene for green fluores-
cent protein (GFP) that makes them glow green. Gene
knockouts and replacements are also possible.

A major limitation of mouse genetics is its cost.
Whereas working with a million individuals of E. coli or
S. cerevisiae is a trivial matter, a million mice requires a

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6.3 Interacting genes and proteins 197

Geneticists commonly encounter situations in
which expected phenotypic ratios are consistently
skewed in one direction because one allele of a gene re-
duces viability. For example, in the cross A/a ϫ a/a,
we predict a progeny ratio of 50 percent A/a and
50 percent a/a, but we might consistently observe a
ratio such as 55 percent : 45 percent or 60 percent :
40 percent. In such a case, the recessive allele is said to
be sublethal because the lethality is expressed in only
some of and not all the homozygous individuals. Thus,
lethality may range from 0 to 100 percent, depending
on the gene itself, the rest of the genome, and the

Figure 6-14 Manx cat. A dominant allele causing taillessness MESSAGE A gene can have several different states or
is lethal in the homozygous state. The phenotype of two eye forms — called multiple alleles. The alleles are said to
colors is unrelated to taillessness. [Gerard Lacz/NHPA.] constitute an allelic series, and the members of a series can
show various degrees of dominance to one another.

The expected monohybrid ratio of 1 : 2 : 1 would be 6.3 Interacting genes
found among the zygotes, but it is altered to a 2 : 1 ratio and proteins
in the progeny actually seen at birth because zygotes
with a lethal AY/AY genotype do not survive to be One of the first indications that individual genes do not
counted. This hypothesis is supported by the removal of act alone was the observation in the early 1900s that a
uteri from pregnant females of the yellow ϫ yellow single gene mutation may have multiple effects. Even
cross; one-fourth of the embryos are found to be dead. though the impact of a mutation is seen mainly in the
character under investigation, many mutations produce
The AY allele produces effects on two characters: effects in other characters. (We just saw an example in
coat color and survival. It is entirely possible, however, the yellow coat allele of mice. The allele affected both
that both effects of the AY allele result from the same coast color and chances of survival.) Such multiple ef-
basic cause, which promotes yellowness of coat in a sin- fects are called pleiotropic effects. Some pleiotropic
gle dose and death in a double dose. effects can be subtle, but others quite strong. The inter-
pretation is that pleiotropy is based on the complexity
The tailless Manx phenotype in cats (Figure 6-14) of gene interactions in the cell.
also is produced by an allele that is lethal in the homo-
zygous state. A single dose of the Manx allele, ML, se- Let’s reexamine PKU in light of the complexity of
verely interferes with normal spinal development, result- genes interacting to produce a particular phenotype. The
ing in the absence of a tail in the ML/M heterozygote. simple model of PKU as a single-gene disease was ex-
But in the ML/ML homozygote, the double dose of the tremely useful medically. Notably, it provided a success-
gene produces such an extreme abnormality in spinal ful treatment and therapy for the disease — simply re-
development that the embryo does not survive. strict the dietary intake of phenylalanine. Many PKU
patients have benefited from this treatment. However,
Whether an allele is lethal or not often depends on there are some interesting complications that draw at-
the environment in which the organism develops. tention to the underlying complexity of the genetic sys-
Whereas certain alleles are lethal in virtually any envi- tem involved. For example, some cases of elevated
ronment, others are viable in one environment but lethal phenylalanine level and its symptoms are associated not
in another. Human hereditary diseases provide some ex- with the PAH locus, but with other genes. Also, some
amples. Cystic fibrosis and sickle-cell anemia are diseases people who have PKU and its associated elevated
that would be lethal without treatment. Furthermore, phenylalanine level do not show abnormal cognitive de-
many of the alleles favored and selected by animal and velopment. These apparent exceptions to the model
plant breeders would almost certainly be eliminated in show that the expression of the symptoms of PKU de-
nature as a result of competition with the members of pends not only on the PAH locus, but also on many
the natural population. The dwarf mutant varieties of other genes, and on the environment.
grain, which are very high-yielding, provide good exam-
ples; only careful nurturing by farmers has maintained
such alleles for our benefit.

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198 Chapter 6 • From Gene to Phenotype

This complex situation is summarized in simple pendent on a complex set of processes. The example
form in Figure 6-15. The figure shows that there are well illustrates the idea that individual genes do not “de-
many steps in the pathway leading from the ingestion of termine” phenotype. We also see how exceptions to the
phenylalanine to impaired cognitive development, and simple PKU model can be explained. For example, we
any one of them can show variation. First, the amount of see how mutations in genes other than PAH can cause
phenylalanine in the diet is obviously of key importance. elevated levels of phenylalanine — a gene needed for
Then the phenylalanine must be transported into the tetrahydrobiopterin synthesis is one such gene.
appropriate sites in the liver, the “chemical factory” of
the body. In the liver, PAH must act in concert with its How experimental genetics
cofactor, tetrahydrobiopterin. If excess phenylpyruvic dissects complexity
acid is produced, to affect cognitive development it
must be transported to the brain in the bloodstream, and There is a standard genetic methodology for identifying
then pass through the blood-brain barrier. Inside the the interacting genes that contribute to a particular bio-
brain, developmental processes must be susceptible to logical property. Briefly, the approach is as follows:
the detrimental action of phenylpyruvic acid. Each of
these multiple steps is a possible site at which genetic or Step 1. Treat cells with mutation-causing agents
environmental variation may be found. Hence what (mutagens), such as ultraviolet radiation. This
seems to be a simple “monogenic” disease is actually de- treatment produces a large set of mutants with an
abnormal expression of the property under study.


Blood-brain Liver
Phenylpyruvic acid products


Food protein

Phenylalanine Tetrahydrobiopterin
hydroxylase (cofactor)

"PKU gene" Genes in biosynthetic
pathways making THB

Figure 6-15 The determination of the disease PKU involves a complex series of steps.
The red rectangles indicate those steps where variation or blockage is possible.

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6.3 Interacting genes and proteins 199

Step 2. Test these mutants to determine how many In each case, the results show that the mutant condition
gene loci are involved, and which mutations are is determined by the recessive allele of a single gene.
alleles of the same gene. However are they three alleles of one gene, or of two
genes, or of three genes? The question can be answered
Step 3. Combine the mutations pairwise by means by asking if the mutants complement one another. Com-
of crosses to form double mutants to see if they plementation is defined as the production of a wild-type
interact. Remember, gene interaction implies that phenotype when two recessive mutant alleles are
gene products interact in the cell. We will see that brought together in the same cell.
classes of progeny appear in specific ratios, as with
the dihybrid crosses in Chapter 2. These ratios MESSAGE Complementation is the production of a wild-
provide a clue to the type of gene interaction. type phenotype when two haploid genomes bearing
different recessive mutations are united in the same cell.
Hence there are three steps: the mutant “hunt”; tests for
allelism; and tests for gene interaction. The techniques of In a diploid organism, the complementation test is
mutant induction and selection are dealt with in Chap- performed by intercrossing two individuals that are ho-
ter 16. For the present, let’s assume we have assembled a mozygous for different recessive mutants. The next step is
set of single-gene mutations affecting some biological to observe whether the progeny have the wild-type phe-
property of interest. We now need to determine how notype. If recessive mutations are alleles of the same gene,
many genes are represented in that set (step 2), and this they will not produce wild-type progeny, because the
is done using the complementation test. progeny are essentially homozygotes. Such alleles can be
thought of generally as aЈ and aЉ, using primes to distin-
Complementation guish between two different mutant alleles of a gene
whose wild-type allele is aϩ. These alleles could have dif-
Let’s illustrate the complementation test with an example ferent mutant sites within the same gene, but they would
from harebell plants (genus Campanula). The wild-type both be nonfunctional. The heterozygote aЈ/aЉ would be
flower color of this plant is blue. Let’s assume that by ap-
plying mutagenic radiation we have induced three white- aЈ
petaled mutants and that they are available as homozy-
gous pure-breeding strains. They all look the same, so we aЉ
do not know a priori whether they are genetically identi-
cal or not. We can call the mutant strains $, £, and ¥, to However, two recessive mutations in different genes
avoid any symbolism using letters, which might imply would have wild-type function provided by the respec-
dominance. When crossed with wild type, each mutant tive wild-type alleles. Here we can name the genes a1
gives the same results in the F1 and F2, as follows: and a2, after their mutant alleles. We can represent the
heterozygotes as follows, depending on whether the
white $ ϫ blue 9: F1, all blue 9: F2, 3 blue, 1 white genes are on the same or different chromosomes:
white £ ϫ 4 4
white ¥ ϫ
blue 9: F1, all blue 9: F2, 3 blue, 1 white
4 4

blue 9: F1, all blue 9: F2, 3 blue, 1 white
4 4

Different chromosomes 1

1 a2

Same chromosome (shown in trans)
a1 1

A harebell plant (Campanula species). [Gregory G. Dimijian/ 1 a2
Photo Researchers.]
Let us return to the harebell example and intercross
the mutants to test for complementation. Assume that the
results of intercrossing mutants $, £, and ¥ are as follows:

white $ ϫ white £ 9: F1, all white
white $ ϫ white ¥ 9: F1, all blue
white £ ϫ white ¥ 9: F1, all blue

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200 Chapter 6 • From Gene to Phenotype

Figure 6-16 The Wild type
molecular basis of genetic
complementation. Three + +
phenotypically identical white
mutants — $, £, and ¥— are + +
intercrossed. Mutations in the w1 w2
same gene (such as $ and £) gene gene
cannot complement, because
the F1 has one gene with two Mutant "$" Mutant "£" Mutant "¥"
mutant alleles. The pathway
is blocked and the flowers are "$" +£ ++ "¥"
white. When the mutations
are in different genes (such "$" "¥"
as £ and ¥), complementation w1 w2
of the wild-type alleles of gene gene
each gene occurs in the F1
heterozygote. Pigment is P
synthesized and the flowers
are blue. (What would you F1
predict to be the result of
crossing $ and ¥?)

+ £ ++
w2 gene w2 w1
gene gene gene

×White $ White £ ×White £ White ¥


No Complementation
complementation +¥


£+ £+
Enzyme 1
No substrate Enzyme 2 Enzyme 2

Colorless No White Colorless Colorless Blue
precursor 1 precursor 2 precursor 1 precursor 2

Block (no enzyme 1) Mutation in different genes
Mutation in the same gene

From this set of results, we can conclude that mutants $ spectrum; in the case of the harebell, the anthocyanin
and £ must be caused by alleles of one gene (say, w1) absorbs all wavelengths except blue, which is reflected
because they do not complement; but ¥ must be caused into the eye of the observer. However, this anthocyanin
by a mutant allele of another gene (w2) because com- is made from chemical precursors that are not pigments;
plementation is seen. that is, they do not absorb light of any specific wave-
length and simply reflect back the white light of the sun
How does complementation work at the molecular to the observer, giving a white appearance. The blue pig-
level? The normal blue color of the harebell flower is ment is the end product of a series of biochemical con-
caused by a blue pigment called anthocyanin. Pigments versions of nonpigments. Each step is catalyzed by a spe-
are chemicals that absorb certain parts of the visible

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6.3 Interacting genes and proteins 201

cific enzyme encoded by a specific gene. We can explain take the intermediates to the final blue product. Their
the results with a pathway as follows: genotypes will be

gene w11 gene w21 w1ϩ/w1 и w2ϩ/w2

enzyme 1 enzyme 2 Hence we see that complementation is actually a re-
sult of the cooperative interaction of the wild-type alleles
precursor 1 precursor 2 blue anthocyanin of the two genes. Figure 6-16 is a summary diagram of
the interaction of the complementing and noncomple-
A homozygous mutation in either of the genes will lead menting white mutants.
to the accumulation of a precursor that will simply
make the plant white. Now the mutant designations In a haploid organism, the complementation test
could be written as follows: cannot be performed by intercrossing. In fungi, there is
an alternative way to bring mutant alleles together to
$ w1$/w1$ и w2ϩ/w2ϩ test complementation: one makes a heterokaryon (Fig-
£ w1£/w1£ и w2ϩ/w2ϩ ure 6-17). Fungal cells fuse readily. When two different
¥ w1ϩ/w1ϩ и w2¥/w2¥ strains fuse, the haploid nuclei from the different
strains occupy one cell, which is called a heterokaryon
However, in practice, the subscript symbols would be (Greek; “different kernels”). The nuclei in a hetero-
dropped and the genotypes written as follows: karyon generally do not fuse. In one sense, this condition
is a “mimic” diploid.
$ w1/w1 и w2ϩ/w2ϩ
£ w1/w1 и w2ϩ/w2ϩ Assume that in different strains there are mutations
¥ w1ϩ/w1ϩ и w2/w2 in two different genes conferring the same mutant
phenotype — for example, an arginine requirement. We
Hence an F1 from $ ϫ £ will be can call these genes arg-1 and arg-2. The genotypes of
the two strains can be represented as arg-1 и arg-2ϩ and
w1/w1 и w2ϩ/w2ϩ arg-1ϩ и arg-2. These two strains can be fused to form
a heterokaryon with the two nuclei in a common
These F1 individuals will thus have two defective alleles cytoplasm:
for w1 and will therefore be blocked at step 1. Even
though enzyme 2 is fully functional, it has no substrate Nucleus 1 is arg-1 и arg-2ϩ
to act on, so no blue pigment will be produced and the Nucleus 2 is arg-1ϩ и arg-2
phenotype will be white.
Because gene products are made in a common cyto-
The F1’s from the other crosses, however, will have plasm, the two wild-type alleles can exert their domi-
the wild-type alleles for both the enzymes needed to nant effect and cooperate to produce a heterokaryon of
wild-type phenotype. In other words, the two mutations
complement, just as they would in a diploid. If the mu-
tations had been alleles of the same gene, there would
have been no complementation.

arg-1 cells, defective for arg-2 cells, defective for
one specific enzyme in a different enzyme in
arginine synthetic pathway arginine synthetic pathway


Heterokaryon grows
without arginine

Figure 6-17 Formation of a heterokaryon of Neurospora mimics a diploid state. When
vegetative cells fuse, haploid nuclei share the same cytoplasm in a heterokaryon. In this
example, haploid nuclei with mutations in different genes in the arginine synthetic pathway
complement to produce a Neurospora that no longer requires arginine.

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202 Chapter 6 • From Gene to Phenotype

MESSAGE When two independently derived recessive Regulatory gene Gene for active protein
mutant alleles producing similar recessive phenotypes r+ a+
fail to complement, the alleles must be of the same gene.

A modified F2 ratio can be useful in supporting a hy- (a)
pothesis of gene complementation. As an example, let’s Normal

consider what F2 ratio will result from crossing the dihy- (b) r a+
brid F1 harebell plants. The F2 shows both blue and Mutation in
white plants in a ratio of 9 : 7. How can these results be the gene that Nonfunctional
codes for the regulatory protein
explained? The 9 : 7 ratio is clearly a modification of the regulatory r+ a

dihybrid 9 : 3 : 3 : 1 ratio with the 3 : 3 : 1 combined to protein ra

make 7. The cross of the two white lines and subsequent (c)
Mutation in
generations can be represented as follows: the gene that
codes for the
w1/w1 ; w2ϩ/w2ϩ (white) ϫ w1ϩ/w1ϩ ; w2/w2 (white) structural
p protein

F1 w1ϩ/w1 ; w2ϩ/w2 (blue) (d)
w1ϩ/w1 ; w2ϩ/w2 ϫ w1ϩ/w1 ; w2ϩ/w2 Mutation in
s both genes

F2 9 w1ϩ/– ; w2ϩ/– (blue) 9

3 w1ϩ/– ; w2/w2 (white) 7 Figure 6-18 Interaction between a regulating gene and its
target. The r ϩ gene codes for a regulatory protein, and the aϩ
·3 w1/w1 ; w2ϩ/– (white) gene codes for a structural protein. Both must be normal for a
1 w1/w1 ; w2/w2 (white) functional (“active”) structural protein to be synthesized.

The results show that a plant will have white petals if Proportion Genotype Functional aϩ Ratio
it is homozygous for the recessive mutant allele of ei- protein 9
ther gene or both genes. To have the blue phenotype, a 9 rϩ/Ϫ ; aϩ/Ϫ
plant must have at least one of the dominant allele of 16 rϩ/Ϫ ; a/a Yes 7
both genes because both are needed to complement 3 r/r ; aϩ/Ϫ
each other and complete the sequential steps in the 16 r/r ; a/a ·No
pathway. Thus, three of the genotypic classes will pro- 3
duce the same phenotype, so overall only two pheno- 16 No
types result. 1 No
The example of complementation in harebells in-
volved different steps in a biochemical pathway. Simi- An example of interacting genes from different
lar results can come from gene regulation. A regulatory pathways is the inheritance of skin coloration in corn
gene often functions by producing a protein that binds snakes. The snake’s natural color is a repeating black-
to a regulatory site upstream of the target gene, facili- and-orange camouflage pattern, as shown in Figure
tating the transcription of the gene by RNA poly- 6-19a. The phenotype is produced by two separate pig-
merase (Figure 6-18). In the absence of the regulatory ments, both of which are under genetic control. One
protein, the target gene would be transcribed at very gene determines the orange pigment, and the alleles that
low levels, inadequate for cellular needs. Let’s cross a we shall consider are oϩ (presence of orange pigment)
pure line r/r defective for the regulatory protein to a and o (absence of orange pigment). Another gene deter-
pure line a/a defective for the target protein. The cross mines the black pigment, with alleles bϩ (presence of
is r/r ; aϩ/aϩ ϫ rϩ/rϩ ; a/a. The rϩ/r ; aϩ/a dihybrid black pigment) and b (absence of black pigment). These
will show complementation between the mutant geno- two genes are unlinked. The natural pattern is produced
types because both rϩ and aϩ are present, permitting by the genotype oϩ/– ; bϩ/–. A snake that is o/o ; bϩ/– is
normal transcription of the wild-type allele. When black because it lacks orange pigment (Figure 6-19b),
selfed the F1 dihybrid will also result in a 9 : 7 pheno-
typic ratio in the F2:

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6.3 Interacting genes and proteins 203

Here, however, an F2 shows a standard 9 : 3 : 3 : 1 ratio:

female oϩ/o ; bϩ/b ϫ male oϩ/o ; bϩ/b
(camouflaged) s (camouflaged)

F2 9 oϩ/– ; bϩ/– (camouflaged)
3 oϩ/– ; b/b (orange)
3 o/o ; bϩ/– (black)
1 o/o ; b/b (albino)

(a) (b) The 9 : 3 : 3 : 1 ratio is produced because of the indepen-
dence of the interacting genes at the level of cellular

precursor bϩ black pigment camouflaged
precursor oϩ orange pigment

(c) (d) Epistasis

Figure 6-19 Skin pigmentation patterns in the corn snake. In trying to find evidence of gene interaction, one ap-
Combinations of orange and black pigments determine the four proach is to look for cases of a type of gene interaction
phenotypes shown. (a) A wild-type black and orange camouflaged called epistasis. This word means “stand upon,” referring
snake synthesizes both black and orange pigments. (b) A black to the ability of a mutation at one locus to override a
snake does not synthesize orange pigment. (c) An orange snake mutation at another in a double mutant. The overriding
does not synthesize black pigment. (d) An albino snake mutation is called epistatic, whereas the overridden one
synthesizes neither black nor orange pigments. is hypostatic. Epistasis results from genes being in the
same cellular pathway. In the case of a simple biochemi-
[Anthony Griffiths.] cal pathway, the epistatic mutation is of a gene that is
farther “upstream” (earlier in the pathway) than that of
and a snake that is oϩ/– ; b/b is orange because it lacks the hypostatic. The mutant phenotype of the upstream
the black pigment (Figure 6-19c). The double homozy- gene takes precedence, no matter what is going on later
gous recessive o/o ; b/b is albino (Figure 6-19d). Notice, in the pathway.
however, that the faint pink color of the albino is from
yet another pigment, the hemoglobin of the blood that Epistasis is difficult to screen for in any way other
is visible through this snake’s skin when the other pig- than combining candidate mutations pairwise to form
ments are absent. The albino snake also clearly shows double mutants. How is the double mutant identified?
that there is another element to the skin-pigmentation In fungi, tetrad analysis is useful. For example an ascus
pattern in addition to pigment: the repeating motif in containing half its products as wild type must contain
and around which pigment is deposited. double mutants. Consider the cross

If a homozygous orange and a homozygous black a и bϩ ϫ aϩ и b
snake are crossed, the F1 is wild type (camouflaged),
demonstrating complementation: A tetrad showing chance cosegregation of a and b (a
nonparental ditype ascus) would show the following

female oϩ/oϩ ; b/b ϫ male o/o ; bϩ/bϩ wild type aϩи bϩ
wild type aϩ и bϩ
(orange) s (black) double mutant aиb
p double mutant aиb

F1 oϩ/o ; bϩ/b Hence the double mutant must be the non-wild-type
(camouflaged) genotype.

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204 Chapter 6 • From Gene to Phenotype

In diploids, the double mutant is more difficult to Dihybrid w +/ w ; m +/m
identify, but ratios can help us identify epistasis. Let’s
look at an example using petal pigment synthesis in the Selfed
plant blue-eyed Mary (Collinsia parviflora). From the
blue wild type, we’ll start with two pure mutant lines,
one with white (w/w) and one with magenta petals
(m/m). The w and m genes are not linked. The F1 and F2
are as follows:

w/w ; mϩ/mϩ (white) ϫ wϩ/wϩ ; m/m (magenta)

F1 wϩ/w ; mϩ/m (blue) 9 w +/– ; m+/– Both enzymes active

p w+ m+

wϩ/w ; mϩ/m ϫ wϩ/w ; mϩ/m Enzyme 1 Enzyme 2 9
s 4


F2 9 wϩ/– ; mϩ/– (blue) 9

3 wϩ/– ; m/m (magenta) 3 3 w +/– ; m/m Blocked at second enzyme
·3 w/w ; mϩ/– (white)
4 w+
1 w/w ; m/m (white)
Enzyme 1

Complementation results in a wild-type F1. However, in 3 w/w ; m+/– Blocked at first enzyme
the F2, a 9 : 3 : 4 phenotypic ratio is produced. This ratio 16
is the mark of epistasis: the ratio tells us that the double
mutant must be white, so white must be epistatic to ma-
Enzyme 2
genta. To find the double mutant for subsequent study,
No substrate
white F2 individuals would have to be testcrossed.
At the cellular level, we can account for the epistasis

by the following type of pathway (see also Figure 6-20).

colorless gene wϩ magenta gene mϩ blue 1 w/w ; m/m Blocked at first enzyme

MESSAGE Epistasis is inferred when a mutant allele Figure 6-20 A molecular mechanism for recessive epistasis.
of one gene masks expression of alleles of another gene Wild-type alleles of two genes (w ϩ and mϩ) encode enzymes
and expresses its own phenotype instead. catalyzing successive steps in the synthesis of a blue petal
pigment. Homozygous m /m plants produce magenta flowers
Another case of recessive epistasis is the yellow and homozygous w/w plants produce white flowers. The
coat color of some Labrador retriever dogs. Two alleles, double mutant w /w ; m /m also produces white flowers,
B and b, stand for black and brown coats, respectively. indicating that white is epistatic to magenta.
The two alleles produce black and brown melanin. The
allele e of another gene is epistatic on these alleles, giv- MESSAGE Epistasis points to interaction of genes in
ing a yellow coat (Figure 6-21). Therefore the geno- some biochemical or developmental sequence.
types B/– ; e/e and b/b ; e/e both produce a yellow
phenotype, whereas B/– ; E/– and b/b ; E/– are black Suppressors
and brown, respectively. This case of epistasis is not
caused by an upstream block in a pathway leading to A type of gene interaction that can be detected more
dark pigment. Yellow dogs can make black or brown easily is suppression. A suppressor is a mutant allele of
pigment, as can be seen in their noses and lips. The one gene that reverses the effect of a mutation of an-
action of the allele e is to prevent deposition of the pig- other gene, resulting in a wild-type or near wild-type
ment in hairs. In this case, the epistatic gene is develop- phenotype. For example, assume that an allele aϩ pro-
mentally downstream; it represents a kind of devel- duces the normal phenotype, whereas a recessive mu-
opmental target that has to be of E genotype before tant allele a results in abnormality. A recessive mutant
pigment can be deposited.

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6.3 Interacting genes and proteins

(a) (b) (c)

Figure 6-21 Coat-color inheritance in Labrador retrievers. Two alleles B and b of a pigment
gene determine (a) black and (b) brown, respectively. At a separate gene, E allows color
deposition in the coat, and e/e prevents deposition, resulting in (c) the gold phenotype.
This is a case of recessive epistasis. [Anthony Griffiths.]

allele s at another gene suppresses the effect of a, so that In diploids, suppressors produce specific F2 ratios,
the genotype a/a и s/s will have wild-type (aϩ-like) phe- which are useful in confirming suppression. Let’s look at
notype. Suppressor alleles sometimes have no effect in a real-life example from Drosophila. The recessive allele
the absence of the other mutation; in such a case, the pd will result in purple eye color when unsuppressed.
phenotype of aϩ/aϩ и s/s would be wild type. In other A recessive allele su has no detectable phenotype itself,
cases, the suppressor allele produces its own abnormal but suppresses the unlinked recessive allele pd. Hence
phenotype. pd/pd ; su/su is wildtype in appearance and has red
eyes. The following analysis illustrates the inheritance
Again, a genetic interaction (suppression) implies pattern. A homozygous purple-eyed fly is crossed to a
that gene products interact somehow, as well, so sup- homozygous red-eyed stock carrying the suppressor.
pressors are useful in revealing such interactions.
Screening for suppressors is quite straightforward. Start pd/pd ; suϩ/suϩ (purple) ϫ pdϩ/pdϩ ; su/su (red)
with a mutant in some process of interest, expose this
mutant to mutation-causing agents such as high-energy s
radiation, and screen the descendants for wild types. In
haploids such as fungi, screening is accomplished by p
simply plating mutagenized cells and looking for
colonies with wild-type phenotypes. Many wild types F1 all pdϩ/pd ; suϩ/su (red)
arising in this way are merely reversals of the original pdϩ/pd ; suϩ/su (red) ϫ pdϩ/pd ; suϩ/su (red)
mutational event; these are called revertants. However,
many will be double mutants, in which one of the mu- s
tations is a suppressor. Revertant and suppressed states
can be distinguished by appropriate crossing. For exam- p
ple in yeast, the two results would be distinguished as
follows: ·F2 9 pdϩ/ – ; suϩ/– red
3 pdϩ/– ; su/su red 13
Revertant aϩ ϫ standard wild type aϩ
Progeny all aϩ 1 pd/pd ; su/su red

Suppressed mutant a и s ϫ standard wild type aϩ и sϩ 3 pd/pd ; suϩ/– purple 3
Progeny aϩ и sϩ wild type
aϩ и s wild type The overall ratio in the F2 is 13 red : 3 purple. This ratio
aϩ и sϩ original mutant is characteristic of a recessive suppressor acting on a
a и s wild type (suppressed) recessive mutation. Both recessive and dominant sup-
pressors are found, and they can act on recessive or
The appearance of the original mutant phenotype iden- dominant mutations. These possibilities result in a vari-
tifies the parent as a suppressed mutant. ety of different phenotypic ratios.

Suppression is sometimes confused with epistasis.
However, the key difference is that a suppressor cancels
the expression of a mutant allele and restores the corre-
sponding wild-type phenotype. The modified ratio is an
indicator of this type of interaction. Furthermore, often
only two phenotypes segregate (as in the preceding ex-
amples), not three, as in epistasis.

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206 Chapter 6 • From Gene to Phenotype

Wild m+ s+ Modifiers
type m
m Active protein As the name suggests, a modifier mutation at a second
First m+ complex locus changes the expression of a mutated gene at a first.
mutation Regulatory genes provide a simple illustration. As we
s+ saw in an earlier example, regulatory proteins bind to
Second the sequence of the DNA upstream to the start site for
mutation Inactive transcription. These proteins regulate the level of tran-
acting as s scription. In the discussion of complementation we con-
suppressor sidered a null mutation of a regulatory gene that almost
Active protein completely prevented transcription. However, some reg-
Suppressor complex ulatory mutations change the level of transcription of
mutation the target gene so that more or less protein is produced.
alone s In other words, a mutation in a regulatory protein can
“downregulate” or “upregulate” the transcribed gene.
Inactive Let’s look at an example using a downregulating regula-
tory mutation b, affecting a gene A in a fungus such as
yeast. We make a cross of a leaky mutation a, to the reg-
ulatory mutation b:

leaky mutant a и bϩ ϫ inefficient regulator aϩ и b

Figure 6-22 A molecular mechanism for suppression. Progeny Phenotype

How do suppressors work at the molecular level? aϩ и bϩ wildtype
There are many possible mechanisms. A particularly use- aϩ и b defective (low transcription)
ful type of suppression is based on the physical binding a и bϩ defective (defective protein A)
of gene products in the cell, for example protein-protein aиb extremely defective (low transcription of
binding, as in the case of protein machines. Two proteins defective protein)
normally fit together to provide some type of cellular
function. When a mutation causes a shape change in one Hence the action of the modifier is seen in the appear-
protein, it no longer fits together with the other, and ance of two grades of mutant phenotypes within the a
hence the function is lost (Figure 6-22). However, a sup- progeny.
pressor mutation that causes a compensatory shape
change in the second protein can restore fit and hence Synthetic lethals
normal function. In this way, the interacting proteins of
cellular machines can be pieced together. In some cases, when two viable single mutants are inter-
crossed, the resulting double mutants are lethal. These
Alternatively, in situations in which a mutation synthetic lethals can be considered a special category of
causes a block in a metabolic pathway, the suppressor gene interaction. They can point to specific types of in-
finds some way of bypassing the block — for example, by teractions of gene products. For instance, genome analy-
rerouting into the blocked pathway intermediates simi- sis has revealed that evolution has produced many du-
lar to those beyond the block. In the following example, plicate systems within the cell. One advantage of these
the suppressor provides an intermediate B to circumvent duplicates might be to provide “backups.” If there are
the block. null mutations in genes in both duplicate systems, then a
faulty system will have no backup, and the individual
No suppressor will lack essential function and die. In another instance, a
leaky mutation in one step of a pathway may cause the
A B product pathway to slow down, but leave enough function for
life. However, if double mutants combine, each with a
With suppressor leaky mutation in a different step, the whole pathway
grinds to a halt. One version of the latter interaction is
A B product two mutations in a protein machine, as shown in
Figure 6-23.
Building a protein machine is partly a matter of con-
MESSAGE Suppressors cancel the expression of a stituent proteins finding each other by random molecu-
mutant allele of another gene, resulting in normal wild-
type phenotype.

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6.3 Interacting genes and proteins 207

A+ B+ Wild type may show a range of phenotypes depending on the
full binding; environment. It is possible that the range of pheno-
fully functioned types for mutant and wild-type individuals will
overlap: the phenotype of a mutant individual raised
DNA in one set of circumstances may match the pheno-
type of a wild-type individual raised in a separate set
A– B+ Mutant A of circumstances. Should this happen, it becomes
partial binding; impossible to distinguish mutant from wild type.
2. The influence of other genes. Modifiers, epistatic
genes, or suppressors in the rest of the genome may
act to prevent the expression of the typical

A+ B– Mutant B
partial binding;

A– B– Double mutant Catalytic Membrane,
binding impossible; assembly factor protein filament,
nonfunctional or nucleic acid

Figure 6-23 One genetic mechanism for the origin of synthetic P
lethality. Two interacting proteins perform some essential
function on some substrate such as DNA, but must first bind
to it. Reduced binding of either protein allows some functions
to remain, but reduced binding of both is lethal.

lar motion and binding through complementary shape. P
However, some steps in assembly require energy and en-
zymes. Such an example is shown in Figure 6-24. Any of P Very tight
these interacting components, whether machine compo- complex
nents or associated enzymes, can be dissected by analysis
of synthetic lethals. P1

Penetrance and expressivity Figure 6-24 Building a protein machine. Phosphorylation
activates an assembly factor, enabling protein machines to be
In the preceding examples, the dependence of one gene assembled in situ on a membrane, filament, or nucleic acid.
on another is deduced from clear genetic ratios. In such
cases, we can use the phenotype to distinguish mutant [B. Alberts, “The Cell as a Collection of Protein Machines,” Cell, 92,
and wild-type genotypes with 100 percent certainty. In 1998, 291 – 294.]
these cases, we say that the mutation is 100 percent
penetrant. However, many mutations show incomplete
penetrance: not every individual with the genotype ex-
presses the corresponding phenotype. Thus penetrance is
defined as the percentage of individuals with a given allele
who exhibit the phenotype associated with that allele.

Why would an organism have a particular genotype
and yet not express the corresponding phenotype? There
are several possible reasons:

1. The influence of the environment. We saw in
Chapter 1 that individuals with the same genotype

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208 Chapter 6 • From Gene to Phenotype

Phenotypic expression 12
(each oval represents an individual)

Variable penetrance

Variable expressivity

Variable penetrance and expressivity 3 4

Figure 6-25 Pigment intensity as an example of penetrance
and expressivity. Assume that all the individuals shown have
the same pigment allele (P ) and possess the same potential
to produce pigment. Effects from the rest of the genome
and the environment may suppress or modify pigment
production in any one individual. The color reflects the level
of expression.

3. The subtlety of the mutant phenotype. The subtle 56
effects brought about by the absence of a gene
function may be difficult to measure in a laboratory 78
9 10
Another measure for describing the range of pheno-
typic expression is called expressivity. Expressivity mea- Figure 6-26 Variable expressivity shown by 10 grades of piebald
sures the degree to which a given allele is expressed at spotting in beagles. Each of these dogs has S P, the allele
the phenotypic level; that is, expressivity measures the responsible for piebald spots in dogs. [After Clarence C. Little,
intensity of the phenotype. For example, “brown” ani-
mals (genotype b/b) from different stocks might show The Inheritance of Coat Color in Dogs. Cornell University Press, 1957;
very different intensities of brown pigment from light to
dark. Different degrees of expression in different indi- and Giorgio Schreiber, Journal of Heredity 9, 1930, 403.]
viduals may be due to variation in the allelic constitu-
tion of the rest of the genome or to environmental fac- Q Figure 6-27 Pedigree for a
tors. Figure 6-25 illustrates the distinction between R dominant allele that is not fully
penetrance and expressivity. Like penetrance, expressiv- penetrant. Individual Q does not
ity is integral to the concept of the norm of reaction. An display the phenotype but passed
example of variable expressivity in dogs is found in Fig- the dominant allele to at least two
ure 6-26. progeny. Since the allele is not fully
penetrant, the other progeny (for
The phenomena of incomplete penetrance and example, R) may or may not have
variable expressivity can make any kind of genetic inherited the dominant allele.
analysis substantially more difficult, including human
pedigree analysis and predictions in genetic counseling.
For example, it is often the case that a disease-causing
allele is not fully penetrant. Thus someone could have
the allele but not show any signs of the disease. If that
is the case, it is difficult to give a clean genetic bill of
health to any individual in a disease pedigree (for ex-
ample, individual R in Figure 6-27). On the other hand,
pedigree analysis can sometimes identify individuals who
do not express but almost certainly do have a disease
genotype (for example, individual Q in Figure 6-27).

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6.4 Applications of chi-square (␹ 2) test to gene interaction ratios 209

Similarly, variable expressivity can complicate counsel- Recall that the general formula for calculating ␹ 2 is
ing because individuals with low expressivity might be
misdiagnosed. ␹ 2 ϭ ͚(O Ϫ E)2/E for all classes

MESSAGE The terms penetrance and expressivity For hypothesis 1, the calculation is as follows:
quantify the modification of gene expression by varying
environment and genetic background; they measure, O E (O Ϫ E)2 (O Ϫ E)2/E
respectively, the percentage of cases in which the gene is
expressed and the level of expression. orange 182 160 484 3.0
yellow 61 80 361 4.5
6.4 Applications of chi-square red 77 80 0.1
(␹ 2) test to gene interaction ratios 9 ␹ 2 ϭ 7.6

Often, the observed ratios of some specific gene interac- To convert the ␹ 2 value into a probability, we use Table
2-2, page 000, which shows ␹ 2 values for different de-
tion don’t conform precisely to those expected. The ge- grees of freedom (df ). In this case, there are two degrees
neticist uses the ␹ 2 test to decide if the ratios are close of freedom. Looking along the 2-df line, we find that the
enough to the expected results to indicate the presence ␹ 2 value places the probability at less than .025, or 2.5
percent. This means that, if the hypothesis is true, then
of the suspected interaction. Let’s look at an example. deviations from expectations this large or larger are ex-
pected approximately 2.5 percent of the time. As men-
We cross two pure lines of plants, one with yellow petals tioned earlier, by convention the 5 percent level is used
as the cutoff line. When values of less than 5 percent are
and one with red. The F1 are all orange. When the F1 is obtained, the hypothesis is rejected as being too un-
selfed to give an F2, we find the following result: likely. Hence the incomplete dominance hypothesis
must be rejected.
orange 182
yellow 61 For hypothesis 2, the calculation is set up as follows:
red 77

Total 320

What hypothesis can we invent to explain the results? O E (O Ϫ E)2 (O Ϫ E)2/E
There are at least two possibilities:

Hypothesis 1: Incomplete dominance orange 182 180 4 0.02
G1/G1 (yellow) ϫ G2/G2 (red) yellow 61 60 1 0.02
s red 77 80 9 0.11
p ␹ 2 ϭ 0.15

F1 G1/G2 (orange)

Expected numbers The probability value (for 2 df) this time is greater than
.9, or 90 percent. Hence a deviation this large or larger is
F2 1 G1/G1 (yellow) 80 expected approximately 90 percent of the time — in
4 other words, very frequently. Formally, because 90 per-
cent is greater than 5 percent, we conclude that the re-
1 G1/G2 (orange) 160 sults uphold the hypothesis of recessive epistasis.

1 G2/G2 (red) 80

Hypothesis 2: Recessive epistasis of r (red)
on Y (orange) and y (yellow)

y/y ; R/R (yellow) ϫ Y/Y ; r/r (red)

F1 Y/y ; R/r (orange)

Expected numbers

F2 9 Y/Ϫ ; R/Ϫ (yellow) 180
16 60

3 y/y ; R/Ϫ (orange)

·3Y/Ϫ ; r/r (red) 80
1 16y/y ; r/r

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210 Chapter 6 • From Gene to Phenotype

KEY QUESTIONS REVISITED sary to produce a particular phenotype. Variants of a
single gene can produce phenotypic variants, but even
• How do individual genes exert their effect on an here they rely on all the other genes and on the envi-
organism’s makeup? ronment.

Each gene is part of a set of genes needed to produce a • In what way or ways do genes interact at the cellular
certain property during development. These genes inter- level?
act with the environment, which provides signals, nutri-
ents, and various other necessary conditions. Some important ways are by producing separate compo-
nents for the same pathway, by regulating one another,
• In the cell, do genes act directly or through some sort and by producing components of multimolecular assem-
of gene product? blies (“machines”).

Through their gene products. • How is it possible to dissect complex gene interaction
using a mutational approach?
• What is the nature of gene products?
For most genes the product is a polypeptide (a single- Mutants affecting one specific character of interest are
chain protein), but some genes have functional RNA as assembled, grouped into genes using the complementa-
their final product, and this RNA is never translated into tion test, and then paired to produce double mutation,
protein. which might reveal interactive effects. Suppressors can
be screened directly.
• What do gene products do?
They control cellular chemistry. The best example is en-
zymes, which catalyze reactions that would otherwise
occur far too slowly.

• Is it correct to say that an allele of a gene determines
a specific phenotype?

No, a gene is but a single part of the set of genes neces-

SUMMARY The interaction of different genes can be detected
by testing double mutants, because allele interaction
Genes act through their products, in most cases proteins, implies interaction of gene products at the functional
but in some cases functional (and untranslated) RNA. level. Some key types of interaction are epistasis, sup-
Mutations in genes may alter the function of these prod- pression, and synthetic lethality. Epistasis is the re-
ucts, producing a change in phenotype. Mutations are placement of a mutant phenotype produced by one
changes in the DNA sequence of a gene. These can be of mutation with a mutant phenotype produced by muta-
a variety of types and occupy many different positions, re- tion of another gene. The observation of epistasis sug-
sulting in multiple alleles. Recessive mutations are often a gests a common pathway. A suppressor is a mutation of
result of haplosufficiency of the wild-type allele, whereas one gene that can restore wild-type phenotype to a
dominant mutations are often the result of the haploin- mutation at another gene. Suppressors often reveal
sufficiency of the wild type. Some homozygous mutations physically interacting proteins or nucleic acids. Some
cause severe effects or even death (lethal mutations). combinations of viable mutants are lethal, a result
known as synthetic lethality. Synthetic lethals can reveal
Although it is possible by genetic analysis to isolate a a variety of interactions, depending on the nature of
single gene whose alleles dictate two alternative pheno- the mutations.
types for one character, this gene does not control that
character by itself; the gene must interact with many The different types of gene interactions produce F2
other genes in the genome and the environment. Genetic dihybrid ratios that are modifications of the standard
dissection of complexity begins by amassing mutants af- 9 : 3 : 3 : 1. For example, recessive epistasis results in a
fecting a character of interest. The complementation test 9 : 3 : 4 ratio.
decides if two separate recessive mutations are of one
gene or of two different genes. The mutant genotypes are An observed modified phenotypic ratio can be as-
brought together in an F1 individual, and if the phenotype sessed against that expected from a specific hypothesis
is mutant, then no complementation has occurred and of gene interaction by using the chi-square test.
the two alleles must be of the same gene. If complemen-
tation is observed, the alleles must be of different genes.

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Solved problems 211

KEY TERMS haploinsufficient (p. 000) one-gene – one protein
allelic series (p. 000) hypothesis (p. 000)
codominant (p. 000) haplosufficient (p. 000)
complementation test (p. 000) penetrance (p. 000)
double mutants (p. 000) heterokaryon (p. 000) permissive temperature (p. 000)
epistasis (p. 000) incomplete dominance (p. 000) pleiotropic effects (p. 000)
expressivity (p. 000) leaky (p. 000) restrictive temperature (p. 000)
full, or complete, dominance lethal allele (p. 000) revertants (p. 000)
multiple alleles (p. 000) synthetic lethal (p. 000)
(p. 000) nulls (p. 000) temperature-sensitive (ts)
functional RNAs (p. 000) one-gene – one-polypeptide
mutations (p. 000)
hypothesis (p. 000)


1. Most pedigrees show polydactyly (see Figure 2-18)
to be inherited as a rare autosomal dominant, but
the pedigrees of some families do not fully conform
to the patterns expected for such inheritance. Such
a pedigree is shown below. (The unshaded diamonds
stand for the specified number of unaffected persons
of unknown sex.)


II 23 45 67 8 9 10 11

5 6 7 8 9 10 11 12 13 14 15 16 17

IV 4

56 789

a. What irregularity does this pedigree show? Could some cases of polydactyly be caused by a
b. What genetic phenomenon does this pedigree different gene, one that is an X-linked dominant? This
illustrate? suggestion is not useful, because we still have to explain
c. Suggest a specific gene interaction mechanism the absence of the condition in persons II-6 and II-10.
that could produce such a pedigree, showing geno- Furthermore, postulating recessive inheritance, whether
types of pertinent family members. autosomal or sex-linked, requires many people in the pedi-
gree to be heterozygotes, which is inappropriate because
Solution polydactyly is a rare condition.
b. Thus we are left with the conclusion that poly-
a. The normal expectation for an autosomal dominant is dactyly must sometimes be incompletely penetrant.
for each affected individual to have an affected parent, We have learned in this chapter that some individuals
but this expectation is not seen in this pedigree, which who have the genotype for a particular phenotype do
constitutes the irregularity. What are some possible not express it. In this pedigree, II-6 and II-10 seem to

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212 Chapter 6 • From Gene to Phenotype

belong in this category; they must carry the polydactyly Cross Parents Progeny
gene inherited from I-1 because they transmit it to
their progeny. 1 blue ϫ green all blue
c. We have seen in the chapter that environmental 2 blue ϫ blue
suppression of gene expression can cause incomplete 3 green ϫ green 3 blue : 1 turquoise
penetrance, as can suppression by another gene. To give 4 blue ϫ turquoise 4 4
the requested genetic explanation, we must come up 5 blue ϫ blue 3 1
with a genetic hypothesis. What do we need to ex- 6 blue ϫ green 4 green : 4 turquoise
plain? The key is that I-1 passes the gene on to two 7 blue ϫ green
types of progeny, represented by II-1, who expresses 1 blue : 1 turquoise
the gene, and by II-6 and II-10, who do not. (From the 8 turquoise ϫ turquoise 2 2
pedigree, we cannot tell whether the other children of 3 1
I-1 have the gene.) Is genetic suppression at work? I-1 4 blue : 4 green
does not have a suppressor allele, because he expresses
polydactyly. So the only person from whom a suppres- 1 blue : 1 green
sor could come is I-2. Furthermore, I-2 must be het- 2 2
erozygous for the suppressor gene because at least one 1 1
of her children does express polydactyly. We have thus 2 blue : 4 green
formulated the hypothesis that the mating in genera-
tion I must have been 1 turquoise

all turquoise

(I-1) P/p и s/s ϫ (I-2) p/p и S/s a. Deduce the genetic basis of wing-cover color in
this species.
where S is the suppressor and P is the allele responsible
for polydactyly. From this hypothesis, we predict that b. Write the genotypes of all parents and progeny as
the progeny will comprise the following four types if the completely as possible.
genes assort:
Genotype Phenotype Example
a. These data seem complex at first, but the inheritance
P/p и S/s normal (suppressed) II-6, II-10 pattern becomes clear if we consider the crosses one at a
P/p и s/s polydactylous II-1 time. A general principle of solving such problems, as we
p/p и S/s normal have seen, is to begin by looking over all the crosses and
p/p и s/s normal by grouping the data to bring out the patterns.

If S is rare, the matings of II-6 and II-10 are probably One clue that emerges from an overview of the data
giving is that all the ratios are one-gene ratios: there is no evi-
dence of two separate genes taking part at all. How can
Progeny genotype Example such variation be explained with a single gene? The an-
swer is that there is variation for the single gene itself —
P/p и S/s III-13 that is, multiple allelism. Perhaps there are three alleles
P/p и s/s III-8 of one gene; let’s call the gene w (for wing-cover color)
p/p и S/s and represent the alleles as w g, w b, and w t. Now we have
p/p и s/s an additional problem, which is to determine the domi-
nance of these alleles.
We cannot rule out the possibilities that II-2 and II-4
have the genotype P/p и S/s and that by chance none of Cross 1 tells us something about dominance because
their descendants are affected. the progeny of a blue ϫ green cross are all blue; hence,
blue appears to be dominant to green. This conclusion is
2. Beetles of a certain species may have green, blue, or supported by cross 5, because the green determinant
turquoise wing covers. Virgin beetles were selected must have been present in the parental stock to appear
from a polymorphic laboratory population and mated in the progeny. Cross 3 informs us about the turquoise
to determine the inheritance of wing-cover color. determinants, which must have been present, although
The crosses and results were as given in the follow- unexpressed, in the parental stock because there are
ing table: turquoise wing covers in the progeny. So green must be
dominant to turquoise. Hence, we have formed a model
in which the dominance is w b Ͼ w g Ͼ w t. Indeed, the
inferred position of the w t allele at the bottom of the
dominance series is supported by the results of cross 7,
where turquoise shows up in the progeny of a
blue ϫ green cross.
b. Now it is just a matter of deducing the specific geno-
types. Notice that the question states that the parents
were taken from a polymorphic population; this means
that they could be either homozygous or heterozygous.

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Solved problems 213

A parent with blue wing covers, for example, might be gives F2 numbers appropriate for a modified dihybrid
homozygous (w b/w b) or heterozygous (w b/w g or w b/w t). Mendelian ratio, so it looks as if we are dealing with a
Here, a little trial and error and common sense are called two-gene interaction. This seems the most promising
for, but by this stage the question has essentially been place to start; we can go back to crosses 1 and 2 and try
answered, and all that remains is to “cross the t’s and dot to fit them in later.
the i’s.” The following genotypes explain the results. A
dash indicates that the genotype may be either homozy- Any dihybrid ratio is based on the phenotypic pro-
gous or heterozygous in having a second allele farther portions 9 : 3 : 3 : 1. Our observed modification groups
down the allelic series. them as follows:

Cross Parents Progeny ·9 A/– ; B/– 12 piping

1 w b/w b ϫ wg/– 3 A/– ; b/b
2 w b/w t ϫ wb/wt
3 w g/w t ϫ wg/wt wb/wg or wb/– 3 a/a ; B/– 3 spiny tip
4 w b/w t ϫ wt/wt
5 w b/w g ϫ wb/wg 3 wb/Ϫ: 1 wt/wt 1 a/a ; b/b 1 spiny
6 w b/w g ϫ wg/wg 4 4
7 w b/w t ϫ wg/wt 3 1
8 w t/w t ϫ wt/wt 4 wg/Ϫ: 4 wt/wt So without worrying about the name of the type of gene
interaction (we are not asked to supply this anyway), we
1 wb/wt: 1 wt/wt can already define our three pineapple-leaf phenotypes
2 2 in relation to the proposed allelic pairs A/a and B/b:
3 1
4 wb/Ϫ: 4 wg/wg

1 wb/w g : 1 wg/wg
2 2
1 1 1
2 wb/Ϫ: 4 wg/wt : 4 wt/wt piping ϭ A/– (B/b irrelevant)
spiny tip ϭ a/a ; B/–
all wt/wt
spiny ϭ a/a ; b/b

3. The leaves of pineapples can be classified into three What about the parents of cross 3? The spiny parent
types: spiny (S), spiny tip (ST), and piping (non-
spiny; P). In crosses between pure strains followed by must be a/a ; b/b, and because the B gene is needed to
intercrosses of the F1, the following results appeared:
produce F2 spiny-tip individuals, the piping parent must
Cross Parental Phenotypes be A/A ; B/B. (Note that we are told that all parents are

1 ST ϫ S F1 F2 pure, or homozygous.) The F1 must therefore be
2 P ϫ ST A/a ; B/b.
3 PϫS ST 99 ST: 34 S
P 120 P : 39 ST Without further thought, we can write out cross 1
P 95 P : 25 ST: 8 S
as follows:

a/a ; B/B ϫ a/a ; b/b 3
a/a ; B/–

a. Assign gene symbols. Explain these results in re- a/a ; B/b
gard to the genotypes produced and their ratios.
1 a/a ; b/b
b. Using the model from part a, give the phenotypic 4
ratios that you would expect if you crossed (1) the
F1 progeny from piping ϫ spiny with the spiny Cross 2 can be partly written out without further
parental stock and (2) the F1 progeny of pipin ϫ thought by using our arbitrary gene symbols:
spiny with the F1 progeny of spin ϫ spiny tip.
A/A ; –/– ϫ a/a ; B/B 3
Solution 4
A/– ; –/–
a. First, let’s look at the F2 ratios. We have clear 3 : 1 ra-
tios in crosses 1 and 2, indicating single-gene segrega- A/a ; B/–
tions. Cross 3, however, shows a ratio that is almost cer-
tainly a 12 : 3 : 1 ratio. How do we know this? Well, there 1 a/a ; B/–
are simply not that many complex ratios in genetics, and 4
trial and error brings us to the 12 : 3 : 1 quite quickly. In
the 128 progeny total, the numbers of 96 : 24 : 8 are ex- We know that the F2 of cross 2 shows single-gene segre-
pected, but the actual numbers fit these expectations re- gation, and it seems certain now that the A/a allelic pair
markably well. has a role. But the B allele is needed to produce the
spiny tip phenotype, so all individuals must be homozy-
One of the principles of this chapter is that modi- gous B/B:
fied Mendelian ratios reveal gene interactions. Cross 3
A/A ; B/B ϫ a/a ; B/B 3 A/– ; B/B
A/a ; B/B 4

1 a/a ; B/B

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214 Chapter 6 • From Gene to Phenotype

Notice that the two single-gene segregations in crosses 1 (2) A/a ; B/b ϫ a/a ; B/b
and 2 do not show that the genes are not interacting.
What is shown is that the two-gene interaction is not re- 3 B/– 3
vealed by these crosses — only by cross 3, in which the F1 4
is heterozygous for both genes. 1 A/a 8 1 piping
2 1 2
b. Now it is simply a matter of using Mendel’s laws to 1
predict cross outcomes: 4 b/b 8

1 3 B/– 3 spiny tip
2 4 8

1 b/b 1 spiny
4 8
(1) A/a ; B/b ϫ a/a ; b/b
1 A/a ; B/b piping
(independent 4
assortment in spiny tip
a standard 1 A/a ; b/b spiny
testcross) 4

1 a/a ; B/b

1 a/a ; b/b

PROBLEMS in the biosynthetic pathway to G are known but
their order in the pathway is not known. Each com-
BASIC PROBLEMS pound is tested for its ability to support the growth
of each mutant (1 to 5). In the following table, a
1. In humans, the disease galactosemia causes mental plus sign indicates growth and a minus sign indicates
retardation at an early age because lactose in milk no growth:
cannot be broken down, and this failure affects brain
function. How would you provide a secondary cure Compound tested
for galactosemia? Would you expect this phenotype
to be dominant or recessive? A B C DE G

2. In humans, PKU (phenylketonuria) is a disease Mutant 1 Ϫ Ϫ Ϫ ϩ Ϫ ϩ
caused by an enzyme inefficiency at step A in the 2Ϫ ϩϪ ϩϪϩ
following simplified reaction sequence, and AKU 3Ϫ ϪϪ ϪϪϩ
(alkaptonuria) is due to an enzyme inefficiency in 4Ϫ ϩϩ ϩϪϩ
one of the steps summarized as step B here: 5ϩ ϩϩ ϩϪϩ

phenylalanine A tyrosine B CO2 ϩ H2O a. What is the order of compounds A to E in the
A person with PKU marries a person with AKU.
What phenotypes do you expect for their children? b. At which point in the pathway is each mutant
All normal, all having PKU only, all having AKU blocked?
only, all having both PKU and AKU, or some having
AKU and some having PKU? c. Would a heterokaryon composed of double mu-
tants 1,3 and 2,4 grow on a minimal medium? 1,3
3. In Drosophila, the autosomal recessive bw causes a and 3,4? 1,2 and 2,4 and 1,4?
dark-brown eye, and the unlinked autosomal recessive
st causes a bright scarlet eye. A homozygote for both 5. In a certain plant, the flower petals are normally
genes has a white eye. Thus, we have the following purple. Two recessive mutations arise in separate
correspondences between genotypes and phenotypes: plants and are found to be on different chromo-
somes. Mutation 1 (m1) gives blue petals when ho-
stϩ/stϩ ; bwϩ/bwϩ ϭ red eye (wild type) mozygous (m1/m1). Mutation 2 (m2) gives red petals
stϩ/stϩ ; bw/bw ϭ brown eye when homozygous (m2/m2). Biochemists working on
st/st ; bwϩ/bwϩ ϭ scarlet eye the synthesis of flower pigments in this species have
st/st ; bw/bw ϭ white eye already described the following pathway:

Construct a hypothetical biosynthetic pathway show- colorless (white) enzyme A blue pigment
ing how the gene products interact and why the differ- compound enzyme B red pigment
ent mutant combinations have different phenotypes.

4. Several mutants are isolated, all of which require
compound G for growth. The compounds (A to E)

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Problems 215

a. Which mutant would you expect to be deficient 11. Black, sepia, cream, and albino are all coat colors of
in enzyme A activity? guinea pigs. Individual animals (not necessarily from
pure lines) showing these colors were intercrossed;
b. A plant has the genotype M1/m1 ; M2/m2. What the results are tabulated as follows, where the abbre-
would you expect its phenotype to be? viations A (albino), B (black), C (cream), and S
(sepia) represent the phenotypes:
c. If the plant in part b is selfed, what colors of prog-
eny would you expect, and in what proportions? Parental Phenotypes of progeny
Cross phenotypes B S CA
d. Why are these mutants recessive?
1 BϫB 22 0 0 7
6. In sweet peas, the synthesis of purple anthocyanin
pigment in the petals is controlled by two genes, B 2 BϫA 10 9 0 0
and D. The pathway is

white gene B blue gene D 3 C ϫ C 0 0 34 11
enzyme anthocyanin 4 S ϫ C 0 24 11 12

intermediate intermediate (purple) 5 BϫA 13 0 12 0

a. What color petals would you expect in a pure- 6 BϫC 19 20 0 0
breeding plant unable to catalyze the first reaction?
7 BϫS 18 20 0 0
b. What color petals would you expect in a pure-
breeding plant unable to catalyze the second reaction? 8 BϫS 14 8 6 0

c. If the plants in parts a and b are crossed, what 9 SϫS 0 26 9 0
color petals will the F1 plants have?
d. What ratio of purple : blue : white plants would 10 C ϫ A 0 0 15 17
you expect in the F2?
a. Deduce the inheritance of these coat colors and
7. If a man of blood group AB marries a woman of use gene symbols of your own choosing. Show all
blood group A whose father was of blood group O, parent and progeny genotypes.
to what different blood groups can this man and
woman expect their children to belong? b. If the black animals in crosses 7 and 8 are
crossed, what progeny proportions can you predict
8. Erminette fowls have mostly light-colored feathers by using your model?
with an occasional black one, giving a flecked ap-
pearance. A cross of two erminettes produced a total 12. In a maternity ward, four babies become accidentally
of 48 progeny, consisting of 22 erminettes, 14 mixed up. The ABO types of the four babies are
blacks, and 12 pure whites. What genetic basis of the known to be O, A, B, and AB. The ABO types
erminette pattern is suggested? How would you test of the four sets of parents are determined. Indi-
your hypotheses? cate which baby belongs to each set of parents:
(a) AB ϫ O, (b) A ϫ O, (c) A ϫ AB, (d) O ϫ O.
9. Radishes may be long, round, or oval, and they may
be red, white, or purple. You cross a long, white vari- 13. Consider two blood polymorphisms that humans
ety with a round, red one and obtain an oval, purple have in addition to the ABO system. Two alleles LM
F1. The F2 shows nine phenotypic classes as follows: and LN determine the M, N, and MN blood groups.
9 long, red; 15 long, purple; 19 oval, red; 32 oval, The dominant allele R of a different gene causes a
purple; 8 long, white; 16 round, purple; 8 round, person to have the Rhϩ (rhesus positive) phenotype,
white; 16 oval, white; and 9 round, red. whereas the homozygote for r is RhϪ (rhesus nega-
tive). Two men took a paternity dispute to court,
a. Provide a genetic explanation of these results. Be each claiming three children to be his own. The
sure to define the genotypes and show the constitu- blood groups of the men, the children, and their
tion of parents, F1, and F2. mother were as follows:
b. Predict the genotypic and phenotypic propor-
tions in the progeny of a cross between a long, pur- Person Blood group
ple radish and an oval, purple one.
husband OM Rhϩ
10. In the multiple allele series that determines coat wife’s lover
color in rabbits, cϩ codes for agouti, c ch for chinchilla wife AB MN RhϪ
(a beige coat color), and c h for Himalayan. Domi- child 1
nance is in the order c ϩ Ͼ c ch Ͼ c h. In a cross of child 2 AN Rhϩ
c ϩ/c ch ϫ c ch/c h, what proportion of progeny will child 3
be chinchilla? O MN Rhϩ

AN Rhϩ


From this evidence, can the paternity of the children
be established?

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216 Chapter 6 • From Gene to Phenotype

14. On a fox ranch in Wisconsin, a mutation arose that a. What is unusual about this result?
gave a “platinum” coat color. The platinum color b. Provide a genetic explanation for this anomaly.
proved very popular with buyers of fox coats, but c. Provide a test of your hypothesis.
the breeders could not develop a pure-breeding
platinum strain. Every time two platinums were 17. You have been given a virgin Drosophila female. You
crossed, some normal foxes appeared in the progeny.
For example, the repeated matings of the same pair notice that the bristles on her thorax are much
of platinums produced 82 platinum and 38 normal
progeny. All other such matings gave similar prog- shorter than normal. You mate her with a normal
eny ratios. State a concise genetic hypothesis that
accounts for these results. male (with long bristles) and obtain the following F1
1 1
15. For a period of several years, Hans Nachtsheim in- progeny: 3 short-bristled females, 3 long-bristled
vestigated an inherited anomaly of the white blood
cells of rabbits. This anomaly, termed the Pelger females, and 1 long-bristled males. A cross of the
anomaly, is the arrest of the segmentation of the nu- 3
clei of certain white cells. This anomaly does not ap- F1 long-bristled females with their brothers gives
pear to seriously inconvenience the rabbits.
only long-bristled F2. A cross of short-bristled
a. When rabbits showing the typical Pelger anomaly 1
were mated with rabbits from a true-breeding nor- females with their brothers gives 3 short-bristled
mal stock, Nachtsheim counted 217 offspring show-
ing the Pelger anomaly and 237 normal progeny. females, 1 long-bristled females, and 1 long-bristled
What appears to be the genetic basis of the Pelger 3 3
anomaly? males. Provide a genetic hypothesis to account for

b. When rabbits with the Pelger anomaly were all these results, showing genotypes in every cross.
mated to each other, Nachtsheim found 223 normal
progeny, 439 showing the Pelger anomaly, and 39 18. A dominant allele H reduces the number of body
extremely abnormal progeny. These very abnormal bristles that Drosophila flies have, giving rise to a
progeny not only had defective white blood cells, “hairless” phenotype. In the homozygous condition,
but also showed severe deformities of the skeletal H is lethal. An independently assorting dominant al-
system; almost all of them died soon after birth. In lele S has no effect on bristle number except in the
genetic terms, what do you suppose these extremely presence of H, in which case a single dose of S sup-
defective rabbits represented? Why do you suppose presses the hairless phenotype, thus restoring the
there were only 39 of them? hairy phenotype. However, S also is lethal in the
homozygous (S/S) condition.
c. What additional experimental evidence might
you collect to support or disprove your answers to a. What ratio of hairy to hairless flies would you
part b? find in the live progeny of a cross between two hairy
flies both carrying H in the suppressed condition?
d. In Berlin, about 1 human in 1000 shows a Pelger
anomaly of white blood cells very similar to that de- b. When the hairless progeny are backcrossed with a
scribed in rabbits. The anomaly is inherited as a sim- parental hairy fly, what phenotypic ratio would you
ple dominant, but the homozygous type has not expect to find among their live progeny?
been observed in humans. Can you suggest why, if
you are permitted an analogy with the condition in 19. After irradiating wild-type cells of Neurospora (a
rabbits? haploid fungus), a geneticist finds two leucine-
requiring auxotrophic mutants. He combines the
e. Again by analogy with rabbits, what phenotypes two mutants in a heterokaryon and discovers that
and genotypes might be expected among the chil- the heterokaryon is prototrophic.
dren of a man and woman who both show the Pel-
ger anomaly? a. Were the mutations in the two auxotrophs in
the same gene in the pathway for synthesizing
(Problem 15 from A. M. Srb, R. D. Owen, and R. S. Edgar, leucine, or in two different genes in that pathway?
General Genetics, 2d ed. W. H. Freeman and Company, Explain.
b. Write the genotype of the two strains according
16. Two normal-looking fruit flies were crossed, and in to your model.
the progeny there were 202 females and 98 males.
c. What progeny and in what proportions would
you predict from crossing the two auxotrophic mu-
tants? (Assume independent assortment.)

20. A yeast geneticist irradiates haploid cells of a strain
that is an adenine-requiring auxotrophic mutant,
caused by mutation of the gene ade1. Millions of
the irradiated cells are plated on minimal medium,
and a small number of cells divide and produce pro-
totrophic colonies. These colonies are crossed indi-

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Problems 217

vidually to a wild-type strain. Two types of results 23. The frizzle fowl is much admired by poultry
are obtained: fanciers. It gets its name from the unusual way that
its feathers curl up, giving the impression that it has
prototroph ϫ wild type и progeny all prototrophic been (in the memorable words of animal geneticist
prototroph ϫ wild type и progeny 75% prototrophic, F. B. Hutt) “pulled backwards through a knothole.”
Unfortunately, frizzle fowls do not breed true; when
25% adenine-requiring auxotrophs two frizzles are intercrossed, they always produce
50 percent frizzles, 25 percent normal, and 25 per-
a. Explain the difference between these two types cent with peculiar woolly feathers that soon fall out,
of results. leaving the birds naked.
b. Write the genotypes of the prototrophs in each
case. a. Give a genetic explanation for these results,
c. What progeny phenotypes and ratios do you pre- showing genotypes of all phenotypes, and provide a
dict from crossing a prototroph of type 2 by the statement of how your explanation works.
original ade1 auxotroph?
b. If you wanted to mass-produce frizzle fowls for sale,
21. It is known that in roses the synthesis of red pig- which types would be best to use as a breeding pair?
ment is by two steps in a pathway, as follows:
24. The petals of the plant Collinsia parviflora are nor-
gene P red pigment mally blue, giving the species its common name,
blue-eyed Mary. Two pure-breeding lines were ob-
colorless intermediate tained from color variants found in nature; the first
line had pink petals, and the second line had white
gene Q petals. The following crosses were made between
pure lines, with the results shown:
magenta intermediate

a. What would the phenotype be of a plant ho- Parents F1 F2
mozygous for a null mutation of gene P?
blue ϫ white blue 101 blue, 33 white
b. What would the phenotype be of a plant ho- blue ϫ pink blue 192 blue, 63 pink
mozygous for a null mutation of gene Q? pink ϫ white blue 272 blue, 121 white, 89 pink

c. What would the phenotype be of a plant ho- a. Explain these results genetically. Define the allele
mozygous for null mutations of genes P and Q?
symbols that you use, and show the genetic consti-
d. Write the genotypes of the three strains in a, b,
and c. tution of parents, F1, and F2.

e. What F2 ratio is expected from crossing plants b. A cross between a certain blue F2 plant and a
from a and b? (Assume independent assortment.) 3
certain white F2 plant gave progeny of which 8
22. Because snapdragons (Antirrhinum) possess the were pink, and
pigment anthocyanin, they have reddish-purple were blue, 1 1 were white. What
petals. Two pure anthocyanin-less lines of Antir- 8 2
rhinum were developed, one in California and one must the genotypes of these two F2 plants have been?
in Holland. They looked identical in having no red
pigment at all, manifested as white (albino) flow- UNPACKING PROBLEM 24
ers. However, when petals from the two lines were
ground up together in buffer in the same test tube, 1. What is the character being studied?
the solution, which appeared colorless at first, 2. What is the wild-type phenotype?
gradually turned red.
3. What is a variant?
a. What control experiments should an investigator
conduct before proceeding with further analysis? 4. What are the variants in this problem?

b. What could account for the production of the red 5. What does “in nature” mean?
color in the test tube?
6. In what way would the variants have been found in
c. According to your explanation for part b, what nature? (Describe the scene.)
would be the genotypes of the two lines?
7. At which stages in the experiments would seeds be
d. If the two white lines were crossed, what used?
would you predict the phenotypes of the F1 and
F2 to be? 8. Would the way of writing a cross “blue ϫ white”
(for example) mean the same as “white ϫ blue”?
Would you expect similar results? Why or why not?

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218 Chapter 6 • From Gene to Phenotype

9. In what way do the first two rows in the table differ b. A white F2 plant was crossed to a solid-purple F2
from the third row? plant, and the progeny were

10. Which phenotypes are dominant? white 50%
solid-purple 25%
11. What is complementation? spotted-purple 25%

12. Where does the blueness come from in the progeny What were the genotypes of the F2 plants crossed?
of the pink ϫ white cross?
27. Most flour beetles are black, but several color vari-
13. What genetic phenomenon does the production of ants are known. Crosses of pure-breeding parents
a blue F1 from pink and white parents represent? produced the following results in the F1 generation,
14. List any ratios that you can see. and intercrossing the F1 from each cross gave the ra-
tios shown for the F2 generation. The phenotypes
15. Are there any monohybrid ratios? are abbreviated Bl, black; Br, brown; Y, yellow; and
W, white.
16. Are there any dihybrid ratios?
Cross Parents F1 F2
17. What does observing monohybrid and dihybrid
ratios tell you? 1 Br ϫ Y Br 3 Br : 1 Y
2 Bl ϫ Br Bl 3 Bl : 1 Br
18. List four modified Mendelian ratios that you can 3 Bl ϫ Y Bl 3 Bl : 1 Y
think of. 4 W ϫ Y Bl 9 Bl : 3 Y: 4 W
5 W ϫ Br Bl 9 Bl : 3 Br : 4 W
19. Are there any modified Mendelian ratios in the 6 Bl ϫ W Bl 9 Bl : 3 Y: 4 W
a. From these results deduce and explain the inheri-
20. What do modified Mendelian ratios indicate tance of these colors.
b. Write the genotypes of each of the parents, the
21. What does the specific modified ratio or ratios in F1, and the F2 in all crosses.
this problem indicate?
28. Two albinos marry and have four normal children.
22. Draw chromosomes representing the meioses inthe How is this possible?
parents in the cross blue ϫ white and meiosis in the F1.
23. Repeat for the cross blue ϫ pink. 29. Consider production of flower color in the Japanese
morning glory (Pharbitis nil). Dominant alleles of
25. A woman who owned a purebred albino poodle (an either of two separate genes (A/– и b/b or
autosomal recessive phenotype) wanted white pup- a/a и B/–) produce purple petals. A/– и B/– pro-
pies, so she took the dog to a breeder, who said he duces blue petals, and a/a и b/b produces scarlet
would mate the female with an albino stud male, petals. Deduce the genotypes of parents and prog-
also from a pure stock. When six puppies were born, eny in the following crosses:
they were all black, so the woman sued the breeder,
claiming that he replaced the stud male with a black Cross Parents Progeny
dog, giving her six unwanted puppies. You are called
in as an expert witness, and the defense asks you if it 1 blue ϫ scarlet
is possible to produce black offspring from two 2 purple ϫ purple
pure-breeding recessive albino parents. What testi- 3 blue ϫ blue
mony do you give? 4 blue ϫ purple
5 purple ϫ scarlet
26. A snapdragon plant that bred true for white petals 1 blue : 1 purple : 1 scarlet
4 2 4
was crossed to a plant that bred true for purple 1 1 1
4 blue : 2 purple : 4 scarlet
petals, and all the F1 had white petals. The F1 was
selfed. Among the F2, three phenotypes were ob- 3 blue : 1 purple
served in the following numbers: 4 4
3 4 1
8 blue : 8 purple : 8 scarlet

1 purple : 1 scarlet
2 2

white 240 30. Corn breeders obtained pure lines whose kernels
solid-purple 61 turn sun red, pink, scarlet, or orange when exposed
spotted-purple 19 to sunlight (normal kernels remain yellow in sun-
Total light). Some crosses between these lines produced
320 the following results. The phenotypes are abbrevi-
ated O, orange; P, pink; Sc, scarlet; and SR, sun red.
a. Propose an explanation for these results, showing
genotypes of all generations (make up and explain
your symbols).

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Problems 219

Phenotypes g. Diagram a testcross for the F1 of part c. What col-
ors would result and in what proportions?
Cross Parents F1 F2
h. Albino (pink-eyed white) mice are homozygous
1 SR ϫ P all SR 66 SR : 20 P for the recessive member of an allelic pair C/c
2 O ϫ SR all SR 998 SR : 314 O which assorts independently of the A/a and B/b
3 OϫP all O 1300 O : 429 P pairs. Suppose that you have four different highly
4 O ϫ Sc all Y 182 Y: 80 O : 58 Sc inbred (and therefore presumably homozygous) al-
bino lines. You cross each of these lines with a true-
Analyze the results of each cross, and provide a uni- breeding wild-type line, and you raise a large F2
fying hypothesis to account for all the results. (Ex- progeny from each cross. What genotypes for the al-
plain all symbols that you use.) bino lines can you deduce from the following F2
31. Many kinds of wild animals have the agouti coloring
pattern, in which each hair has a yellow band (Problem 31 adapted from A. M. Srb, R. D. Owen, and R.
around it. S. Edgar, General Genetics, 2d ed. W. H. Freeman and
Company, 1965.)
a. Black mice and other black animals do not have
the yellow band; each of their hairs is all black. This 32. An allele A that is not lethal when homozgous
absence of wild agouti pattern is called nonagouti.
When mice of a true-breeding agouti line are causes rats to have yellow coats. The allele R of a
crossed with nonagoutis, the F1 is all agouti and the www. separate gene that assorts independently produces
F2 has a 3 : 1 ratio of agoutis to nonagoutis. Diagram
this cross, letting A represent the allele responsible a black coat. Together, A and R produce a grayish
for the agouti phenotype and a, nonagouti. Show
the phenotypes and genotypes of the parents, their coat, whereas a and r produce a white coat. A gray
gametes, the F1, their gametes, and the F2.
male is crossed with a yaenldlo18wwfehmitea.leD, aentedrmthieneF1thise38
b. Another inherited color deviation in mice substi- yellow,
tutes brown for the black color in the wild-type hair. 3 gray, 1 black,
Such brown-agouti mice are called cinnamons. 8 8
When wild-type mice are crossed with cinnamons, genotypes of the parents.
the F1 is all wild type and the F2 has a 3 : 1 ratio of
wild type to cinnamon. Diagram this cross as in part 33. The genotype r/r ; p/p gives fowl a single comb,
a, letting B stand for the wild-type black allele and b R/– ; P/– gives a walnut comb, r/r ; P/– gives a
stand for the cinnamon brown allele. pea comb, and R/– ; p/p gives a rose comb (see the
c. When mice of a true-breeding cinnamon line are
crossed with mice of a true-breeding nonagouti Single Walnut Pea Rose
(black) line, the F1 is all wild type. Use a genetic dia-
gram to explain this result. a. What comb types will appear in the F1 and in the
F2 in what proportions if single-combed birds are
d. In the F2 of the cross in part c, a fourth color crossed with birds of a true-breeding walnut strain?
called chocolate appears in addition to the parental
cinnamon and nonagouti and the wild type of the b. What are the genotypes of the parents in a
F1. Chocolate mice have a solid, rich-brown color.
What is the genetic constitution of the chocolates? walnut ϫ rose mating from which the progeny are
3 3 1 1
e. Assuming that the A/a and B/b allelic pairs assort 8 rose, 8 walnut, 8 pea, and 8 single?
independently of each other, what do you expect to
be the relative frequencies of the four color types in c. What are the genotypes of the parents in a
the F2 described in part d? Diagram the cross of
parts c and d, showing phenotypes and genotypes walnut ϫ rose mating from which all the progeny
(including gametes).
are walnut?
f. What phenotypes would be observed in what
proportions in the progeny of a backcross of F1 mice d. How many genotypes produce a walnut pheno-
from part c to the cinnamon parental stock? To the type? Write them out.
nonagouti (black) parental stock? Diagram these
backcrosses. 34. The production of eye-color pigment in Drosophila
requires the dominant allele A. The dominant allele
P of a second independent gene turns the pigment
to purple, but its recessive allele leaves it red. A fly

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220 Chapter 6 • From Gene to Phenotype

producing no pigment has white eyes. Two pure These four genes assort independently. Starting with
lines were crossed with the following results: these two pure lines, what is the fastest and most
convenient way of generating a pure line of birds
P red-eyed female ϫ white-eyed male that has colored feathers, has a simplex comb, is
beardless, and has yellow skin? Make sure that you
F1 purple-eyed females show
red-eyed males
a. The breeding pedigree.
F1 ϫ F1
b. The genotype of each animal represented.
F2 both males and females: 3 purple-eyed
8 c. How many eggs to hatch in each cross, and why
this number.
3 red-eyed
8 d. Why your scheme is the fastest and the most
2 white-eyed
8 39. The following pedigree is for a dominant phenotype
governed by an autosomal gene. What does this
Explain this mode of inheritance and show the pedigree suggest about the phenotype, and what can
genotypes of the parents, the F1, and the F2. you deduce about the genotype of individual A?

35. When true-breeding brown dogs are mated with A
certain true-breeding white dogs, all the F1 pups are
white. The F2 progeny from some F1 ϫ F1 crosses
were 118 white, 32 black, and 10 brown pups. What
is the genetic basis for these results?

36. Wild-type strains of the haploid fungus Neurospora 40. Petal coloration in foxgloves is determined by three
can make their own tryptophan. An abnormal allele td genes. M codes for an enzyme that synthesizes an-
renders the fungus incapable of making its own tryp- thocyanin, the purple pigment seen in these petals;
tophan. An individual of genotype td grows only when m/m produces no pigment, resulting in the pheno-
its medium supplies tryptophan. The allele su assorts type albino with yellowish spots. D is an enhancer of
independently of td; its only known effect is to sup- anthocyanin, resulting in a darker pigment; d/d does
press the td phenotype. Therefore, strains carrying not enhance. At the third locus, w/w allows pigment
both td and su do not require tryptophan for growth. deposition in petals, but W prevents pigment depo-
sition except in the spots and, so, results in the
a. If a td ; su strain is crossed with a genotypically white, spotted phenotype. Consider the following
wild-type strain, what genotypes are expected in the two crosses:
progeny, and in what proportions?
Cross Parents Progeny
b. What will be the ratio of tryptophan-dependent 1
to tryptophan-independent progeny in the cross of dark- ϫ white with 1 dark-purple :
part a? 2 2
37. Mice of the genotypes A/A ; B/B ; C/C ; purple yellowish 2 light-purple
D/D ; S/S and a/a ; b/b ; c/c ; d/d ; s/s are
crossed. The progeny are intercrossed. What pheno- spots
types will be produced in the F2, and in what propor-
tions? (The allele symbols stand for the following: white with ϫ light- 1 white with purple
A ϭ agouti, a ϭ solid (nonagouti); B ϭ black pig- 2
ment, b ϭ brown; C ϭ pigmented, c ϭ albino; D ϭ 1
nondilution, d ϭ dilution (milky color); S ϭ unspot- yellowish purple spots : 4 dark-
ted, s ϭ pigmented spots on white background.)
spots purple : 1 light-purple

38. Consider the genotypes of two lines of chickens: In each case, give the genotypes of parents and prog-
the pure-line mottled Honduran is i/i ; D/D ; eny with respect to the three genes.
M/M ; W/W, and the pure-line leghorn is
I/I ; d/d ; m/m ; w/w, where 41. In one species of Drosophila, the wings are normally
round in shape, but you have obtained two pure
I ϭ white feathers, i ϭ colored feathers lines, one of which has oval wings and the other
D ϭ duplex comb, d ϭ simplex comb sickle-shaped wings. Crosses between pure lines re-
M ϭ bearded, m ϭ beardless veal the following results:
W ϭ white skin, w ϭ yellow skin

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Problems 221

Parents F1 44. In Drosophila, an autosomal gene determines the
Female Male shape of the hair, with B giving straight and b bent
Female Male hairs. On another autosome, there is a gene of which
a dominant allele I inhibits hair formation so that
sickle round sickle sickle the fly is hairless (i has no known phenotypic
round sickle sickle round effect).
sickle oval oval sickle
a. If a straight-haired fly from a pure line is crossed
a. Provide a genetic explanation of these results, with a fly from a pure-breeding hairless line known
defining all allele symbols. to be an inhibited bent genotype, what will the
genotypes and phenotypes of the F1 and the F2 be?
b. If the F1 oval females from cross 3 are crossed to
the F1 round males from cross 2, what phenotypic b. What cross would give the ratio 4 hairless : 3
proportions are expected in each sex of progeny? straight : 1 bent?

42. Mice normally have one yellow band on their hairs, 45. The following pedigree concerns eye phenotypes in
but variants with two or three bands are known. A Tribolium beetles. The solid symbols represent black
female mouse with one band was crossed to a male eyes, the open symbols represent brown eyes, and
who had three bands. (Neither animal was from a the cross symbols (X) represent the “eyeless” pheno-
pure line.) The progeny were type, in which eyes are totally absent.

Females 1 one band I
Males 2 123
2 three bands

1 one band II
2 12 34 5
2 two bands

a. Provide a clear explanation of the inheritance of III 234
these phenotypes. 1 1

b. Under your model, what would be the outcome IV
of a cross between a three-banded daughter and a
one-banded son? a. From these data, deduce the mode of inheritance
of these three phenotypes.
43. In minks, wild types have an almost black coat.
Breeders have developed many pure lines of color b. Using defined gene symbols, show the genotype
variants for the mink coat industry. Two such pure of individual II-3.
lines are platinum (blue-gray) and aleutian (steel-
gray). These lines were used in crosses, with the fol- 46. A plant believed to be heterozygous for a pair of al-
lowing results: leles B/b (where B encodes yellow and b encodes
bronze) was selfed, and in the progeny there were
Cross Parents F1 F2 280 yellow and 120 bronze individuals. Do these re-
sults support the hypothesis that the plant is B/b?
1 wild ϫ platinum wild 18 wild, 5 platinum
47. A plant thought to be heterozygous for two inde-
2 wild ϫ aleutian wild 27 wild, 10 aleutian pendently assorting genes (P/p ; Q/q) was selfed,
and the progeny were
3 platinum ϫ aleutian wild 133 wild
88 P/– ; Q/–
41 platinum 32 P/– ; q/q
25 p/p ; Q/–
46 aleutian 14 p/p ; q/q

17 sapphire (new) Do these results support the hypothesis that the
original plant was P/p ; Q/q?
a. Devise a genetic explanation of these three
crosses. Show genotypes for parents, F1, and F2 in 48. A plant of phenotype 1 was selfed, and in the prog-
the three crosses, and make sure that you show the eny there were 100 individuals of phenotype 1 and
alleles of each gene that you hypothesize in every 60 of an alternative phenotype 2. Are these numbers
individual. compatible with expected ratios of 9 : 7, 13 : 3, and
3 : 1? Formulate a genetic hypothesis based on your
b. Predict the F1 and F2 phenotypic ratios from calculations.
crossing sapphire with platinum and aleutian pure

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222 Chapter 6 • From Gene to Phenotype

49. Four homozygous recessive mutant lines of CHALLENGING PROBLEMS
Drosophila melanogaster (labeled 1 through 4)
showed abnormal leg coordination, which made 51. A pure-breeding strain of squash that produced
their walking highly erratic. These lines were inter- disk-shaped fruits (see the accompanying illustra-
crossed; the phenotypes of the F1 flies are shown in tion) was crossed with a pure-breeding strain having
the following grid, in which “ϩ” represents wild- long fruits. The F1 had disk fruits, but the F2 showed
type walking and “Ϫ” represents abnormal walking: a new phenotype, sphere, and was composed of the
following proportions:
1Ϫϩϩϩ Long Sphere Disk
3ϩϪϪϩ disk 270
4ϩϩϩϪ sphere 178
a. What type of test does this analysis represent? 32
b. How many different genes were mutated in cre-
ating these four lines? Propose an explanation for these results, and show
c. Invent wild-type and mutant symbols and write the genotypes of the P, F1, and F2 generations.
out full genotypes for all four lines and for the F1’s.
d. Do these data tell us which genes are linked? If (Illustration from P. J. Russell, Genetics, 3d ed. Harper-
not, how could linkage be tested? Collins, 1992.)
e. Do these data tell us the total number of genes
involved in leg coordination in this animal? 52. Marfan’s syndrome is a disorder of the fibrous con-
50. Three independently isolated tryptophan-requiring nective tissue, characterized by many symptoms, in-
mutants of haploid yeast are called trpB, trpD, and cluding long, thin digits; eye defects; heart disease;
trpE. Cell suspensions of each are streaked on a and long limbs. (Flo Hyman, the American volley-
plate of nutritional medium supplemented with just ball star, suffered from Marfan’s syndrome. She died
enough tryptophan to permit weak growth for a trp soon after a match from a ruptured aorta.)
strain. The streaks are arranged in a triangular pat-
tern so that they do not touch one another. Luxuri- a. Use the accompanying pedigree (see the top
ant growth is noted at both ends of the trpE streak of page 39) to propose a mode of inheritance for
and at one end of the trpD streak (see the accompa- Marfan’s syndrome.
nying figure).
b. What genetic phenomenon is shown by this
a. Do you think complementation is involved? pedigree?
b. Briefly explain the pattern of luxuriant growth.
c. In what order in the tryptophan-synthesizing c. Speculate on a reason for such a phenomenon.
pathway are the enzymatic steps that are defective
in trpB, trpD, and trpE? (Illustration from J. V. Neel and W. J. Schull, Human
d. Why was it necessary to add a small amount of Heredity. University of Chicago Press, 1954.)
tryptophan to the medium in order to demonstrate
such a growth pattern? 53. In corn, three dominant alleles, called A, C, and R,
must be present to produce colored seeds. Geno-
type A/– ; C/– ; R/– is colored; all others are
colorless. A colored plant is crossed with three
tester plants of known genotype. With tester
a/a ; c/c ; R/R, the colored plant produces 50 per-
cent colored seeds; with a/a ; C/C ; r/r, it pro-
duces 25 percent colored; and with A/A ; c/c ; r/r,
it produces 50 percent colored. What is the geno-
type of the colored plant?

44200_06_p185-226 3/1/04 3:16 PM Page 223

Problems 223



III Unknown, presumed normal Symptoms
Examined, normal
Pedigree for Problem 52. Eye lens displacement Long fingers and toes
Congenital heart disease Very long, thin fingers and toes
Questionably affected

54. The production of pigment in the outer layer of a. What is the name given to the type of gene inter-
seeds of corn requires each of the three indepen- action in this example?
dently assorting genes A, C, and R to be represented
by at least one dominant allele, as specified in Prob- b. What are the genotypes of the individuals in the
lem 53. The dominant allele Pr of a fourth indepen- pedigree? (If there are alternative possibilities, state
dently assorting gene is required to convert the bio- them.)
chemical precursor into a purple pigment, and
its recessive allele pr makes the pigment red. Plants 56. A researcher crosses two white-flowered lines of
that do not produce pigment have yellow seeds. Antirrhinum plants as follows and obtains the fol-
Consider a cross of a strain of genotype A/A ; lowing results:
C/C ; R/R ; pr/pr with a strain of genotype
a/a ; c/c ; r/r ; Pr/Pr. pure line 1 ϫ pure line 2
a. What are the phenotypes of the parents? p

b. What will be the phenotype of the F1? F1 all white
c. What phenotypes, and in what proportions, will
appear in the progeny of a selfed F1? F1 ϫ F1
d. What progeny proportions do you predict from s
the testcross of an F1? p

55. The allele B gives mice a black coat, and b gives a F2 131 white
brown one. The genotype e/e of another, indepen- 29 red
dently assorting gene prevents expression of B and
b, making the coat color beige, whereas E/– permits a. Deduce the inheritance of these phenotypes,
expression of B and b. Both genes are autosomal. In using clearly defined gene symbols. Give the geno-
the following pedigree, black symbols indicate a types of the parents, F1, and F2.
black coat, pink symbols indicate brown, and white
symbols indicate beige. b. Predict the outcome of crosses of the F1 to each
parental line.
12 57. Assume that two pigments, red and blue, mix to give
the normal purple color of petunia petals. Separate
biochemical pathways synthesize the two pigments, as
shown in the top two rows of the accompanying dia-
gram. “White” refers to compounds that are not pig-
ments. (Total lack of pigment results in a white petal.)
Red pigment forms from a yellow intermediate that
normally is at a concentration too low to color petals.

pathway I иии white1 E blue

II pathway II иии white2 A yellow B red
12 34 56


III 5 67 pathway III иии white3 D white4
12 34

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224 Chapter 6 • From Gene to Phenotype

A third pathway, whose compounds do not con- Y1 Y2 B O
tribute pigment to petals, normally does not affect
the blue and red pathways, but if one of its interme- F1 all Y all R all R all R
diates (white3) should build up in concentration, it Y1 F2 all Y 9 R 9 R 9 R
can be converted into the yellow intermediate of
the red pathway. 7Y 4Y 4O

In the diagram, A to E represent enzymes; their 3B 3Y
corresponding genes, all of which are unlinked, may
be symbolized by the same letters. F1 all Y all R all R
Y2 F2 all Y 9 R 9 R
Assume that wild-type alleles are dominant and
code for enzyme function and that recessive alleles 4Y 4Y
result in lack of enzyme function. Deduce which 3B 3O
combinations of true-breeding parental genotypes
could be crossed to produce F2 progenies in the fol- F1 all B all R
lowing ratios: B F2 all B 9 R

a. 9 purple : 3 green : 4 blue 4O
b. 9 purple : 3 red : 3 blue : 1 white
F1 all O
c. 13 purple : 3 blue O F2 all O

d. 9 purple : 3 red : 3 green : 1 yellow a. Define your own symbols and show genotypes of
all four pure lines.
(Note: Blue mixed with yellow makes green; assume
that no mutations are lethal.) b. Show how the F1 phenotypes and the F2 ratios
are produced.
58. The flowers of nasturtiums (Tropaeolum majus) may
be single (S), double (D), or superdouble (Sd). Su- c. Show a biochemical pathway that explains the
perdoubles are female sterile; they originated from a genetic results, indicating which gene controls which
double-flowered variety. Crosses between varieties enzyme.
gave the progenies as listed in the following table,
where pure means “pure-breeding.” 60. In common wheat, Triticum aestivum, kernel color is

determined by multiply duplicated genes, each with

an R and an r allele. Any number of R alleles will

give red, and the complete lack of R alleles will give

Cross Parents Progeny the white phenotype. In one cross between a red

1 pure S ϫ pure D All S pure line and a white pure line, the F2 was 63 red
2 cross 1 F1 ϫ cross 1 F1 78 S : 27 D 64
3 pure D ϫ Sd 112 Sd : 108 D and 1 white.
4 pure S ϫ Sd 8 Sd : 7 S 64
5 pure D ϫ cross 4 Sd progeny 18 Sd : 19 S
6 pure D ϫ cross 4 S progeny 14 D : 16 S a. How many R genes are segregating in this system?

b. Show genotypes of the parents, the F1, and the F2.

c. Different F2 plants are backcrossed to the white
parent. Give examples of genotypes that would give
the following progeny ratios in such backcrosses: (1)
1 red : 1 white, (2) 3 red : 1 white, (3) 7 red : 1 white.

Using your own genetic symbols, propose an expla- d. What is the formula that generally relates the
nation for these results, showing number of segregating genes to the proportion of
red individuals in the F2 in such systems?
a. All the genotypes in each of the six rows.
61. The accompanying pedigree shows the inheritance
b. The proposed origin of the superdouble. of deaf-mutism.

59. In a certain species of fly, the normal eye color is I 12 34
red (R). Four abnormal phenotypes for eye color
were found: two were yellow (Y1 and Y2), one II
was brown (B), and one was orange (O). A pure 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15
line was established for each phenotype, and all
possible combinations of the pure lines were III
crossed. Flies of each F1 were intercrossed to pro- 1234567
duce an F2. The F1’s and F2’s are shown within the
following square; the pure lines are given in the

44200_06_p185-226 3/1/04 3:16 PM Page 225

Problems 225

a. Provide an explanation for the inheritance of this ment of dead pupae was uncapped by the bee-
rare condition in the two families in generations I keeper, about half the individuals removed the dead
and II, showing genotypes of as many individuals as pupae, but the other half did not.
possible, using symbols of your own choosing.
a. Propose a genetic hypothesis to explain these be-
b. Provide an explanation for the production of only havioral patterns.
normal individuals in generation III, making sure
that your explanation is compatible with the answer b. Discuss the data in relation to epistasis, domi-
to part a. nance, and environmental interaction.

62. The accompanying pedigree is for blue sclera (bluish (Note: Workers are sterile, and all bees from one line
thin outer wall to the eye) and brittle bones. carry the same alleles.)

I3 64. The normal color of snapdragons is red. Some pure
12 lines showing variations of flower color have been
found. When these pure lines were crossed, they
gave the following results:

II 3 4 5 6 7 8 9 10 11 12 13 14 15

III 45 6 7 8 9 10 11 12 13 14 15 16 17 Cross Parents F1 F2
1 orange ϫ yellow orange 3 orange : 1 yellow
IV 11 12 13 2 red ϫ orange red 3 red : 1 orange
1 2 3 4 5 6 7 8 9 10 3 red ϫ yellow red 3 red : 1 yellow
4 red ϫ white red 3 red : 1 white
, ϭ blue sclera ϭ brittle bones 5 yellow ϫ white red 9 red : 3 yellow : 4 white
6 orange ϫ white red 9 red : 3 orange : 4 white
7 red ϫ white red 9 red : 3 yellow : 4 white

a. Are these two abnormalities caused by the same a. Explain the inheritance of these colors.
gene or separate genes? State your reasons clearly.
b. Write the genotypes of the parents, the F1, and
b. Is the gene (or genes) autosomal or sex-linked? the F2.

c. Does the pedigree show any evidence of incom- 65. Consider the following F1 individuals in different
plete penetrance or expressivity? If so, make the best species and the F2 ratios produced by selfing:
calculations that you can of these measures.
F1 Phenotypic ratio in the F2
63. Workers of the honeybee line known as Brown
(nothing to do with color) show what is called 1 cream 12 cream 3 black 1 gray
“hygienic behavior”; that is, they uncap hive com- 2 orange 16 16 16
partments containing dead pupae and then re- 3 black
move the dead pupae. This behavior prevents the 4 solid 9 orange 7 yellow
spread of infectious bacteria through the colony. 16 16
Workers of the Van Scoy line, however, do not red
perform these actions, and therefore this line is 13 black 3 white
said to be “nonhygienic.” When a queen from the 16 16
Brown line was mated with Van Scoy drones, the
F1 were all nonhygienic. When drones from this F1 9 solid red 3 mottled 4 small red
inseminated a queen from the Brown line, the 16 16 16
progeny behaviors were as follows:
red dots

1 hygienic If each F1 were testcrossed, what phenotypic ratios
4 would result in the progeny of the testcross?

1 uncapping but no removing of pupae 66. To understand the genetic basis of locomotion in
4 the diploid nematode Caenorhabditis elegans, re-
cessive mutations were obtained, all making the
1 nonhygienic worm “wiggle” ineffectually instead of moving
2 with its usual smooth gliding motion. These mu-
tations presumably affect the nervous or muscle
However, when the nonhygienic individuals were systems. Twelve homozygous mutants were inter-
examined further, it was found that if the compart- crossed, and the F1 hybrids were examined to see

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226 Chapter 6 • From Gene to Phenotype

if they wiggled. The results were as follows,
where a plus sign means that the F1 hybrid was
wild type (gliding) and “w” means that the hybrid

1 2 3 4 5 6 7 8 9 10 11 12

1 wϩϩϩ wϩϩϩϩ ϩ ϩ ϩ
2 wϩϩ ϩwϩw ϩ w ϩ ϩ
3 ww ϩϩϩϩϩϩ ϩ ϩ
4 w ϩϩϩϩϩϩ ϩ ϩ
5 wϩϩϩϩϩ ϩ ϩ
6 wϩwϩ w ϩ ϩ
7 wϩϩϩ w w
8 wϩw ϩϩ
9 wϩ ϩϩ
10 w ϩ ϩ
11 w w
12 w

a. Explain what this experiment was designed to (A, B, C), but two of them contain spores that do
test. not germinate.

b. Use this reasoning to assign genotypes to all 12 Spore A B C
1 wild type wild type spider
c. Explain why the F1 hybrids between mutants 1 2 wild type spider spider
and 2 had a different phenotype from that of the 3 no germination mossy mossy
hybrids between mutants 1 and 5. 4 no germination no germination mossy

67. A geneticist working on a haploid fungus makes a Devise a model to explain these genetic results, and
cross between two slow-growing mutants call mossy propose a molecular basis for your model.
and spider (referring to abnormal appearance of the
colonies). Tetrads from the cross are of three types


Biochemical Genetics

For additional coverage of the topics in this chapter, refer to the Interactive
Genetics CD-ROM included with the Solutions MegaManual. The
Biochemical Genetics activity contains animated tutorials on the model
organism Neurospora, and how it has been used to determine the relationships
between genes and enzymes. Five interactive problems are also provided for
extra practice.

44200 GRIFFITHS FREEM Sample First Pages INR 12-10-2003 p 1 Application File



Computer model of DNA. [J. Newdol, Computer Graphics KEY QUESTIONS
Laboratory, University of California, San Francisco. © Regents,
University of California.] • Before the discovery of the double helix,
what was the experimental evidence that
DNA is the genetic material?

• What data were used to deduce the
double-helix model of DNA?

• How does the double-helical structure
suggest a mechanism for DNA replication?

• Why are the proteins that replicate DNA
called a biological machine?

• How can DNA replication be both rapid
and accurate?

• What special mechanism replicates
chromosome ends?


7.1 DNA: the genetic material
7.2 The DNA structure
7.3 Semiconservative replication
7.4 Overview of DNA replication
7.5 The replisome: a remarkable replication

7.6 Assembling the replisome: replication

7.7 Telomeres and telomerase: replication



44200 GRIFFITHS FREEM Sample First Pages INR 12-10-2003 p 2 Application File 44200

2 Chapter 7 • DNA: Structure and Replication

CHAPTER OVERVIEW trained eye that DNA is a helix of precise dimensions.
Watson and Crick concluded that DNA is a double helix
In this chapter we focus on DNA, its structure, and the composed of two strands of linked nucleotides that wind
production of DNA copies in a process called replica- around each other.
tion. James Watson (an American microbial geneticist)
and Francis Crick (an English physicist) solved the struc- The proposed structure of the hereditary material
ture of DNA in 1953. Their model of the structure of immediately suggested how it could serve as a blueprint
DNA was revolutionary. It proposed a definition for the and how this blueprint could be passed down through
gene in chemical terms and, in doing so, paved the way the generations. First, the information for making an
for an understanding of gene action and heredity at the organism was encoded in the sequence of the nucleotide
molecular level. bases composing the two DNA strands of the helix. Sec-
ond, because of the rules of base complementarity dis-
The story begins in the first half of the twentieth covered by Watson and Crick, the sequence of one
century when the results of several experiments led sci- strand dictated the sequence of the other strand. In this
entists to conclude that DNA, not some other biological way, the genetic information in the DNA sequence
molecule (such as carbohydrates or fats), is the genetic could be passed down from one generation to the next
material. DNA is a simple molecule made up of only by having each of the separated strands of DNA serve as
four different building blocks (the four nucleotides). It a template for producing new copies of the molecule, as
was thus necessary to understand how this very simple shown in Figure 7-1.
molecule could be the blueprint for the incredible diver-
sity of organisms on earth. Precisely how DNA is replicated is still an active
area of research 50 years after the discovery of the dou-
The model of the double helix proposed by Watson ble helix. Our current understanding of the mechanism
and Crick was built on the results of scientists before of replication gives a central role to a protein machine,
them. They relied on earlier discoveries of the chemical called the replisome. This complex of associated proteins
composition of DNA and the ratios of its bases. In addi- coordinates the numerous reactions that are necessary
tion, X-ray diffraction pictures of DNA revealed to the for the rapid and accurate replication of DNA.


DNA double 5' 5'
helix 3'
Newly copied
3' strand


Figure 7-1 DNA Replication. Each strand of the DNA double helix serves as
the template for producing a new copy of the complementary strand.

on File 44200 GRIFFITHS FREEM Sample First Pages INR 12-10-2003 p3 Application File

7.1 DNA: The Genetic Material 3

7.1 DNA: the genetic material transformed into cells that express a different
phenotype and that the transforming agent is DNA.
Before we see how Watson and Crick solved the struc-
ture of DNA, let’s review what was known about genes Discovery of transformation
and DNA at the time that they began their historic
collaboration: Frederick Griffith made a puzzling observation in the
course of experiments on the bacterium Streptococcus
1. Genes — the hereditary “factors” described by pneumoniae performed in 1928. This bacterium, which
Mendel — were known to be associated with specific causes pneumonia in humans, is normally lethal in mice.
character traits, but their physical nature was not However, some strains of this bacterial species have
understood. Similarly, mutations were known to alter evolved to be less virulent (less able to cause disease or
gene function, but precisely what a mutation is also death). Griffith’s experiments are summarized in Figure
was not understood. 7-2. In these experiments, Griffith used two strains that
are distinguishable by the appearance of their colonies
2. The one-gene – one-protein theory (described in when grown in laboratory cultures. One strain was a nor-
Chapter 6) postulated that genes control the mal virulent type deadly to most laboratory animals. The
structure of proteins. cells of this strain are enclosed in a polysaccharide cap-
sule, giving colonies a smooth appearance; hence, this
3. Genes were known to be carried on chromosomes. strain is identified as S. Griffith’s other strain was a
mutant nonvirulent type that grows in mice but is not
4. The chromosomes were found to consist of DNA lethal. In this strain, the polysaccharide coat is absent,
and protein. giving colonies a rough appearance; this strain is called R.

5. The results of a series of experiments beginning in Griffith killed some virulent cells by boiling them.
the 1920s revealed that DNA was the genetic He then injected the heat-killed cells into mice. The
material. These experiments, described next, showed
that bacterial cells that express one phenotype can be

(a) (b)
R strain

Mouse dies

S strain live cells Mouse lives
(c) (d)
R strain


Mouse lives Mouse dies

S strain S strain S strain
heat-killed heat-killed live cells

Figure 7-2 The presence of heat-killed S cells transforms live R cells into live S cells.
(a) Mouse dies after injection with the virulent S strain. (b) Mouse survives after injection
with the R strain. (c) Mouse survives after injection with heat-killed S strain. (d) Mouse
dies after injection with a mixture of heat-killed S strain and live R strain. The heat-killed
S strain somehow transforms the R strain into virulence. [Adapted from G. S. Stent and

R. Calendar, Molecular Genetics, 2d ed. © 1978 by W. H. Freeman and Company. After

R. Sager and F. J. Ryan, Cell Heredity. Wiley, 1961.]

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4 Chapter 7 • DNA: Structure and Replication

mice survived, showing that the carcasses of the cells do The mixture lost its transforming ability only when the
not cause death. However, mice injected with a mixture donor mixture was treated with the enzyme deoxyri-
of heat-killed virulent cells and live nonvirulent cells did bonuclease (DNase), which breaks up DNA. These
die. Furthermore, live cells could be recovered from the results strongly implicate DNA as the genetic material. It
dead mice; these cells gave smooth colonies and were is now known that fragments of the transforming DNA
virulent on subsequent injection. Somehow, the cell that confer virulence enter the bacterial chromosome and
debris of the boiled S cells had converted the live R cells replace their counterparts that confer nonvirulence.
into live S cells. The process, already discussed in Chap-
ter 5, is called transformation. MESSAGE The demonstration that DNA is the
transforming principle was the first demonstration that
The next step was to determine which chemical genes (the hereditary material) are composed of DNA.
component of the dead donor cells had caused this trans-
formation. This substance had changed the genotype of Hershey – Chase experiment
the recipient strain and therefore might be a candidate for
the hereditary material. This problem was solved by The experiments conducted by Avery and his colleagues
experiments conducted in 1944 by Oswald Avery and were definitive, but many scientists were very reluctant
two colleagues, C. M. MacLeod and M. McCarty (Figure to accept DNA (rather than proteins) as the genetic
7-3). Their approach to the problem was to chemically material. Additional evidence was provided in 1952 by
destroy all the major categories of chemicals in the Alfred Hershey and Martha Chase. Their experiment
extract of dead cells one at a time and find out if the made use of phage T2, a virus that infects bacteria. They
extract had lost the ability to transform. The virulent cells reasoned that infecting phage must inject into the bac-
had a smooth polysaccharide coat, whereas the nonviru- terium the specific information that dictates the repro-
lent cells did not; hence, polysaccharides were an obvious duction of new viral particles. If they could find out
candidate for the transforming agent. However, when what material the phage was injecting into the phage
polysaccharides were destroyed, the mixture could still host, they would have determined the genetic material
transform. Proteins, fats, and ribonucleic acids (RNA) of phage.
were all similarly shown not to be the transforming agent.

S strain

No components Polysaccharides Lipids RNA Protein DNA
destroyed destroyed destroyed destroyed
destroyed destroyed

R strain

Mouse dies Mouse dies Mouse dies Mouse dies Mouse dies Mouse lives

Live S strain No live S strain
recovered recovered

Figure 7-3 DNA is the agent transforming the R strain into virulence. If the DNA in an extract of heat-killed
S strain cells is destroyed, then mice injected with a mixture of the heat-killed cells and the live
nonvirulent strain R are no longer killed.

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7.2 The DNA Structure 5

E. coli Most of
Phage radioactivity
T2 phage ghosts recovered in
+ phage ghosts


Phage Figure 7-4 The Hershey – Chase experiment
ghosts demonstrated that the genetic material of phage
is DNA, not protein. The experiment uses two
+ Most of sets of T2 bacteriophage. In one set, the
radioactivity protein coat is labeled with radioactive sulfur
Blender recovered in (35S), not found in DNA. In the other set, the
and bacteria DNA is labeled with radioactive phosphorus
(32P), not found in protein. Only the 32P is
centrifuge injected into the E. coli, indicating that DNA
is the agent necessary for the production of
new phage.

The phage is relatively simple in molecular constitu- 7.2 The DNA structure
tion. Most of its structure is protein, with DNA con-
tained inside the protein sheath of its “head.” Hershey Even before the structure of DNA was elucidated,
and Chase decided to label the DNA and protein by genetic studies indicated that the hereditary material
using radioisotopes so that they could track the two had to have three key properties:
materials during infection. Phosphorus is not found in
proteins but is an integral part of DNA; conversely, sul- 1. Because essentially every cell in the body of an
fur is present in proteins but never in DNA. Hershey organism has the same genetic makeup, it is crucial
and Chase incorporated the radioisotope of phosphorus that the genetic material be faithfully replicated at
(32P) into phage DNA and that of sulfur (35S) into the every cell division. Thus the structural features of
proteins of a separate phage culture. As shown in Figure DNA must allow faithful replication. These
7-4, they then infected two E. coli cultures with many structural features will be considered later in this
virus particles per cell: one E. coli culture received phage chapter.
labeled with 32P and the other received phage labeled
with 35S. After allowing sufficient time for infection to 2. Because it must encode the constellation of proteins
take place, they sheared the empty phage carcasses expressed by an organism, the genetic material must
(called ghosts) off the bacterial cells by agitation in a have informational content. How the information
kitchen blender. They separated the bacterial cells from coded in DNA is deciphered to produce proteins will
the phage ghosts in a centrifuge and then measured the be the subject of Chapters 8 and 9.
radioactivity in the two fractions. When the 32P-labeled
phage were used to infect E. coli, most of the radioactiv- 3. Because hereditary changes, called mutations, provide
ity ended up inside the bacterial cells, indicating that the the raw material for evolutionary selection, the
phage DNA entered the cells. When the 35S-labeled genetic material must be able to change on rare
phages were used, most of the radioactive material occasion. Nevertheless, the structure of DNA must
ended up in the phage ghosts, indicating that the phage be relatively stable so that organisms can rely on its
protein never entered the bacterial cell. The conclusion encoded information. We will consider the
is inescapable: DNA is the hereditary material. The mechanisms of mutation in Chapter 14.
phage proteins are mere structural packaging that is dis-
carded after delivering the viral DNA to the bacterial DNA structure before Watson and Crick
Consider the discovery of the double-helical structure of
DNA by Watson and Crick as the solution to a compli-

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6 Chapter 7 • DNA: Structure and Replication

cated three-dimensional puzzle. Incredibly, Watson and the 2Ј carbon atom, unlike ribose (of RNA), which has a
Crick were able to put this puzzle together without hydroxyl (OH) group at that position. Two of the bases,
doing a single experiment. Rather, they used a process adenine and guanine, have a double-ring structure char-
called “model building” in which they assembled the acteristic of a type of chemical called a purine. The other
results of earlier experiments (the puzzle pieces) to two bases, cytosine and thymine, have a single-ring struc-
form the three-dimensional puzzle (the double-helix ture of a type called a pyrimidine. The chemical compo-
model). To understand how they did so, we first need to nents of DNA are arranged into groups called
know what pieces of the puzzle were available to nucleotides, each composed of a phosphate group, a
Watson and Crick in 1953. deoxyribose sugar molecule, and any one of the four
bases (Figure 7-5). It is convenient to refer to each
THE BUILDING BLOCKS OF DNA The first piece of nucleotide by the first letter of the name of its base: A, G,
the puzzle was knowledge of the basic building blocks of C, or T. The nucleotide with the adenine base is called
DNA. As a chemical, DNA is quite simple. It contains deoxyadenosine 5Ј-monophosphate, where the 5Ј refers
three types of chemical components: (1) phosphate, to the position of the carbon atom in the sugar ring to
(2) a sugar called deoxyribose, and (3) four nitrogenous which the single (mono) phosphate group is attached.
bases — adenine, guanine, cytosine, and thymine. The car-
bon atoms in the bases are assigned numbers for ease CHARGAFF’S RULES OF BASE COMPOSITION The
of reference. The carbon atoms in the sugar group also second piece of the puzzle used by Watson and Crick
are assigned numbers, in this case followed by a prime came from work done several years earlier by Erwin
(1Ј, 2Ј, and so forth). The sugar in DNA is called Chargaff. Studying a large selection of DNAs from dif-
“deoxyribose” because it has only a hydrogen atom (H) at ferent organisms (Table 7-1), Chargaff established cer-

Purine nucleotides


Phosphate N N H

7 6 N Nitrogenous base 7 6 N Guanine (G)
8 5 (adenine, A) 8 5
1 1
9 9
4 2 4 2
N 3 N 3
−O P N −O P O CH2 O N NH2
−O O 5′ −O

4′ H H 1′ Deoxyribose sugar


3′ 2′


Deoxyadenosine 5′-monophosphate (dAMP) Deoxyguanosine 5′-monophosphate (dGMP)

Pyrimidine nucleotides


CH3 5 4 3N H

5 4 3N Cytosine (C) 61 2 Thymine (T)

62 O NO


−O P O CH2 O –O P O CH2 O
−O H H –O HH
Deoxycytidine 5′-monophosphate (dCMP) OH H
Deoxythymidine 5′-monophosphate (dTMP)

Figure 7-5 Chemical structures of the four nucleotides found in DNA. These nucleotides, two with purine bases
and two with pyrimidine bases, are the fundamental building blocks of DNA. The sugar is called deoxyribose because
it is a variation of a common sugar, ribose, that has one more oxygen atom (position indicated by the red arrow).

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7.2 The DNA Structure 7

Table 7-1 Molar Properties of Bases* in DNAs from Various Sources

Organism Tissue Adenine Thymine Guanine Cytosine AϩT
Escherichia coli (K12) — 26.0 23.9 24.9 25.2
Diplococcus pneumoniae — 29.8 31.6 20.5 18.0 1.00
Mycobacterium tuberculosis — 15.1 14.6 34.9 35.4 1.59
Yeast — 31.3 32.9 18.7 17.1 0.42
Paracentrotus lividus Sperm 32.8 32.1 17.7 18.4 1.79
(sea urchin) 1.85
Herring Sperm 27.8 27.5 22.2 22.6
Rat Bone marrow 28.6 28.4 21.4 21.5 1.23
Human Thymus 30.9 29.4 19.9 19.8 1.33
Human Liver 30.3 30.3 19.5 19.9 1.52
Human Sperm 30.7 31.2 19.3 18.8 1.53

*Defined as moles of nitrogenous constituents per 100 g-atoms phosphate in hydrolysate.
Source: E. Chargaff and J. Davidson, eds., The Nucleic Acids. Academic Press, 1995.

tain empirical rules about the amounts of each type of dimensional structure that could account for just those
nucleotide found in DNA: spot patterns.

1. The total amount of pyrimidine nucleotides The double helix
(T ϩ C) always equals the total amount of purine
nucleotides (A ϩ G). A 1953 paper by Watson and Crick in the journal Nature
began with two sentences that ushered in a new age of
2. The amount of T always equals the amount of A, and biology: “We wish to suggest a structure for the salt of
the amount of C always equals the amount of G. But deoxyribose nucleic acid (D.N.A.). This structure has
the amount of A ϩ T is not necessarily equal to the novel features which are of considerable biological inter-
amount of G ϩ C, as can be seen in the last column est.” The structure of DNA had been a subject of great
of Table 7-1. This ratio varies among different debate since the experiments of Avery and co-workers in
organisms but is virtually the same in different tissues 1944. As we have seen, the general composition of DNA
of the same organism. was known, but how the parts fit together was not
known. The structure had to fulfill the main requirements
X-RAY DIFFRACTION ANALYSIS OF DNA The third for a hereditary molecule: the ability to store information,
and most important piece of the puzzle came from X- the ability to be replicated, and the ability to mutate.
ray diffraction data on DNA structure that were
collected by Rosalind Franklin when she was in the labo- The three-dimensional structure derived by Watson
ratory of Maurice Wilkins (Figure 7-6). In such experi- and Crick is composed of two side-by-side chains
ments, X rays are fired at DNA fibers, and the scatter of (“strands”) of nucleotides twisted into the shape of a
the rays from the fibers is observed by catching the rays double helix (Figure 7-7). The two nucleotide strands
on photographic film, on which the X rays produce are held together by weak association between the bases
spots. The angle of scatter represented by each spot on of each strand, forming a structure like a spiral staircase
the film gives information about the position of an atom (Figure 7-8a). The backbone of each strand is formed of
or certain groups of atoms in the DNA molecule. This alternating phosphate and deoxyribose sugar units that
procedure is not simple to carry out (or to explain), and are connected by phosphodiester linkages. (Figure 7-8b).
the interpretation of the spot patterns is very difficult. We can use these linkages to describe how a nucleotide
The available data suggested that DNA is long and chain is organized. As already mentioned, the carbon
skinny and that it has two similar parts that are parallel atoms of the sugar groups are numbered 1Ј through 5Ј.
to each other and run along the length of the molecule. A phosphodiester linkage connects the 5Ј carbon atom
The X-ray data showed the molecule to be helical of one deoxyribose to the 3Ј carbon atom of the adja-
(spiral-like). Other regularities were present in the cent deoxyribose. Thus, each sugar-phosphate backbone
spot patterns, but no one had yet thought of a three- is said to have a 5Ј -to -3Ј polarity, or direction, and
understanding this polarity is essential in understanding

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8 Chapter 7 • DNA: Structure and Replication

Figure 7.6 Rosalind Franklin (left) and her X-ray diffraction pattern of DNA (right). [(Left) courtesy of National Portrait Gallery, London.

(Right) Rosalind Franklin/Science Source/Photo Researchers.]

Figure 7.7 James Watson and Francis Crick with their mation (Figure 7-9), mainly through interaction of the
DNA model. [Camera Press.] base pairs. The base pairs, which are flat planar struc-
tures, stack on top of one another at the center of the
how DNA fulfills its roles. In the double-stranded DNA double helix (Figure 7-9a). Stacking adds to the stability
molecule, the two backbones are in opposite, or antipar- of the DNA molecule by excluding water molecules
allel, orientation (see Figure 7-8b). from the spaces between the base pairs. The most stable
form that results from base stacking is a double helix
Each base is attached to the 1Ј carbon atom of a with two distinct sizes of grooves running in a spiral: the
deoxyribose sugar in the backbone of each strand and major groove and the minor groove, which can be seen
faces inward toward a base on the other strand. Hydro- in both the ribbon and the space-filling (Figure 7-9b)
gen bonds between pairs of bases hold the two strands models. A single strand of nucleotides has no helical
of the DNA molecule together. The hydrogen bonds are structure; the helical shape of DNA depends entirely on
indicated by dashed lines in Figure 7-8b. the pairing and stacking of the bases in the antiparallel
strands. DNA is a right-handed helix; in other words, it
Two nucleotide strands paired in an antiparallel has the same structure as that of a screw that would be
manner automatically assume a double-helical confor- screwed into place by using a clockwise turning motion.

The double helix accounted nicely for the X-ray
data and successfully accounted for Chargaff’s data.
Studying models that they made of the structure,
Watson and Crick realized that the observed radius of
the double helix (known from the X-ray data) would be
explained if a purine base always pairs (by hydrogen
bonding) with a pyrimidine base (Figure 7-10). Such
pairing would account for the (A ϩ G) ϭ (T ϩ C) regu-
larity observed by Chargaff, but it would predict
four possible pairings: TиииA, TиииG, CиииA, and CиииG.
Chargaff’s data, however, indicate that T pairs only with
A and C pairs only with G. Watson and Crick concluded
that each base pair consists of one purine base and one
pyrimidine base, paired according to the following rule:
G pairs with C, and A pairs with T.

Note that the G – C pair has three hydrogen bonds,
whereas the A – T pair has only two. We would predict

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7.2 The DNA Structure 9

A •• •• •• T Sugar – phosphate
G ••• ••• ••• C backbone
C ••• ••• ••• G
A •• •• •• T A nucleotide
monophosphate unit

O 5´

3´ O HN P O

O 5´ CH2
2´ O 4´

T •• •• •• A Base 3´ O 1´ 3´
C ••• ••• ••• G pair 4´ O 1´ 2´
A •• •• •• T 5´ CH2 O
G ••• ••• ••• C

NH O 3´

O NH O O Phosphodiester
CH2 AN H N T linkage
O 5´ CH2
A •• •• •• T
T •• •• •• A O O O
C ••• ••• ••• G
A •• •• •• T CH2 NH O P O
A •• •• •• T O O O
G ••• ••• ••• C O
(a) O


CH2 3´


5´ O


Figure 7.8 The structure of DNA. (a) A simplified model showing the helical structure of DNA. The sticks represent
base pairs, and the ribbons represent the sugar-phosphate backbones of the two antiparallel chains. (b) An
accurate chemical diagram of the DNA double helix, unrolled to show the sugar-phosphate backbones (blue) and
base-pair rungs (red). The backbones run in opposite directions; the 5Ј and 3Ј ends are named for the orientation
of the 5Ј and 3Ј carbon atoms of the sugar rings. Each base pair has one purine base, adenine (A) or guanine (G),
and one pyrimidine base, thymine (T) or cytosine (C), connected by hydrogen bonds (dotted lines). [From R. E.

Dickerson, “The DNA Helix and How It Is Read.” © 1983 by Scientific American, Inc. All rights reserved.]

that DNA containing many G – C pairs would be more Watson and Crick’s discovery of the structure of
stable than DNA containing many A – T pairs. In fact, DNA is considered by some to be the most important
this prediction is confirmed. Heat causes the two strands biological discovery of the twentieth century. The reason
of DNA double helix to separate (a process called DNA is that the double helix, in addition to being consistent
melting or DNA denaturation); it can be shown that with earlier data about DNA structure, fulfilled the
DNAs with higher G ϩ C content require higher three requirements for a hereditary substance.
temperatures to melt because of the greater attraction of
the G – C pairing. 1. The double-helical structure suggested how the
genetic material might determine the structure of
MESSAGE DNA is a double helix composed of two proteins. Perhaps the sequence of nucleotide pairs in
nucleotide chains held together by complementary DNA dictates the sequence of amino acids in the
pairing of A with T and G with C. protein specified by that gene. In other words, some
sort of genetic code may write information in DNA

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10 Chapter 7 • DNA: Structure and Replication

Minor H
groove O
C in phosphate
3′ ester chain

3′ Major P
C and N
5′ in bases


(a) (b)

Figure 7-9 Two representations of the DNA double helix. [Part b from C. Yanofsky, “Gene Structure

and Protein Structure.” © 1967 by Scientific American, Inc. All rights reserved].

Pyrimidine + pyrimidine: DNA too thin as a sequence of nucleotides and then translate it into
a different language of amino acid sequences
Purine + purine: DNA too thick in protein. Just how it is done is the subject of
Chapter 9.
Purine + pyrimidine: thickness
compatible with X-ray data 2. If the base sequence of DNA specifies the amino acid
sequence, then mutation is possible by the
Figure 7-10 Base pairing in DNA. The pairing of purines with substitution of one type of base for another at one or
pyrimidines accounts exactly for the diameter of the DNA more positions. Mutations will be discussed in
double helix determined from X-ray data. That diameter is Chapter 14.
indicated by the vertical dashed lines. [From R. E. Dickerson,
3. As Watson and Crick cryptically stated in the
“The DNA Helix and How It Is Read.” Copyright © 1983 by Scientific concluding words of their 1953 Nature paper that
American, Inc. All rights reserved.] reported the double-helical structure of DNA: “It
has not escaped our notice that the specific pairing
we have postulated immediately suggests a
possible copying mechanism for the genetic
material.” To geneticists at the time, the meaning of
this statement was clear, as we see in the next

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7.3 Semiconservative Replication 11

7.3 Semiconservative replication AT
The copying mechanism to which Watson and Crick CG
referred is called semiconservative and is diagramed in
Figure 7-11. The sugar-phosphate backbones are repre- TA
sented by thick ribbons, and the sequence of base pairs CG
is random. Let’s imagine that the double helix is like a GC
zipper that unzips, starting at one end (at the bottom
in Figure 7-11). We can see that, if this zipper analogy TA
is valid, the unwinding of the two strands will expose TA
single bases on each strand. Each exposed base has the AT
potential to pair with free nucleotides in solution.
Because the DNA structure imposes strict pairing TA
requirements, each exposed base will pair only with its AT
complementary base, A with T and G with C. Thus, CG
each of the two single strands will act as a template, or
mold, to direct the assembly of complementary bases TA
to reform a double helix identical with the original.
The newly added nucleotides are assumed to come TA C
from a pool of free nucleotides that must be present in G
the cell. G

If this model is correct, then each daughter mole- C C The two strands of the G T
cule should contain one parental nucleotide chain and parental double helix unwind,
one newly synthesized nucleotide chain. However, a
little thought shows that there are at least three differ- A and each specifies a new daughter A
ent ways in which a parental DNA molecule might be
related to the daughter molecules. These hypothetical T strand by base-pairing rules GC
modes of replication are called semiconservative (the GC GC
Watson – Crick model), conservative, and dispersive
(Figure 7-12). In semiconservative replication, the dou- GC AT
ble helix of each daughter DNA molecule contains one
strand from the original DNA molecule and one newly AT TA
synthesized strand. However, in conservative replication,
the parent DNA molecule is conserved, and a single TA
daughter double helix is produced consisting of two
newly synthesized strands. In dispersive replication, GC GC
daughter molecules consist of strands each contain- TA TA
ing segments of both parental DNA and newly synthe- TA TA
sized DNA. GC GC

Meselson–Stahl experiment AT Old AT
The first problem in understanding DNA replication was GC
to figure out whether the mechanism of replication was TA GC
semiconservative, conservative, or dispersive.
In 1958, two young scientists, Matthew Meselson
and Franklin Stahl, set out to discover which of these TA New TA
possibilities correctly described DNA replication. Their AT AT
idea was to allow parental DNA molecules containing GC GC
nucleotides of one density to replicate in medium con-
taining nucleotides of different density. If DNA repli- TA TA
cated semiconservatively, the daughter molecules should CG CG
be half old and half new and therefore of intermediate
density. To carry out their experiment, they grew E. coli Figure 7-11 Semiconservative DNA replication. The model of
cells in a medium containing the heavy isotope of DNA replication proposed by Watson and Crick is based on the
nitrogen (15N) rather than the normal light (14N) form. hydrogen-bonded specificity of the base pairs. Parental strands,
shown in blue, serve as templates for polymerization. The newly
polymerized strands, shown in orange, have base sequences
that are complementary to their respective templates.

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12 Chapter 7 • DNA: Structure and Replication

Semiconservative (a) Predictions of semiconservative model
Parental 1st generation 2nd generation

Conservative replication 14N/14N
Dispersive replication (light) DNA

(hybrid) DNA

(heavy) DNA

(b) Predictions of conservative model

Parental 1st generation 2nd generation

Figure 7-12 Three alternative patterns for DNA replication. 14N/14N
The Watson – Crick model would produce the first (light) DNA
(semiconservative) pattern. Orange lines represent the newly
synthesized strands. 15N/15N
(heavy) DNA
This isotope was inserted into the nitrogen bases, which
then were incorporated into newly synthesized DNA (c) Predictions of dispersive model
strands. After many cell divisions in 15N, the DNA of the
cells were well labeled with the heavy isotope. The cells Parental 1st generation 2nd generation
were then removed from the 15N medium and put into a
14N medium; after one and two cell divisions, samples 14N/15N 14N/15N
were taken and the DNA was isolated from each sample. (hybrid) DNA (hybrid) DNA

Meselson and Stahl were able to distinguish DNA of 15N/15N
different densities because the molecules can be sepa- (heavy) DNA
rated from each other by a procedure called cesium chlo-
ride gradient centrifugation. If cesium chloride is spun in a Figure 7-13 The Meselson-Stahl experiment demonstrates that
centrifuge at tremendously high speeds (50,000 rpm) for DNA is copied by semiconservative replication. DNA centrifuged
many hours, the cesium and chloride ions tend to be in a cesium chloride (CsCl) gradient will form bands according
pushed by centrifugal force toward the bottom of the to its density. (a) When the cells grown in 15N are transferred
tube. Ultimately, a gradient of ions is establshed in the to a 14N medium, the first generation produces a single
tube, with the highest ion concentration, or density, at intermediate DNA band and the second generation produces
the bottom. DNA centrifuged with the cesium chloride two bands: one intermediate and one light. This result matches
forms a band at a position identical with its density in the predictions of the semiconservative model of DNA
the gradient. DNA of different densities will form bands replication. (b and c) The results predicted for conservative
at different places. Cells initially grown in the heavy iso- and dispersive replication, shown here, were not found.
tope 15N showed DNA of high density. This DNA is
shown in red at the left-hand side of Figure 7-13a. After
growing these cells in the light isotope 14N for one gener-
ation, the researchers found that the DNA was of
intermediate density, shown half red (15N) and half blue
(14N) in the central part. After two generations, both
intermediate- and low-density DNA was observed (right-

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7.3 Semiconservative Replication 13

hand side of Figure 7-13a), precisely as predicted by the (a) Chromosome after one replication
Watson – Crick model.

MESSAGE DNA is replicated by the unwinding of the Autoradiograph Interpretation
two strands of the double helix and the building up of a
new complementary strand on each of the separated strands of (b) Chromosome during second round of replication
the original double helix. Replication forks

The replication fork Autoradiograph Interpretation

Another prediction of the Watson – Crick model of Figure 7-14 A replicating bacterial chromosome has two
DNA replication is that a replication zipper, or fork, will replication forks. (a) Left: Autoradiograph of a bacterial
be found in the DNA molecule during replication. This chromosome after one replication in tritiated thymidine.
fork is the location at which the double helix is According to the semiconservative model of replication, one of
unwound to produce the two single strands that serve as the two strands should be radioactive. Right: Interpretation of
templates for copying. In 1963, John Cairns tested this the autoradiograph. The orange helix represents the tritiated
prediction by allowing replicating DNA in bacterial cells strand. (b) Left: Autoradiograph of a bacterial chromosome in
to incorporate tritiated thymidine ([3H]thymidine) — the second round of replication in tritiated thymidine. In this
the thymine nucleotide labeled with a radioactive theta (␪) structure, the newly replicated double helix that
hydrogen isotope called tritium. Theoretically, each crosses the circle could consist of two radioactive strands (if
newly synthesized daughter molecule should then con- the parental strand were the radioactive one). Right: The
tain one radioactive (“hot”) strand (with 3H) and double thickness of the radioactive tracing on the
another nonradioactive (“cold”) strand (with 2H). After autoradiogram appears to confirm the interpretation shown
varying intervals and varying numbers of replication here.
cycles in a “hot” medium, Cairns carefully lysed the bac-
teria and allowed the cell contents to settle onto a piece around the ring. Structures of the sort shown in Figure
of filter paper, which was put on a microscope slide. 7-14b are called theta (␪) structures.
Finally, Cairns covered the filter with photographic
emulsion and exposed it in the dark for 2 months. This DNA polymerases
procedure, called autoradiography, allowed Cairns to
develop a picture of the location of 3H in the cell mater- A problem confronted by scientists was to understand
ial. As 3H decays, it emits a beta particle (an energetic just how the bases are brought to the double-helix tem-
electron). The photographic emulsion detects a chemical plate. Although scientists suspected that enzymes played
reaction that takes place wherever a beta particle strikes a role, that possibility was not proved until 1959, when
the emulsion. The emulsion can then be developed like Arthur Kornberg isolated DNA polymerase. This en-
a photographic print so that the emission track of the zyme adds deoxyribnucleotides to the 3Ј end of a grow-
beta particle appears as a black spot or grain. ing nucleotide chain, using for its template a single
strand of DNA that has been exposed by localized un-
After one replication cycle in [3H]thymidine, a ring winding of the double helix (Figure 7-15). The sub-
of dots appeared in the autoradiograph. Cairns inter- strates for DNA polymerase are the triphosphate forms
preted this ring as a newly formed radioactive strand in of the deoxyribonucleotides, dATP, dGTP, dCTP, and
a circular daughter DNA molecule, as shown in Figure dTTP.
7-14a. It is thus apparent that the bacterial chromosome
is circular — a fact that also emerged from genetic analy-
sis described earlier (Chapter 5). In the second replica-
tion cycle, the forks predicted by the model were indeed
seen. Furthermore, the density of grains in the three seg-
ments was such that the interpretation shown in Figure
7-14b could be made: the thick curve of dots cutting
through the interior of the circle of DNA would be the
newly synthesized daughter strand, this time consisting
of two radioactive strands. Cairns saw all sizes of these
moon-shaped, autoradiographic patterns, corresponding
to the progressive movement of the replication forks,

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14 Chapter 7 • DNA: Structure and Replication

template strand template strand

5' 3' 5' 3'

–O P O –O P O




3' H PPi O H
–O P O



O– O– O O– H2C O CG

H2C 5' O CG H H



5' 5'

Figure 7-15 Chain-elongation reaction catalyzed by DNA polymerase. Energy for the reaction comes
from breaking the high-energy phosphate bond of the triphosphate substrate.

We now know that there are three DNA poly- synthesis is away from the replication fork (see Figure
merases in E. coli. The first enzyme that Kornberg puri- 7-16). As we will see, the nature of the replication ma-
fied is now called DNA polymerase I, or pol I. Although chinery requires that synthesis of both strands take place
pol I has a role in DNA replication (see next section), in the region of the replication fork. Therefore, synthesis
DNA pol III carries out the majority of DNA synthesis. moving away from the growing fork cannot go on for
long. It must be in short segments: polymerase synthe-
7.4 Overview of DNA replication sizes a segment, then moves back to the segment’s 5Ј
end, where the growing fork has exposed new template,
As DNA pol III moves forward, the double helix is con- and begins the process again. These short (1000 – 2000
tinuously unwinding ahead of the enzyme to expose nucleotides) stretches of newly synthesized DNA are
further lengths of single DNA strands that will act as called Okazaki fragments.
templates (Figure 17-16). DNA pol III acts at the repli-
cation fork, the zone where the double helix is unwind- Another problem in DNA replication arises because
ing. However, because DNA polymerase always adds DNA polymerase can extend a chain but cannot start a
nucleotides at the 3Ј growing tip, only one of the two chain. Therefore, synthesis of both the leading strand and
antiparallel strands can serve as a template for replica- each Okazaki fragment must be initiated by a primer, or
tion in the direction of the replication fork. For this short chain of nucleotides, that binds with the template
strand, synthesis can take place in a smooth continuous strand to form a segment of duplex DNA. The primer in
manner in the direction of the fork; the new strand syn- DNA replication can be seen in Figure 7-17. The primers
thesized on this template is called the leading strand. are synthesized by a set of proteins called a primosome,
of which a central component is an enzyme called pri-
Synthesis on the other template also takes place at mase, a type of RNA polymerase. Primase synthesizes a
3Ј growing tips, but this synthesis is in the “wrong” direc- short (ϳ8 – 12 nucleotides) stretch of RNA complemen-
tion, because, for this strand, the 5Ј-to-3Ј direction of tary to a specific region of the chromosome. On the lead-

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7.4 Overview of DNA Replication 15

Direction of synthesis 5'

Template strands Lagging strand Figure 7-16 DNA replication at the growing fork. The
5' replication fork moves in DNA synthesis as the double helix
5' continuously unwinds. Synthesis of the leading strand can
3' 3' Leading strand proceed smoothly without interruption in the direction of
Fork movement movement of the replication fork, but synthesis of the lagging
strand must proceed in the opposite direction, away from the
Direction of synthesis 5' replication fork.

ing strand, only one initial primer is needed because, after A different DNA polymerase, pol I, removes the
the initial priming, the growing DNA strand serves as the RNA primers and fills in the resulting gaps with DNA.
primer for continuous addition. However, on the lagging As mentioned earlier, pol I is the enzyme originally puri-
strand, every Okazaki fragment needs its own primer. fied by Kornberg. Another enzyme, DNA ligase, joins the
The RNA chain composing the primer is then extended 3Ј end of the gap-filling DNA to the 5Ј end of the down-
as a DNA chain by DNA pol III. stream Okazaki fragment. The new strand thus formed is
called the lagging strand. DNA ligase joins broken pieces
1. Primase synthesizes short RNA oligonucleotides (primer) of DNA by catalyzing the formation of a phosphodiester
copied from DNA. bond between the 5Ј-phosphate end of one fragment and
the adjacent 3Ј-OH group of another fragment.
3′ 5′ 3′ 3′

3′ 5′ RNA primer O
3′ OH + –O P O 5′
5′ DNA strand DNA strand
2. DNA polymerase III elongates RNA primers with new DNA.
Okazaki fragment AMP + Pi

5′ New DNA O
3′ O P O

3. DNA polymerase I removes RNA at 5′ end of neighboring It is the only enzyme that can seal DNA chains.
fragment and fills gap.
3′ MESSAGE DNA replication takes place at the
5′ replication fork, where the double helix is unwinding
and the two strands are separating. DNA replication proceeds
4. DNA ligase connects adjacent fragments. 3′ continuously in the direction of the unwinding replication fork
5′ Ligation on the leading strand. DNA is synthesized in short segments,
in the direction away from the replication fork, on the lagging
Figure 7.17 Steps in the synthesis of the lagging strand. DNA strand. DNA polymerase requires a primer, or short chain of
synthesis proceeds by continuous synthesis on the leading nucleotides, to be already in place to begin synthesis.
strand and discontinuous synthesis on the lagging strand.
One of the hallmarks of DNA replication is its accu-
racy, also called fidelity: overall, there is less than one er-
ror per 1010 nucleotides inserted. Part of the reason for
the accuracy of DNA replication is that both DNA pol I
and DNA pol III possess 3Ј-to-5Ј exonuclease activity,
which serves a “proofreading” function by excising

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16 Chapter 7 • DNA: Structure and Replication

mismatched bases that were inserted erroneously. Strains forks to copy its entire genome. Thus, each fork must be
lacking a functional 3Ј-to-5Ј exonuclease have a higher able to move at a rate of as many as 1000 nucleotides per
rate of mutation. In addition, because primase lacks a second. What is remarkable about the entire process of
proofreading function, the RNA primer is more likely DNA replication is that it does not sacrifice speed for ac-
than DNA to contain errors. To maintain the high fi- curacy. How can it maintain both speed and accuracy,
delity of replication, it is essential that the RNA primers given the complexity of the reactions that need to be car-
at the ends of Okazaki fragments be removed and re- ried out at the replication fork? The answer is that DNA
placed with DNA by DNA pol I. The subject of DNA polymerase is actually part of a large “nucleoprotein”
repair will be covered in detail in Chapter 14. complex that coordinates the activities at the replication
fork. This complex, called the replisome, is an example
7.5 The replisome: of a “molecular machine”. You will encounter other ex-
a remarkable replication machine amples in later chapters. The discovery that most of the
major functions of cells — replication, transcription, and
The second hallmark of DNA replication is speed. The translation, for example — are carried out by large multi-
time needed for E. coli to replicate its chromosome can subunit complexes has changed the way that we think
be as short as 20 minutes. Therefore, its genome of about about the cell. To begin to understand why, let’s look at
5 million base pairs must be copied at a rate of more the replisome more closely.
than 2000 nucleotides per second. From the experiment of
Cairns, we know that E. coli uses only two replication Some of the interacting components of the repli-
some in E. coli are shown in Figure 7-18. At the repli-

www. ANIMATED ART Leading and lagging strand synthesis Topoisomerase


Next Okazaki fragment will start here
RNA primer

Clamp Primase RNA primer Figure 7-18 Details of the
Leading stand Okazaki replisome and accessory
DNA fragment proteins at the replication fork.
polymerase Single-strand binding Topoisomerase and helicase
proteins unwind and open the double
III dimer helix in preparation for DNA
DNA replication. Once unwound,
polymerase I single-strand binding proteins
prevent the double helix from
Lagging reforming. The figure is a
strand representation of the so-called
trombone model (named for its
Ligase resemblance to a trombone
owing to the looping of the
lagging strand) showing how
the two catalytic cores of the
replisome are envisioned to
interact to coordinate the
numerous events of leading-
and lagging-strand replication.

[Adapted from Geoffrey Cooper,

The Cell. Sinauer Associates,


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7.5 The Replisome: A Remarkable Replication Machine 17

cation fork, the catalytic core of DNA pol III is actu- rubber band. Untwisting of the replication fork by
ally part of a much larger complex, called the pol III helicases causes extra twisting at other regions, and
holoenzyme, which consists of two catalytic cores and coils called supercoils form to release the strain of
many accessory proteins. One of the catalytic cores the extra twisting. Both the twists and the super-
handles the synthesis of the leading strand while the coils must be removed to allow replication to con-
other handles lagging strand synthesis. Some of the tinue. This supercoiling can be created or relaxed by
accessory proteins (not visible in Figure 7-18) form a enzymes termed topoisomerases, an example of which
connection that bridges the two catalytic cores, thus is DNA gyrase (Figure 7-19). Topoisomerases relax
coordinating the synthesis of the leading and lagging supercoiled DNA by breaking either a single DNA
strands. The lagging strand is shown looping around so strand or both strands, which allows DNA to rotate
that the replisome can coordinate the synthesis of into a relaxed molecule. Topoisomerase finishes by
both strands and move in the direction of the replica- rejoining the strands of the now relaxed DNA
tion fork. Also shown is an important accessory pro- molecule.
tein called the sliding clamp, which encircles the
DNA like a donut. Its association with the clamp pro- Unwound
tein keeps pol III attached to the DNA molecule. parental
Thus, pol III is transformed from an enzyme that can duplex
add only 10 nucleotides before falling off the template
(termed a distributive enzyme) to an enzyme that + Over-
stays at the moving fork and adds tens of thousands of wound
nucleotides (a processive enzyme). In sum, through
the action of accessory proteins, synthesis of both the + region
leading and the lagging strands is rapid and highly +
coordinated. Note also that primase, the enzyme that (a)
synthesizes the RNA primer, is not touching the clamp
protein. Therefore, primase will act as a distributive (b)
enzyme — it adds only a few ribonucleotides before
dissociating from the template. This mode of action 1 DNA gyrase cuts
makes sense because the primer need be only long DNA strands.
enough to form a suitable duplex starting point for
DNA pol III. 2 DNA rotates
to remove the coils.
Unwinding the double helix
3 DNA gyrase rejoins
When the double helix was proposed in 1953, a major the DNA strands.
objection was that the replication of such a structure
would require the unwinding of the double helix at Replication fork
the replication fork and the breaking of the hydrogen
bonds that hold the strands together. How could DNA Figure 7-19 Activity of DNA gyrase, a topoisomerase, during
be unwound so rapidly and, even if it could, wouldn’t replication. (a) Extratwisted (positively supercoiled) regions
that overwind the DNA behind the fork and make it accumulate ahead of the fork as the parental strands separate
hopelessly tangled? We now know that the replisome for replication. (b) A topoisomerase such as DNA gyrase
contains two classes of proteins that open the helix removes these regions, by cutting the DNA strands, allowing
and prevent overwinding: they are helicases and them to rotate, and then rejoining the strands. [Part a from
topoisomerases, respectively. Helicases are enzymes
that disrupt the hydrogen bonds that hold the two A. Kornberg and T. A. Baker, DNA Replication, 2d ed. Copyright ©
strands of the double helix together. Like the clamp 1992 by W. H. Freeman and Company.]
protein, the helicase fits like a donut around the DNA;
from this position, it rapidly unzips the double helix
ahead of DNA synthesis. The unwound DNA is stabi-
lized by single-strand-binding (SSB) proteins, which
bind to single-stranded DNA and prevent the duplex
from reforming.

Circular DNA can be twisted and coiled, much
like the extra coils that can be introduced into a

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18 Chapter 7 • DNA: Structure and Replication

Newly CAF-1

Replicating PCNA
intermediate Newly assembled

Array of spaced

Figure 7-20 Assembling nucleosomes during DNA replication. The protein CAF-1 brings histones
to the replication fork, where they are assembled to form nucleosomes. For simplicity, nucleosome
assembly is shown on only one of the replicated DNA molecules.

MESSAGE A molecular machine called the replisome isting nucleosomes) to daughter molecules and delivering
carries out DNA synthesis. It includes two DNA polymerase new histones in association with a protein called chro-
units to handle synthesis on each strand and coordinates the matin assembly factor 1 (CAF-1) to the replisome. CAF-
activity of accessory proteins required for priming, unwinding 1 binds to histones and targets them to the replication
the double helix, and stabilizing the single strands. fork, where they can be assembled together with newly
synthesized DNA. CAF-1 and its cargo of histones arrive
The eukaryotic replisome at the replication fork by binding to the eukaryotic ver-
sion of the clamp protein, called proliferating cell
DNA replication in both prokaryotes and eukary- nuclear antigen (PCNA) (Figure 7-20).
otes uses a semiconservative mechanism and employs
leading- and lagging-strand synthesis. For this reason, it MESSAGE The eukaryotic replisome performs all the
should not come as a surprise that the components of the functions of the prokaryotic replisome, and in addition
replisome in prokaryotes and eukaryotes are very similar. it must disassemble and reassemble the protein–DNA
However, as organisms increase in complexity, the num- complexes called nucleosomes.
ber of replisome components also increases. There are
now known to be 13 components of the E. coli replisome 7.6 Assembling the replisome:
and at least 27 in the replisomes of yeast and mammals. replication initiation
One reason for the added complexity of the eukaryotic
replisome is the higher complexity of the eukaryotic Assembly of the replisome in both prokaryotes and
template. Recall that, unlike the bacterial chromosome, eukaryotes is an orderly process that begins at precise
eukaryotic chromosomes exist in the nucleus as chro- sites on the chromosome (called origins) and takes place
matin. As described in Chapter 3, the basic unit of chro- only at certain times in the life of the cell.
matin is the nucleosome, which consists of DNA
wrapped around histone proteins. Thus, the replisome Prokaryotic origins of replication
has to not only copy the parental strands, but also disas-
semble the nucleosomes in the parental strands and E. coli replication begins from a fixed origin (called oriC)
reassemble them in the daughter molecules. This is done and then proceeds in both directions (with moving forks
by randomly distributing the old histones (from the ex- at both ends, as previously shown in Figure 7-14) until

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7.6 Assembling the Replisome: Replication Initiation 19

(a) Prokaryotic initiation (b) Eukaryotic initiation

AT-rich DnaA boxes AT-rich II-bp consensus
5' sequence

Origin recognition ORC
Multiple-DnaA proteins and unwinding
Origin recognition


Helicase loading Loading of helicase,
Ctd1, and Ctc6

5' Unwinding of helix
Sliding of helicase and sliding of helicase

5' Recruitment of
DNA polymerase
Recruitment of
DNA polymerase


Figure 7-21 The initiation of DNA synthesis at origins of replication in prokaryotes (a) and in yeast, a
simple eukaryote (b). In both cases, proteins bind to the origin (oriC and ORC), where they separate the
two strands of the double helix and recruit replisome components to the two replication forks. In
eukaryotes, replication is linked to the cell cycle through the availability of two proteins: Cdc6 and

the forks merge. Figure 7-21a shows the process. The first After unwinding begins, additional DnaA proteins
step in the assembly of the replisome is the binding of a bind to the newly unwound single-stranded regions.
protein called DnaA to a specific 13-bp sequence (called With DnaA coating the origin, two helicases (the DnaB
a “DnaA box”) that is repeated five times in oriC. In re- protein) now bind and slide in a 5Ј-to-3Ј direction to
sponse to the binding of DnaA, the origin is unwound at begin unzipping the helix at the replication fork. Pri-
a cluster of A and T nucleotides. Recall that AT base pairs mase and DNA pol III holoenzyme are now recruited to
are held together only with two hydrogen bonds, the replication fork by protein – protein interactions and
whereas GC base pairs are held together by three. Thus, DNA synthesis begins. You may be wondering why
it is easier to separate (melt) the double helix at stretches DnaA is not present in Figure 7-18 (the replisome
of DNA that are enriched in A and T bases. machine). The answer is that, although it is necessary for

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